DFX Intelligence
RIA Intelligence
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SEC-registered adviser
N•••• W••••• M••••••••• P•••••
Latest filing Feb 25, 2026
First filing on the tape Aug 26, 2022 · 13 filings
SEC status approved since Sep 28, 2022
RAUM
$400M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$395M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$100M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$400M as of Feb 25, 2026
Feb 9, 2023$241M then
HNW client RAUM$359M as of Feb 25, 2026
Feb 9, 2023$226M then
State-registered IARs (5.B.3)5 as of Feb 25, 2026
Feb 9, 20235 then
Employees (5.A)5 as of Feb 25, 2026
Feb 9, 20235 then
Private funds: no history
RAUM +18% over the last fiscal year+18% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $100MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $595,923derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $34.6M, 45 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$359M90%
- Individuals$35.9M9.0%
- Charitable organizations$5.4M1.3%
- Corporations and businesses$444,1780.1%
- Individual clients
- 78reported
- HNW clients
- 118reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 672reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.6M for 45 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• A•••• N•••••Certified Financial Planner, Chartered Financial Consultant | Greenwood Village, Co | Oct 3, 2022 | 19 y | 3 |
| N•••••••• D••••••••• M••••• | Greenwood Village, Co | Oct 3, 2022 | 13 y | 1 |
| C••••••••• E•••• R•••• | Greenwood Village, Co | Oct 4, 2022 | 11 y | 1 |
| M••• J•••• A••••Chartered Financial Analyst | South Jordan, Ut | Oct 4, 2022 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• E•••• R•••• from N••••••••• M••••• I••••••••• S•••••••••Oct 4, 2022 · Other
- M••• J•••• A•••• from E•••••••• I••••••••• P•••••••• L••Oct 4, 2022 · Other
- N•••••••• D••••••••• M••••• from N••••••••• M••••• I••••••••• S•••••••••Oct 3, 2022 · Other
- D••••• A•••• N••••• from N••••••••• M••••• I••••••••• S•••••••••Oct 3, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from N••••••••• M••••• I••••••••• S•••••••••Oct 5, 2022 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N•••••• D•••••• A•••• · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- R••••• C••••••••• E•••• · Chief Executive Officercontrolsince 08/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 644 to 672Jan 20, 2025 to Jan 26, 2026
- Charity clients · 1 to 2Jan 20, 2025 to Jan 26, 2026
- HNW clients · 101 to 118Jan 20, 2025 to Jan 26, 2026
- Individual clients · 84 to 78Jan 20, 2025 to Jan 26, 2026
- Assets in custody · $7.9M to $34.6MJan 20, 2025 to Jan 26, 2026
- Discretionary RAUM · $329M to $391MJan 20, 2025 to Jan 26, 2026
- HNW RAUM · $297M to $359MJan 20, 2025 to Jan 26, 2026
- Individual RAUM · $35.8M to $35.9MJan 20, 2025 to Jan 26, 2026
- Non-discretionary RAUM · $10.1M to $9.6MJan 20, 2025 to Jan 26, 2026
- RAUM · $339M to $400MJan 20, 2025 to Jan 26, 2026
- Accounts · 593 to 644Oct 7, 2024 to Jan 20, 2025
- Advisory activities · 2 to 3Oct 7, 2024 to Jan 20, 2025
- HNW clients · 144 to 101Oct 7, 2024 to Jan 20, 2025
- Individual clients · 41 to 84Oct 7, 2024 to Jan 20, 2025
- Assets in custody · $7.5M to $7.9MOct 7, 2024 to Jan 20, 2025
- Financial planning clients · 1-10 to 1-10Oct 7, 2024 to Jan 20, 2025
- Discretionary RAUM · $323M to $329MOct 7, 2024 to Jan 20, 2025
- HNW RAUM · $301M to $297MOct 7, 2024 to Jan 20, 2025
- Individual RAUM · $15.4M to $35.8MOct 7, 2024 to Jan 20, 2025
- Non-discretionary RAUM · $6.9M to $10.1MOct 7, 2024 to Jan 20, 2025
- RAUM · $330M to $339MOct 7, 2024 to Jan 20, 2025
- Accounts · 543 to 593Feb 5, 2024 to Sep 19, 2024
- Advisory activities · 3 to 2Feb 5, 2024 to Sep 19, 2024
- HNW clients · 136 to 144Feb 5, 2024 to Sep 19, 2024
- Individual clients · 34 to 41Feb 5, 2024 to Sep 19, 2024
- Pension plan clients · 1.0 to unsetFeb 5, 2024 to Sep 19, 2024
- Assets in custody · $6.7M to $7.5MFeb 5, 2024 to Sep 19, 2024
- Other offices · 0 to 1Feb 5, 2024 to Sep 19, 2024
- Discretionary RAUM · $279M to $323MFeb 5, 2024 to Sep 19, 2024
- HNW RAUM · $267M to $301MFeb 5, 2024 to Sep 19, 2024
- Individual RAUM · $13.7M to $15.4MFeb 5, 2024 to Sep 19, 2024
- Non-discretionary RAUM · $7.1M to $6.9MFeb 5, 2024 to Sep 19, 2024
- Pension RAUM · 805995.0 to unsetFeb 5, 2024 to Sep 19, 2024
- RAUM · $287M to $330MFeb 5, 2024 to Sep 19, 2024
- Accounts · 467 to 543Feb 10, 2023 to Feb 5, 2024
- Corporate clients · unset to 1.0Feb 10, 2023 to Feb 5, 2024
- HNW clients · 129 to 136Feb 10, 2023 to Feb 5, 2024
- Individual clients · 39 to 34Feb 10, 2023 to Feb 5, 2024
- Assets in custody · $6.0M to $6.7MFeb 10, 2023 to Feb 5, 2024
- Insurance-licensed employees · 0 to 4Feb 10, 2023 to Feb 5, 2024
Signals
2 dated events
- 3 advisors left N••••••••• M••••• I••••••••• S••••••••• (Denver, CO) for N•••• W••••• M••••••••• P••••• within 12 daysOct 5, 2022 · Team lift-out · derived
- N•••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Aug 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-500-5057reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-865-7430reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- mynoblewealth.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 303-325-3061reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- mynoblewealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $100Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026