DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Solidarity Wealth, LLC
Latest filing Aug 6, 2026
First filing on the tape Sep 22, 2021 · 15 filings
SEC status approved since Oct 22, 2021
RAUM
$704M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$704M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$88.0M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$704M as of Aug 6, 2026
Jan 24, 2022$251M then
HNW client RAUM$688M as of Aug 6, 2026
Jan 24, 2022$243M then
State-registered IARs (5.B.3)8 as of Aug 6, 2026
Jan 24, 20227 then
Employees (5.A)12 as of Aug 6, 2026
Jan 24, 20227 then
Private funds: no history
RAUM +12% over the last fiscal year+23% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $88.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $691,027derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $494MreportedItem 5.I
- Custody
- $563M, 180 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$688M98%
- Individuals$15.4M2.2%
- Corporations and businesses$408,8940.1%
- Individual clients
- 43reported
- HNW clients
- 175reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,019reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $247M sponsored, $247M managedreported
- Custody of client assets
- $563M for 180 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William James Mortimer | Lehi, Ut | Oct 22, 2021 | 20 y | 3 |
| Zachary Montague WhitchurchCertified Financial Planner | Lehi, Ut | Oct 22, 2021 | 17 y | 2 |
| Jeffrey Thomas Mcclean | Lehi, Ut | Oct 22, 2021 | 16 y | 1 |
| Robert Clark Featherstone | Lehi, Ut | Jan 27, 2022 | 10 y | 1 |
| Veronica Fox | Lehi, Ut | Jan 27, 2022 | 11 y | 1 |
| Daniel Clark | Lehi, Ut | Mar 18, 2022 | 16 y | 2 |
| Robert Scott Patrick | Lehi, Ut | Nov 14, 2025 | 12 y | 0 |
| Nicholas Lynn TrotterCertified Financial Planner | Lehi, Ut | Mar 18, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
- Alexandria Bethany Shockey Tucker to Domain Money Advisors, LLCFeb 20, 2026 · Other
- Cameron D Cole to Empirical Wealth ManagementJul 9, 2025 · RIA to RIA
Joined, latest
- Cameron D Cole from Alliancebernstein L.P.Dec 5, 2024 · Other
- Alexandria Bethany Shockey Tucker from J.P. Morgan Securities LLCJan 8, 2024 · Wirehouse to independent RIA
- Daniel Clark from Kera Capital PartnersMar 18, 2022 · RIA to RIA
- Robert Clark Featherstone from Morgan StanleyJan 27, 2022 · Wirehouse to independent RIA
- Veronica Fox from Wells Fargo AdvisorsJan 27, 2022 · Wirehouse to independent RIA
- Zachary Montague Whitchurch from Wells Fargo AdvisorsOct 22, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- William James Mortimer from Wells Fargo AdvisorsOct 22, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Jeffrey Thomas Mcclean from Wells Fargo AdvisorsOct 22, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Wells Fargo AdvisorsOct 29, 2021 · Salt Lake City, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Jeffrey Mcclean · Chief Executive Officer And Chief Compliance Officercontrolsince 09/2021 · owns 25% to 50% of Solidarity Holdings, LLC
- James William Mortimer · Chief Investment Officercontrolsince 09/2021 · owns 25% to 50% of Solidarity Holdings, LLC
- Montague Zachary Whitchurch · Presidentcontrolsince 09/2021 · owns 25% to 50% of Solidarity Holdings, LLC
- Jeffrey Mcclean · Chief Compliance Officersince 09/2021 · owns less than 5%
Entity owners
- Solidarity Holdings, LLC · Ownerdirect · owns 75% or more
- Dpws Holdings LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Solidarity Capital Management, LLCinvestment advisernRAUM $128M
Advisers that list Solidarity Wealth, LLC as a related person
