DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mirador Capital Partners
Legal name Mirador Capital Partners, LP
Latest filing Jul 23, 2026
First filing on the tape Nov 5, 2014 · 38 filings
SEC status approved since Nov 21, 2014
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$954M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.0B as of Jul 23, 2026
Jan 27, 2015$0 then
HNW client RAUM$841M as of Jul 23, 2026
Mar 12, 2018$210M then
State-registered IARs (5.B.3)8 as of Jul 23, 2026
Jan 27, 20156 then
Employees (5.A)15 as of Jul 23, 2026
Jan 27, 20156 then
Private funds: no history
RAUM +34% over the last fiscal year+18% a year over threeIARs 7 to 8offices 1 to 2
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $448,344derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $80.6M, 103 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$841M83%
- Individuals$113M11%
- Pension and profit-sharing plans$28.9M2.9%
- Corporations and businesses$16.6M1.7%
- Charitable organizations$9.3M0.9%
- Individual clients
- 412reported
- HNW clients
- 235reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 2,249reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $80.6M for 103 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Audrey Denise GlafkidesCertified Financial Planner | Pleasanton, Ca | Jan 27, 2015 | 17 y | 3 |
| Don Corbin GarmanCertified Financial Planner | Pleasanton, Ca | Jan 27, 2015 | 33 y | 4 |
| Daniel Buntin Murray | Larkspur, Ca | Jan 27, 2015 | 14 y | 2 |
| Carol Ann WikleCertified Financial Planner | Pleasanton, Ca | Jan 27, 2015 | 27 y | 4 |
| Joseph Decastro Garcia | Pleasanton, Ca | Apr 12, 2019 | 32 y | 1 |
| Mark Charles Swoboda | Pleasanton, Ca | Sep 20, 2023 | 10 y | 0 |
| Jackson Vickers | Pleasanton, Ca | Sep 27, 2023 | 11 y | 0 |
| Christopher John Robert Connolly | Pleasanton, Ca | Jan 13, 2025 | 11 y | 0 |
| Asha Marie Culhane-Husain | Pleasanton, Ca | May 15, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Lauren Melin Moone to FartherMar 20, 2023 · RIA to RIA
- Jason Anthony Pfannenstiel to Bordeaux Wealth AdvisorsOct 16, 2018 · RIA to RIA
Joined, latest
- Joseph Decastro Garcia from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 12, 2019 · Wirehouse to independent RIA
- Lauren Melin Moone from Bmo Family Office, LLCJul 29, 2015 · Other
- Don Corbin Garman from Crosspoint Capital ManagementJan 27, 2015 · Other
- Audrey Denise Glafkides from Crosspoint Capital ManagementJan 27, 2015 · Other
- Jason Anthony Pfannenstiel from Crosspoint Capital ManagementJan 27, 2015 · Other
- Daniel Buntin Murray from Crosspoint Capital ManagementJan 27, 2015 · Other
- Carol Ann Wikle from Crosspoint Capital ManagementJan 27, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Crosspoint Capital ManagementFeb 9, 2015 · Orinda, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Corbin Don Garman · Limited Partner & Chief Compliance Officercontrolsince 07/2013 · owns 75% or more
- Denise Audrey Glafkides · Chief Operating Officercontrolsince 07/2019 · owns less than 5%
- Corbin Don Garman · Presidentcontrolsince 06/2013 · owns 75% or more of Mirador General Partner, Inc.
