DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• A•••• N•••••

N•••• W••••• M••••••••• P•••••independent RIAGreenwood Village, CoIA-onlyIAPD 5234508

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Danny A•••• N•••••

At current firm

3 y

since Oct 3, 2022

In the industry

19 y

since May 31, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••• W••••• M••••••••• P••••• independent RIA current
since Oct 3, 2022 · Greenwood Village, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Feb 20, 2013 to Oct 17, 2022 · Denver, Co
K•• I••••••••• S••••••• L•• BD affiliated
Mar 19, 2012 to Jan 31, 2013 · Denver, Co
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jun 1, 2007 to Mar 21, 2012 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to N•••• W••••• M••••••••• P•••••
left Oct 17, 2022, registered Oct 3, 2022 (-14 days) · Other · moved with a team
K•• I••••••••• S••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Jan 31, 2013, registered Feb 20, 2013 (20 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to K•• I••••••••• S••••••• L••
left Mar 21, 2012, registered Mar 19, 2012 (-2 days) · Other

Signals

D••••• A•••• N••••• left N••••••••• M••••• I••••••••• S••••••••• for N•••• W••••• M••••••••• P••••• (registered 2022-10-03)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address