- 322596 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lehi, Ut · principal | 8 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 748 to 1,019Sep 22, 2025 to Mar 4, 2026
- Advisory employees · 9 to 8Sep 22, 2025 to Mar 4, 2026
- HNW clients · 154 to 175Sep 22, 2025 to Mar 4, 2026
- Individual clients · 41 to 43Sep 22, 2025 to Mar 4, 2026
- Assets in custody · $502M to $563MSep 22, 2025 to Mar 4, 2026
- Employees · 13 to 12Sep 22, 2025 to Mar 4, 2026
- State-registered IARs · 9 to 8Sep 22, 2025 to Mar 4, 2026
- Discretionary RAUM · $628M to $704MSep 22, 2025 to Mar 4, 2026
- HNW RAUM · $613M to $688MSep 22, 2025 to Mar 4, 2026
- Individual RAUM · $13.3M to $15.4MSep 22, 2025 to Mar 4, 2026
- RAUM · $628M to $704MSep 22, 2025 to Mar 4, 2026
- Wrap assets (manager) · $267M to $247MSep 22, 2025 to Mar 4, 2026
- Wrap assets (sponsor) · $267M to $247MSep 22, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 0Feb 12, 2025 to Sep 22, 2025
- Accounts · 556 to 748Oct 31, 2024 to Feb 12, 2025
- Advisory employees · 7 to 9Oct 31, 2024 to Feb 12, 2025
- HNW clients · 133 to 154Oct 31, 2024 to Feb 12, 2025
- Individual clients · 25 to 41Oct 31, 2024 to Feb 12, 2025
- Assets in custody · $476M to $502MOct 31, 2024 to Feb 12, 2025
- Employees · 15 to 13Oct 31, 2024 to Feb 12, 2025
- State-registered IARs · 8 to 9Oct 31, 2024 to Feb 12, 2025
- Discretionary RAUM · $512M to $628MOct 31, 2024 to Feb 12, 2025
- HNW RAUM · $513M to $613MOct 31, 2024 to Feb 12, 2025
- Individual RAUM · $7.1M to $13.3MOct 31, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $9.6M to $0Oct 31, 2024 to Feb 12, 2025
- RAUM · $522M to $628MOct 31, 2024 to Feb 12, 2025
- Wrap assets (manager) · $247M to $267MOct 31, 2024 to Feb 12, 2025
- Wrap assets (sponsor) · $247M to $267MOct 31, 2024 to Feb 12, 2025
- Accounts · 405 to 556Dec 18, 2023 to Feb 28, 2024
- HNW clients · 108 to 133Dec 18, 2023 to Feb 28, 2024
- Individual clients · 22 to 25Dec 18, 2023 to Feb 28, 2024
- Assets in custody · $305M to $476MDec 18, 2023 to Feb 28, 2024
- Employees · 14 to 15Dec 18, 2023 to Feb 28, 2024
- Discretionary RAUM · $365M to $512MDec 18, 2023 to Feb 28, 2024
- HNW RAUM · $368M to $513MDec 18, 2023 to Feb 28, 2024
- Individual RAUM · $5.9M to $7.1MDec 18, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $10.1M to $9.6MDec 18, 2023 to Feb 28, 2024
- RAUM · $376M to $522MDec 18, 2023 to Feb 28, 2024
- Wrap assets (manager) · $237M to $247MDec 18, 2023 to Feb 28, 2024
- Wrap assets (sponsor) · $237M to $247MDec 18, 2023 to Feb 28, 2024
Signals
5 dated events
- Alexandria Bethany Shockey Tucker left Solidarity Wealth, Llc for Domain Money Advisors, Llc (registered 2026-04-02)Feb 20, 2026 · Advisor changed firm · fact
- Cameron D Cole left Solidarity Wealth, Llc for Empirical Wealth Management (registered 2025-07-11)Jul 9, 2025 · Advisor changed firm · fact
- Solidarity Wealth, Llc reported RAUM $522.0M, up 39% from $375.5M (2023-12-18 to 2024-02-28)Feb 28, 2024 · RAUM change · derived
- Solidarity Wealth, Llc reported RAUM $375.5M, up 50% from $250.8M (2023-02-28 to 2023-03-13)Mar 13, 2023 · RAUM change · derived
- Solidarity Wealth, Llc filed its initial SEC registration (Form ADV)Sep 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@solidaritywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 385-374-1665reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- solidaritywealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 385-374-1665reportedpublic record, Form ADV, Aug 6, 2026
- Contact form
- solidaritywealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- solidaritywealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026