DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• W••••• G••••
Legal name F•• H•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 21, 2020 · 19 filings
SEC status approved since May 26, 2020
RAUM
$439M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$431M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$439M as of Mar 30, 2026
Mar 12, 2021$214M then
HNW client RAUM$354M as of Mar 30, 2026
Mar 12, 2021$146M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 12, 20214 then
Employees (5.A)14 as of Mar 30, 2026
Mar 12, 20219 then
Private funds: no history
RAUM +27% over the last fiscal year+19% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $398,479derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $203M, 229 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$354M81%
- Individuals$76.9M18%
- Corporations and businesses$7.0M1.6%
- Charitable organizations$1.2M0.3%
- Individual clients
- 264reported
- HNW clients
- 107reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,102reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $203M for 229 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• E••••• L••••••Certified Financial Planner | Winter Park, Fl | Jun 29, 2020 | 28 y | 3 |
| B•••••• D•••• L•••••• | Winter Park, Fl | Dec 24, 2020 | 10 y | 1 |
| T•••••• S••••• S•••••Chartered Financial Consultant | Winter Spring, Fl | Feb 8, 2021 | 25 y | 3 |
| C••• D••••• C•••••••• | Winter Park, Fl | Sep 16, 2021 | 11 y | 3 |
| C••• R••••• L•••••••Certified Financial Planner | Winter Park, Fl | Jan 1, 2025 | 12 y | 1 |
| J••••• M••••••• I••••••• | Winter Park, Fl | Apr 7, 2025 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••• R••••• L••••••• from A••••••••• F•••••••• S•••••••• L••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- C••• D••••• C•••••••• from A• W••••• M••••••••• L••Sep 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••••• S••••• S••••• from M•••• • C••••• I••Feb 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- B•••••• D•••• L•••••• from A••••••••• F•••••••• S•••••••• L••Dec 24, 2020 · Affiliated broker-dealer or bank to independent RIA
- J••• E••••• L•••••• from A••••••••• F•••••••• S•••••••• L••Jun 29, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••Jun 23, 2020 · Orlando, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••• J•••• E••••• · President And Chief Compliance Officercontrolsince 06/2020 · owns less than 5%
- L••••••• J•••• E••••• · Membercontrolsince 07/2022 · owns 75% or more of L•••••• H•••••••• L••
- L•••••••• C•••• R••••• · Membersince 07/2022 · owns 75% or more of C•••••• R••• L••
Entity owners
- L•••••• H•••••••• L•• · Memberdirect · owns 75% or more
- C•••••• R••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- F•• C••••••• L••pooled vehicle sponsorn
- F•• I••••••••• M•••••••••investment advisernRAUM $14.4M
Advisers that list F••••••• W••••• G•••• as a related person
- 322394 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 968 to 1,102Oct 30, 2025 to Mar 30, 2026
- Corporate clients · 10 to 13Oct 30, 2025 to Mar 30, 2026
- HNW clients · 103 to 107Oct 30, 2025 to Mar 30, 2026
- Individual clients · 247 to 264Oct 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $345M to $439MOct 30, 2025 to Mar 30, 2026
- HNW RAUM · $271M to $354MOct 30, 2025 to Mar 30, 2026
- Individual RAUM · $68.6M to $76.9MOct 30, 2025 to Mar 30, 2026
- Pension RAUM · unset to 0.0Oct 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 0.0Oct 30, 2025 to Mar 30, 2026
- RAUM · $345M to $439MOct 30, 2025 to Mar 30, 2026
- Accounts · 875 to 968Sep 24, 2024 to Feb 24, 2025
- Advisory employees · 6 to 5Sep 24, 2024 to Feb 24, 2025
- Corporate clients · 7 to 10Sep 24, 2024 to Feb 24, 2025
- HNW clients · 78 to 103Sep 24, 2024 to Feb 24, 2025
- Individual clients · 233 to 247Sep 24, 2024 to Feb 24, 2025
- Assets in custody · $259M to $203MSep 24, 2024 to Feb 24, 2025
- Employees · 13 to 14Sep 24, 2024 to Feb 24, 2025
- Insurance-licensed employees · 1 to 0Sep 24, 2024 to Feb 24, 2025
- Financial planning clients · 1-10 to 1-10Sep 24, 2024 to Feb 24, 2025
- State-registered IARs · 6 to 5Sep 24, 2024 to Feb 24, 2025
- Discretionary RAUM · $295M to $345MSep 24, 2024 to Feb 24, 2025
- HNW RAUM · $206M to $271MSep 24, 2024 to Feb 24, 2025
- Individual RAUM · $85.2M to $68.6MSep 24, 2024 to Feb 24, 2025
- RAUM · $295M to $345MSep 24, 2024 to Feb 24, 2025
- Business name · F••••••• W••••• G••••• L•• to F••••••• W••••• G••••Mar 22, 2024 to Sep 24, 2024
- Accounts · 881 to 875Nov 22, 2023 to Mar 22, 2024
- Advisory employees · 5 to 6Nov 22, 2023 to Mar 22, 2024
- Corporate clients · 6 to 7Nov 22, 2023 to Mar 22, 2024
- HNW clients · 73 to 78Nov 22, 2023 to Mar 22, 2024
- Individual clients · 234 to 233Nov 22, 2023 to Mar 22, 2024
- Assets in custody · $183M to $259MNov 22, 2023 to Mar 22, 2024
- State-registered IARs · 5 to 6Nov 22, 2023 to Mar 22, 2024
- Discretionary RAUM · $257M to $295MNov 22, 2023 to Mar 22, 2024
- HNW RAUM · $177M to $206MNov 22, 2023 to Mar 22, 2024
- Individual RAUM · $77.3M to $85.2MNov 22, 2023 to Mar 22, 2024
- RAUM · $257M to $295MNov 22, 2023 to Mar 22, 2024
- Related adviser · false to trueNov 22, 2023 to Mar 22, 2024
- HQ city · ORLANDO to WINTER PARKMar 24, 2023 to Jul 11, 2023
- Accounts · 844 to 881Nov 2, 2022 to Mar 24, 2023
- HNW clients · 71 to 73Nov 2, 2022 to Mar 24, 2023
Signals
4 dated events
- F••••••• W••••• G••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 28, 2022 · Succession (Item 4) · fact
- E••••• J••• L•••••• (President And Chief Compliance Officer) appeared on Schedule A of F••••••• W••••• G••••Jun 19, 2020 · Control person joined · fact
- D•••• B•••••• L•••••• (President And Chief Compliance Officer) no longer on Schedule A of F••••••• W••••• G•••• (listed 2020-04-21, absent 2020-06-19)Jun 19, 2020 · Control person left · inference
- F••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- brad@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- jill@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- kayla@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- leah@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- sarah@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- tim@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- valerie@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- becky@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 407-999-8998reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/fortress-wealth-group/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fortresswealthgroup.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026