DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• P••••••• B•••
Latest filing Mar 31, 2026
First filing on the tape Nov 11, 2011 · 41 filings
SEC status approved since Dec 1, 2011
RAUM
$40B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
289
127 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$40B as of Mar 31, 2026
Mar 29, 2012$41B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)289 as of Mar 31, 2026
Apr 1, 2013140 then
Private funds41 as of Jan 24, 2025
Mar 29, 20122 then
RAUM +8.7% over the last fiscal year-14% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $738MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.1B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22B55%
- Pension and profit-sharing plans$16B41%
- Other investment advisers$1.6B4.0%
- Insurance companies$1.9M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 54reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 8 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.59 institutional_share=0.41 related_bd=true related_bank=true bd_reps=11.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• S••••••••• F••• ••• E••• M•••••• V••• S••• | Private Equity Fund | $1.7B | 63 | Mar 31, 2021 |
| A•••••••• S••••••••• F••• ••• M•••••• V•••• S••• | Private Equity Fund | $947M | 26 | Mar 29, 2024 |
| A•••••••• C••••••••• F••• ••• E••• M•••••• V•••• S••• | Private Equity Fund | $914M | 35 | Mar 31, 2021 |
| G•• F••• I• C••• | Private Equity Fund | $723M | 4 | Mar 30, 2020 |
| A•••••••• S••••••••• F••• ••• M•••••• V••• S••• | Private Equity Fund | $722M | 31 | Mar 31, 2021 |
| A•••••••• C••••••••• F••• ••• M•••••• V•••• S••• | Private Equity Fund | $716M | 30 | Mar 31, 2021 |
| A•••••••• C••••••••• F••• ••• E••• M•••••• I•• S••• | Private Equity Fund | $687M | 30 | Mar 29, 2024 |
| A•••••••• C••••••••• F••• ••• M•••••• V••• S••• | Private Equity Fund | $626M | 23 | Mar 30, 2018 |
| G•• F••• C••• | Private Equity Fund | $589M | 5 | Apr 26, 2018 |
| A•••••••• C••••••••• F••• ••• E••• M•••••• V••• S••• | Private Equity Fund | $514M | 18 | Mar 30, 2018 |
| N•• D••••• I• S••• | Private Equity Fund | $374M | 6 | Mar 30, 2020 |
| A•••••••• G••••••• C••••••••• S•••no longer reported | Private Equity Fund | $358M | 4 | Apr 26, 2018 |
| A•••••••• S••••••••• F••• ••• E••• M•••••• V•• S••• | Private Equity Fund | $352M | 35 | Mar 30, 2017 |
| A•••••••• S••••••••• F••• ••• M•••••• V•• S••• | Private Equity Fund | $330M | 23 | Mar 30, 2017 |
| A•••••••• G••••••• S•••••••• S•••no longer reported | Private Equity Fund | $314M | 4 | Apr 26, 2018 |
| A•••••••• C••••••••• F••• ••• M•••••• I•• S••• | Private Equity Fund | $314M | 30 | Mar 29, 2024 |
| N•• D••••• I• S••• | Private Equity Fund | $289M | 6 | Mar 30, 2018 |
| A•••••••• A••• F••• ••• M••••••• S••• | Private Equity Fund | $235M | 13 | Mar 31, 2022 |
| A• F••• C••• | Private Equity Fund | $209M | 3 | Apr 26, 2018 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $207M | 2 | Mar 29, 2019 |
| A•••••••• S••• F•••• L••• | Private Equity Fund | $202M | 7 | Mar 31, 2022 |
| A•••••••• S••••••••• F••• ••• E••• M•••••• V•••• S••• | Private Equity Fund | $196M | 23 | Mar 29, 2024 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $191M | 2 | Mar 31, 2022 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $180M | 2 | Mar 29, 2019 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $170M | 2 | Mar 31, 2023 |
| A• F••• I• C••• | Private Equity Fund | $167M | 3 | Mar 31, 2022 |
| A•••••••• P• F••• C••• | Private Equity Fund | $164M | 3 | Mar 31, 2022 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $129M | 2 | Mar 30, 2017 |
| A•••••••• P•• S•••••••• F••• 2•••• L••• | Private Equity Fund | $116M | 2 | Mar 31, 2021 |
| A• P• C••• | Private Equity Fund | $112M | 3 | Mar 29, 2019 |
| A• K• F••• I• S••• | Private Equity Fund | $104M | 2 | Mar 31, 2022 |
