DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•• A•••••••• L••

Asset manager (funds and pooled vehicles)Pleasanton, CaliforniaCRD 322542SEC 801-126782websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Sep 23, 2022 · 8 filings
SEC status approved since Oct 21, 2022
RAUM
$31.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$31.3M as of Mar 30, 2026
Mar 15, 2023$34.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 15, 20230 then
Employees (5.A)2 as of Mar 30, 2026
Mar 15, 20232 then
Private funds2 as of Mar 30, 2026
Mar 15, 20232 then
RAUM -6.2% over the last fiscal year-3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$31.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• V••••• V••••••• I•• L•Venture Capital Fund$27.7M94Sep 23, 2022
      T•• V••••• V••••••• I• L•Venture Capital Fund$14.5M2Sep 23, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• D••• C••••• · Managing Membercontrol
        since 07/2022 · owns 25% to 50%
      • H••••••• G••••••• D•••• · Managing Member And Chief Compliance Officercontrol
        since 07/2022 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Advisers that list T•• A•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $33.4M to $31.3M
        Jul 7, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $33.4M to $31.3M
        Jul 7, 2025 to Mar 30, 2026
      • RAUM · $33.4M to $31.3M
        Jul 7, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 17, 2025 to Jul 7, 2025
      • Discretionary RAUM · $43.4M to $33.4M
        May 3, 2024 to Mar 17, 2025
      • Pooled vehicle RAUM · $43.4M to $33.4M
        May 3, 2024 to Mar 17, 2025
      • RAUM · $43.4M to $33.4M
        May 3, 2024 to Mar 17, 2025
      • Discretionary RAUM · $34.5M to $43.4M
        Sep 13, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $34.5M to $43.4M
        Sep 13, 2023 to Mar 25, 2024
      • RAUM · $34.5M to $43.4M
        Sep 13, 2023 to Mar 25, 2024
      Signals
      1 dated events
      • T•• A•••••••• L•• filed its initial SEC registration (Form ADV)
        Sep 23, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      trivalleyventures.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      925-621-1000reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026