- Buntin Daniel Murray · Limited Partnersince 07/2013 · owns less than 5%
- Ann Carol Wikle · Limited Partnersince 01/2015 · owns less than 5%
Entity owners
- Mirador General Partner, Inc. · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Tvv Advisers, LLCinvestment advisernRAUM $31.3M
Advisers that list Mirador Capital Partners as a related person
- 322542 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pleasanton, Ca · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Larkspur, CA1 employees
What changed
consecutive filings, newest first
- RAUM · $934M to $1.0BMar 10, 2026 to Jun 19, 2026
- Accounts · 2,159 to 2,249Mar 10, 2026 to Jun 19, 2026
- Charity clients · 6 to 8Mar 10, 2026 to Jun 19, 2026
- Corporate clients · 6 to 7Mar 10, 2026 to Jun 19, 2026
- HNW clients · 223 to 235Mar 10, 2026 to Jun 19, 2026
- Individual clients · 406 to 412Mar 10, 2026 to Jun 19, 2026
- Pension plan clients · 3.0 to unsetMar 10, 2026 to Jun 19, 2026
- Discretionary RAUM · $934M to $1.0BMar 10, 2026 to Jun 19, 2026
- HNW RAUM · $756M to $841MMar 10, 2026 to Jun 19, 2026
- Individual RAUM · $124M to $113MMar 10, 2026 to Jun 19, 2026
- Pension RAUM · $28.3M to $28.9MMar 10, 2026 to Jun 19, 2026
- Accounts · 2,572 to 2,159Dec 11, 2025 to Mar 10, 2026
- Advisory employees · 6 to 7Dec 11, 2025 to Mar 10, 2026
- HNW clients · 236 to 223Dec 11, 2025 to Mar 10, 2026
- Individual clients · 391 to 406Dec 11, 2025 to Mar 10, 2026
- Pension plan clients · 2 to 3Dec 11, 2025 to Mar 10, 2026
- Assets in custody · $38.4M to $80.6MDec 11, 2025 to Mar 10, 2026
- Employees · 14 to 15Dec 11, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 1-10Dec 11, 2025 to Mar 10, 2026
- State-registered IARs · 7 to 8Dec 11, 2025 to Mar 10, 2026
- Other offices · 1 to 2Dec 11, 2025 to Mar 10, 2026
- Discretionary RAUM · $902M to $934MDec 11, 2025 to Mar 10, 2026
- HNW RAUM · $718M to $756MDec 11, 2025 to Mar 10, 2026
- Individual RAUM · $137M to $124MDec 11, 2025 to Mar 10, 2026
- Pension RAUM · $23.5M to $28.3MDec 11, 2025 to Mar 10, 2026
- RAUM · $902M to $934MDec 11, 2025 to Mar 10, 2026
- Accounts · 2,487 to 2,572Jun 20, 2025 to Oct 22, 2025
- Charity clients · 8 to 6Jun 20, 2025 to Oct 22, 2025
- HNW clients · 217 to 236Jun 20, 2025 to Oct 22, 2025
- Individual clients · 380 to 391Jun 20, 2025 to Oct 22, 2025
- Pension plan clients · 3 to 2Jun 20, 2025 to Oct 22, 2025
- Financial planning clients · 0 to 0Jun 20, 2025 to Oct 22, 2025
- Discretionary RAUM · $754M to $902MJun 20, 2025 to Oct 22, 2025
- HNW RAUM · $593M to $718MJun 20, 2025 to Oct 22, 2025
- Individual RAUM · $120M to $137MJun 20, 2025 to Oct 22, 2025
- Pension RAUM · $20.8M to $23.5MJun 20, 2025 to Oct 22, 2025
- RAUM · $754M to $902MJun 20, 2025 to Oct 22, 2025
- Accounts · 2,253 to 2,487Jun 28, 2024 to Feb 27, 2025
- Advisory employees · 5 to 6Jun 28, 2024 to Feb 27, 2025
- Charity clients · 9 to 8Jun 28, 2024 to Feb 27, 2025
Signals
3 dated events
- Lauren Melin Moone left Mirador Capital Partners for Farther (registered 2026-01-07)Mar 20, 2023 · Advisor changed firm · fact
- Denise Audrey Glafkides (Chief Operating Officer) appeared on Schedule A of Mirador Capital PartnersOct 25, 2019 · Control person joined · fact
- Mirador Capital Partners filed its initial SEC registration (Form ADV)Nov 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- asha.culhane@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- blair.laidlaw@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- chris.fusco@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- daniel.potts@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- deja.holland@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amber.ottersen@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kylie.watson@miradorcp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-621-9925reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-652-9214reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 925-621-1000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/3719903reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026