| A• M• C••• | Private Equity Fund | $99.7M | 4 | Mar 29, 2019 |
| A• M• C••••••••• I• C••• | Private Equity Fund | $55.4M | 6 | Mar 31, 2022 |
| A•••••••• A••• F••• ••• E••• M•••••• I•• S••• | Private Equity Fund | $54.8M | 6 | Mar 29, 2024 |
| A•••••••• L••• C••• | Private Equity Fund | $53.2M | 3 | Apr 26, 2018 |
| A• M• S••••••••• C••• | Private Equity Fund | $49.3M | 6 | Mar 31, 2022 |
| A•••••••• S•••••••• P•••••••• F•••••• F••• ••• M•••••• I•• S••• | Private Equity Fund | $31.3M | 4 | Mar 29, 2024 |
| A• H• S••••••••• C••• | Private Equity Fund | $29.3M | 5 | Apr 26, 2018 |
| A• P• I• C••• | Private Equity Fund | $6.3M | 3 | Mar 31, 2023 |
| A•• V• C•••••••• L•••no longer reported | Private Equity Fund | $2.8M | 42 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• O••••••••• G••••••••• R•••••••• · D•••••Orcontrolsince 06/2019 · owns less than 5%
- H••••••• E••••• K••••••• · D•••••Or And Chief Financial Officercontrolsince 06/2019 · owns less than 5%
- D• V•• D•• S•••••••• P••••••• F•••••••• F•••••••• · Chief Legal Officer - E•••Pe And Asiasince 05/2002 · owns less than 5%
- F••••••• C••••••• S••••• · Chief Compliance Officersince 05/2011 · owns less than 5%
Entity owners
- A• B••• · Sole Shareholderdirect · owns 75% or more
- A•• H••••••• C••••••••• U••• · Shareholderindirect · owns 75% or more of A• B•••
- C•••••• H••••••• I•• G• L••• · Shareholderindirect · owns 25% to 50% of A•• H••••••• C••••••••• U•••
- T•• C•••••• G•••• I••• · Shareholderindirect · owns 50% to 75% of A•• H••••••• C••••••••• U••• · public reporting company
Related persons
Schedule D 7.A
- A•• V••• 2•••••••• G•• L••bankpooled vehicle sponsorn
- A•• L• G••••• G• B•••bankpooled vehicle sponsory
- A•• L• G••••• G•• L•••bankpooled vehicle sponsorn
- A•••••••• A••••• G•• L••bankpooled vehicle sponsorn
- A•••••••• A••••• I• G• B•••bankpooled vehicle sponsory
- A•••••••• A••••• I• G•• L•••bankpooled vehicle sponsorn
- A•••••••• A••••• I•• G•• L•••bankpooled vehicle sponsorn
- A•••••••• A• B•••bankpooled vehicle sponsory
- A•••••••• A•• V•• G• S•••••• G•• L••n
- A•••••••• A•• V•• S•••••• G•• L••n
- A•••••••• A•• V•• T•• C••••• S•••••• G•• L••bankpooled vehicle sponsorn
- A•••••••• A••• G•• L•••bankpooled vehicle sponsorn
- A•••••••• A••• I• G•• L•••pooled vehicle sponsorn
- A•••••••• A••• I• L•• G• S•••••••pooled vehicle sponsory
- A•••••••• A••• L•• G• S•••••••bankpooled vehicle sponsory
- A•••••••• C• G•• L••bankpooled vehicle sponsorn
- A•••••••• C• I• G•• L•••bankpooled vehicle sponsorn
- A•••••••• C•••••• I• G• B•••bankpooled vehicle sponsory
- A•••••••• C•••••• I• G•• L•••bankpooled vehicle sponsorn
- A•••••••• C••••••••• S•• I• G• B•••bankpooled vehicle sponsory
- A•••••••• C••••••••• S•• I• G•• L•••bankpooled vehicle sponsorn
- A•••••••• C• V•• B•••bankpooled vehicle sponsory
- A•••••••• C• V••• B•••bankpooled vehicle sponsory
- A•••••••• C••••••••• I• G•• L•••bankpooled vehicle sponsorn
- A•••••••• C••••••••• I• L•• G• S•••••••bankpooled vehicle sponsory
- A•••••••• C••••••••• V•• G•• L••bankpooled vehicle sponsorn
- A•••••••• C••••••••• V•• L•• G• S•••••••bankpooled vehicle sponsory
- A•••••••• C••••••••• V••• G•• L•••bankpooled vehicle sponsorn
- A•••••••• C••••••••• V••• L•• G• S•••••••bankpooled vehicle sponsory
- A•••••••• C•• G• B•••bankpooled vehicle sponsory
Advisers that list A•••••••• P••••••• B••• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY43 employees
- Hong Kong, Hong Kong10 employees
- London, United Kingdom8 employees
- Singapore, Singapore2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): yes on the filing of 2025-10-07, no on the filing of 2026-03-31peers: other advisers, $20B and over (120)
What changed
consecutive filings, newest first
- Accounts · 134 to 54Oct 7, 2025 to Mar 31, 2026
- Advisory employees · 106 to 127Oct 7, 2025 to Mar 31, 2026
- BD registered reps · 12 to 11Oct 7, 2025 to Mar 31, 2026
