DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jan 4, 2023 · 9 filings
SEC status approved since Feb 3, 2023
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$31.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$128M as of Mar 26, 2026
Mar 26, 2024$66.7M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 26, 2024$0 then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 26, 20243 then
Employees (5.A)4 as of Mar 26, 2026
Mar 26, 20243 then
Private funds1 as of Mar 26, 2026
Mar 26, 20241 then
RAUM +28% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $31.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $128MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $128M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$128M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $128M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• C•••••• F••• I• L• | Hedge Fund | $66.7M | 45 | Jan 4, 2023 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• J••••••• T••••• · Manager & Chief Compliance Officercontrolsince 08/2022 · owns 25% to 50%
- M•••••••• W••••••• J•••• · Managercontrolsince 08/2022 · owns 25% to 50%
- W••••••••• Z••••••• M••••••• · Managercontrolsince 08/2022 · owns 25% to 50%
- M••••••• J••••••• T••••• · Chief Compliance Officercontrolsince 09/2021 · owns 25% to 50% of S••••••••• C•••••• H•••••••• L••
- M•••••••• W••••••• J•••• · Partnercontrolsince 09/2021 · owns 25% to 50% of S••••••••• C•••••• H•••••••• L••
- W••••••••• Z••••••• M••••••• · Partnercontrolsince 09/2021 · owns 25% to 50% of S••••••••• C•••••• H•••••••• L••
Entity owners
- D••• H••••••• L•• · Memberdirect · owns 10% to 25%
- S••••••••• C•••••• H•••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••••• C•••••• P••••••• L••pooled vehicle sponsorn
- S••••••••• W•••••• L••investment advisernRAUM $704M
Advisers that list S••••••••• C•••••• M••••••••• L•• as a related person
- 315843 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lehi, Ut · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $99.4M to $128MMar 25, 2025 to Mar 26, 2026
- Financial planning clients · 0 to Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $99.4M to $128MMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $99.4M to $128MMar 25, 2025 to Mar 26, 2026
- RAUM · $99.4M to $128MMar 25, 2025 to Mar 26, 2026
- Assets in custody · $66.7M to $99.4MMar 26, 2024 to Mar 25, 2025
- Employees · 3 to 4Mar 26, 2024 to Mar 25, 2025
- Insurance-licensed employees · 3 to 4Mar 26, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 4Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $66.7M to $99.4MMar 26, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $66.7M to $99.4MMar 26, 2024 to Mar 25, 2025
- RAUM · $66.7M to $99.4MMar 26, 2024 to Mar 25, 2025
- Accounts · 0 to 1Aug 18, 2023 to Mar 26, 2024
- Assets in custody · $0 to $66.7MAug 18, 2023 to Mar 26, 2024
- Discretionary RAUM · $0 to $66.7MAug 18, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $0 to $66.7MAug 18, 2023 to Mar 26, 2024
- RAUM · $0 to $66.7MAug 18, 2023 to Mar 26, 2024
Signals
1 dated events
- S••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 4, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/solidarity-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- solidaritycapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 385-374-1665reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026