DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

F•• P•••••••• L••

Institutional managerCharlotte, North CarolinaCRD 322393SEC 801-129208websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Nov 14, 2023 · 7 filings
SEC status approved since Dec 15, 2023
RAUM
$910M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$910M as of Mar 30, 2026
Mar 26, 2024$530M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20240 then
Employees (5.A)11 as of Mar 30, 2026
Mar 26, 202412 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$910MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Custody
$916M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$910M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$916M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• E•••••• M•••• · Managing Partnercontrol
        since 02/2014 · owns 50% to 75%
      • G•••••• B••••••• P••••••••• · Chief Compliance Officercontrol
        since 10/2023 · owns less than 5%
      • L••••••••• A•••••• P•••••• · Managing Partnercontrol
        since 02/2014 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A••••• P•••••• L••••••••• I••
        investment companyy
      • E••••• M•••• C•••••
        investment companyy
      • F•• M••••••••• L••
        investment companyn
      • G••••• W•• K••••
        investment companyn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $736M to $916M
        Nov 10, 2025 to Mar 30, 2026
      • Discretionary RAUM · $741M to $910M
        Nov 10, 2025 to Mar 30, 2026
      • RAUM · $741M to $910M
        Nov 10, 2025 to Mar 30, 2026
      • Other offices · 0 to 1
        Mar 28, 2025 to Nov 10, 2025
      • Advisory employees · 7 to 6
        Apr 26, 2024 to Mar 28, 2025
      • Assets in custody · $530M to $736M
        Apr 26, 2024 to Mar 28, 2025
      • Employees · 12 to 11
        Apr 26, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Apr 26, 2024 to Mar 28, 2025
      • Discretionary RAUM · $530M to $741M
        Apr 26, 2024 to Mar 28, 2025
      • RAUM · $530M to $741M
        Apr 26, 2024 to Mar 28, 2025
      • Assets in custody · $566M to $530M
        Nov 14, 2023 to Mar 26, 2024
      • Employees · 11 to 12
        Nov 14, 2023 to Mar 26, 2024
      • Discretionary RAUM · $566M to $530M
        Nov 14, 2023 to Mar 26, 2024
      • RAUM · $566M to $530M
        Nov 14, 2023 to Mar 26, 2024
      Signals
      2 dated events
      • F•• P•••••••• L•• reported RAUM $741.2M, up 40% from $530.0M (2024-04-26 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • F•• P•••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 14, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/fca-partnersreportedpublic record, Form ADV, Sep 21, 2026
      Website
      f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      704-972-2684reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026