- Pooled vehicle clients · 44 to 46Oct 7, 2025 to Mar 31, 2026
- Assets in custody · $3.0B to $3.1BOct 7, 2025 to Mar 31, 2026
- Employees · 236 to 289Oct 7, 2025 to Mar 31, 2026
- Other offices · 4 to 5Oct 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $35B to $38BOct 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.0B to $2.4BOct 7, 2025 to Mar 31, 2026
- Pension RAUM · $18B to $16BOct 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $22BOct 7, 2025 to Mar 31, 2026
- RAUM · $37B to $40BOct 7, 2025 to Mar 31, 2026
- Accounts · 137 to 134Jan 24, 2025 to Mar 31, 2025
- Advisory employees · 92 to 106Jan 24, 2025 to Mar 31, 2025
- BD registered reps · 10 to 12Jan 24, 2025 to Mar 31, 2025
- Pension plan clients · unset to 4.0Jan 24, 2025 to Mar 31, 2025
- Pooled vehicle clients · 47 to 44Jan 24, 2025 to Mar 31, 2025
- Assets in custody · $3.3B to $3.0BJan 24, 2025 to Mar 31, 2025
- Employees · 216 to 236Jan 24, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 24, 2025 to Mar 31, 2025
- Private funds · 41 to unsetJan 24, 2025 to Mar 31, 2025
- Discretionary RAUM · $35B to $35BJan 24, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $2.7B to $2.0BJan 24, 2025 to Mar 31, 2025
- Pension RAUM · $22B to $18BJan 24, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $15B to $17BJan 24, 2025 to Mar 31, 2025
- RAUM · $38B to $37BJan 24, 2025 to Mar 31, 2025
- HQ state · unset to Jul 16, 2024 to Jan 24, 2025
- Accounts · 205 to 137Jul 12, 2023 to Mar 29, 2024
- Advisory employees · 96 to 92Jul 12, 2023 to Mar 29, 2024
- BD registered reps · 9 to 10Jul 12, 2023 to Mar 29, 2024
- Pooled vehicle clients · 108 to 47Jul 12, 2023 to Mar 29, 2024
- Assets in custody · $3.3B to $3.3BJul 12, 2023 to Mar 29, 2024
- Employees · 191 to 216Jul 12, 2023 to Mar 29, 2024
- Private funds · 99 to 41Jul 12, 2023 to Mar 29, 2024
- Discretionary RAUM · $61B to $35BJul 12, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $2.5B to $2.7BJul 12, 2023 to Mar 29, 2024
- Pension RAUM · $23B to $22BJul 12, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $38B to $15BJul 12, 2023 to Mar 29, 2024
- RAUM · $63B to $38BJul 12, 2023 to Mar 29, 2024
- Accounts · 191 to 205Jul 18, 2022 to Mar 31, 2023
Signals
8 dated events
- A•••••••• P••••••• B••• reported RAUM $38.0B, down 40% from $63.4B (2023-07-12 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Jeroen Wouter Moerel (Director) no longer on Schedule A of A•••••••• P••••••• B••• (listed 2023-07-12, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Paul Johan De Klerk (Non-Executive Director) no longer on Schedule A of A•••••••• P••••••• B••• (listed 2021-03-31, absent 2021-07-27)Jul 27, 2021 · Control person left · inference
- A•••••••• P••••••• B••• reported RAUM $55.7B, up 30% from $42.8B (2020-10-07 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Allen Glenn Youngkin (Director) no longer on Schedule A of A•••••••• P••••••• B••• (listed 2020-07-14, absent 2020-10-07)Oct 7, 2020 · Control person left · inference
- K••••••• E•••• H•••••• (Director And Chief Financial Officer) appeared on Schedule A of A•••••••• P••••••• B•••Jul 1, 2019 · Control person joined · fact
- R•••••••• G••••••••• Bagijn-Van O•••••••• (Director) appeared on Schedule A of A•••••••• P••••••• B•••Jul 1, 2019 · Control person joined · fact
- Bennett Lauren Dillard (Director) no longer on Schedule A of A•••••••• P••••••• B••• (listed 2019-03-29, absent 2019-07-01)Jul 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- A•••••••• P••••••• B••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-carlyle-groupreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/A••••••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ir.carlyle.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 31-20-540-7575reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026