DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• I••••••••• M•••••••••
Legal name F•• I••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 12, 2022 · 8 filings
SEC status approved since Sep 12, 2022
RAUM
$14.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$14.4M as of Mar 30, 2026
Mar 29, 2023$9.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 29, 20233 then
Employees (5.A)2 as of Mar 30, 2026
Mar 29, 20234 then
Private funds1 as of Mar 30, 2026
Mar 29, 20231 then
RAUM +17% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $7.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $14.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14.4M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.4M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• C•••••• F••• L• | Private Equity Fund | $11.7M | 50 | Aug 12, 2022 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• J•••• E••••• · Managing Member, Ccocontrolsince 06/2022 · owns less than 5%
- L••••••• J•••• E••••• · Membercontrolsince 08/2022 · owns 75% or more of L•••••• H•••••••• L••
- L•••••••• C•••• R••••• · Membersince 08/2022 · owns 75% or more of C•••••• R••• L••
Entity owners
- L•••••• H•••••••• L•• · Memberdirect · owns 75% or more
- C•••••• R••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- F•• C••••••• L••pooled vehicle sponsorn
- F••••••• W••••• G••••investment adviserreal estatenRAUM $439M
Advisers that list F•• I••••••••• M••••••••• as a related person
- 308968 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $12.4M to $14.4MJun 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $12.4M to $14.4MJun 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $12.4M to $14.4MJun 30, 2025 to Mar 30, 2026
- RAUM · $12.4M to $14.4MJun 30, 2025 to Mar 30, 2026
- Financial planning clients · unset to Feb 21, 2025 to Jun 30, 2025
- Advisory employees · 3 to 2Jul 9, 2024 to Feb 21, 2025
- Assets in custody · $11.7M to $12.4MJul 9, 2024 to Feb 21, 2025
- Employees · 4 to 2Jul 9, 2024 to Feb 21, 2025
- Insurance-licensed employees · 3 to 2Jul 9, 2024 to Feb 21, 2025
- State-registered IARs · 3 to 2Jul 9, 2024 to Feb 21, 2025
- Discretionary RAUM · $11.7M to $12.4MJul 9, 2024 to Feb 21, 2025
- Pooled vehicle RAUM · $11.7M to $12.4MJul 9, 2024 to Feb 21, 2025
- RAUM · $11.7M to $12.4MJul 9, 2024 to Feb 21, 2025
- Assets in custody · $9.7M to $11.7MAug 18, 2023 to Mar 22, 2024
- Discretionary RAUM · $9.7M to $11.7MAug 18, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $9.7M to $11.7MAug 18, 2023 to Mar 22, 2024
- RAUM · $9.7M to $11.7MAug 18, 2023 to Mar 22, 2024
- Related insurance company · true to falseAug 18, 2023 to Mar 22, 2024
- HQ city · ORLANDO to WINTER PARKMar 29, 2023 to Aug 18, 2023
- Accounts · 0 to 1Aug 12, 2022 to Mar 29, 2023
- Pooled vehicle clients · unset to 1.0Aug 12, 2022 to Mar 29, 2023
- Assets in custody · $0 to $9.7MAug 12, 2022 to Mar 29, 2023
- Legal name · F•• I••••••••• M••••••••• to F•• I••••••••• M••••••••• L••Aug 12, 2022 to Mar 29, 2023
- Discretionary RAUM · $0 to $9.7MAug 12, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · unset to 9660600.0Aug 12, 2022 to Mar 29, 2023
- RAUM · $0 to $9.7MAug 12, 2022 to Mar 29, 2023
Signals
1 dated events
- F•• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)Aug 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•• I••••••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- F•• I••••••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 407-999-8998reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026