DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• I••••••••• G••••
Legal name K•••••• I••••••••• G••••• I•••
Latest filing Feb 6, 2026
First filing on the tape Jul 18, 2022 · 9 filings
SEC status approved since Nov 10, 2022
RAUM
$633M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$631M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$633M as of Feb 6, 2026
Mar 21, 2023$397M then
HNW client RAUM$308M as of Feb 6, 2026
Mar 21, 2023$215M then
State-registered IARs (5.B.3)5 as of Feb 6, 2026
Mar 21, 20234 then
Employees (5.A)12 as of Feb 6, 2026
Mar 21, 202314 then
Private funds: no history
RAUM +16% over the last fiscal year+17% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 207derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $239,770derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $633MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$323M51%
- High-net-worth individuals$308M49%
- Corporations and businesses$2.1M0.3%
- Individual clients
- 916reported
- HNW clients
- 120reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,641reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• W•••••• K••••••Certified Financial Planner | West Deptford, Nj | Sep 29, 2022 | 32 y | 2 |
| H•••• J• S••••••••Certified Financial Planner | West Deptford, Nj | Sep 30, 2022 | 21 y | 2 |
| K•••• R••••• H••••• | Holicong, Pa | Sep 30, 2022 | 40 y | 2 |
| A•••• C•••• | West Deptford, Nj | Oct 3, 2022 | 10 y | 2 |
| J•••• F•••••• M••••••Chartered Financial Analyst | West Deptford, Nj | Jun 24, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••••• A••••• C•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 12, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- A•••• C•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 3, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- K•••• R••••• H••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 30, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- H•••• J• S•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 30, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• W•••••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 29, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 10, 2022 · West Deptford, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• K••••• R••••• · Managing Directorcontrolsince 10/2022 · owns less than 5%
- K••••••• J•••• W•••••• · Ceocontrolsince 07/2022 · owns 75% or more
- S••••••••• H••••• J• · Presidentcontrolsince 01/2024 · owns less than 5%
- D•••••• E•••••• T• · Chief Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
- K•••••• I•••••••• S••••••• I••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Deptford, Nj · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Holicong, PA1 employees
What changed
consecutive filings, newest first
- Accounts · 2,519 to 2,641Jan 31, 2025 to Feb 6, 2026
- Corporate clients · 5.0 to unsetJan 31, 2025 to Feb 6, 2026
- HNW clients · 117 to 120Jan 31, 2025 to Feb 6, 2026
- Individual clients · 864 to 916Jan 31, 2025 to Feb 6, 2026
- Employees · 10 to 12Jan 31, 2025 to Feb 6, 2026
- Financial planning clients · More than 500 to 0Jan 31, 2025 to Feb 6, 2026
- Discretionary RAUM · $545M to $633MJan 31, 2025 to Feb 6, 2026
- HNW RAUM · $273M to $308MJan 31, 2025 to Feb 6, 2026
- Individual RAUM · $270M to $323MJan 31, 2025 to Feb 6, 2026
- RAUM · $545M to $633MJan 31, 2025 to Feb 6, 2026
- Accounts · 2,452 to 2,519Feb 15, 2024 to Jan 31, 2025
- Corporate clients · 6 to 5Feb 15, 2024 to Jan 31, 2025
- HNW clients · 116 to 117Feb 15, 2024 to Jan 31, 2025
- Individual clients · 778 to 864Feb 15, 2024 to Jan 31, 2025
- Employees · 11 to 10Feb 15, 2024 to Jan 31, 2025
- Financial planning clients · More than 500 to More than 500Feb 15, 2024 to Jan 31, 2025
- Discretionary RAUM · $469M to $545MFeb 15, 2024 to Jan 31, 2025
- HNW RAUM · $239M to $273MFeb 15, 2024 to Jan 31, 2025
- Individual RAUM · $225M to $270MFeb 15, 2024 to Jan 31, 2025
- RAUM · $469M to $545MFeb 15, 2024 to Jan 31, 2025
- Individual RAUM · $180M to $225MNov 2, 2023 to Feb 15, 2024
- RAUM · $397M to $469MNov 2, 2023 to Feb 15, 2024
- Accounts · 2,249 to 2,452Nov 2, 2023 to Feb 15, 2024
- Advisory employees · 4 to 5Nov 2, 2023 to Feb 15, 2024
- Corporate clients · unset to 6.0Nov 2, 2023 to Feb 15, 2024
- HNW clients · 111 to 116Nov 2, 2023 to Feb 15, 2024
- Individual clients · 723 to 778Nov 2, 2023 to Feb 15, 2024
- Employees · 14 to 11Nov 2, 2023 to Feb 15, 2024
- State-registered IARs · 4 to 5Nov 2, 2023 to Feb 15, 2024
- Discretionary RAUM · $397M to $469MNov 2, 2023 to Feb 15, 2024
- HNW RAUM · $215M to $239MNov 2, 2023 to Feb 15, 2024
- Accounts · 2,222 to 2,249Jan 13, 2023 to Mar 21, 2023
- HNW clients · unset to 111.0Jan 13, 2023 to Mar 21, 2023
- Individual clients · 898 to 723Jan 13, 2023 to Mar 21, 2023
- Employees · 12 to 14Jan 13, 2023 to Mar 21, 2023
- Financial planning clients · 0 to More than 500Jan 13, 2023 to Mar 21, 2023
- Discretionary RAUM · $381M to $397MJan 13, 2023 to Mar 21, 2023
- HNW RAUM · unset to 215016546.0Jan 13, 2023 to Mar 21, 2023
- Individual RAUM · $378M to $180MJan 13, 2023 to Mar 21, 2023
- RAUM · $381M to $397MJan 13, 2023 to Mar 21, 2023
Signals
5 dated events
- S•••••• A••••• C•••• left K•••••• I••••••••• G•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-06-03)Jul 12, 2024 · Advisor changed firm · fact
- J. Henry Schroeder (President) appeared on Schedule A of K•••••• I••••••••• G••••Feb 15, 2024 · Control person joined · fact
- Robert Keith Hering (Managing Director) appeared on Schedule A of K•••••• I••••••••• G••••Nov 2, 2022 · Control person joined · fact
- 3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (West Deptford, NJ) for K•••••• I••••••••• G•••• within 3 daysOct 10, 2022 · Team lift-out · derived
- K•••••• I••••••••• G•••• filed its initial SEC registration (Form ADV)Jul 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kennedyinvestmentgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-794-9417reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-853-0400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-794-9416reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kennedy-investment-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- kennedyinvestmentgroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 856-853-0400reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- kennedyinvestmentgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026