DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P••••••• S••••••••
Legal name R•••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 25, 2022 · 8 filings
SEC status approved since Aug 24, 2022
RAUM
$88.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$86.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$88.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$88.5M as of Mar 30, 2026
Mar 30, 2023$40.6M then
HNW client RAUM$83.5M as of Mar 30, 2026
Mar 30, 2023$28.1M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20232 then
Employees (5.A)2 as of Mar 30, 2026
Mar 30, 20232 then
Private funds: no history
RAUM +23% over the last fiscal year+30% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $972,514derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$83.5M94%
- Individuals$2.8M3.1%
- Pension and profit-sharing plans$2.2M2.5%
- Individual clients
- 14reported
- HNW clients
- 41reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 91reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• N•• B••••••Certified Financial Planner | Ozone Park, Ny | Oct 27, 2022 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• N•• B•••••• from M•• I•••••••• S•••••••• L••Oct 27, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••••• N•• · Managing Member, Chief Compliance Officer And Chief Operating Officercontrolsince 08/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 138 to 91Mar 26, 2025 to Mar 30, 2026
- HNW clients · 36 to 41Mar 26, 2025 to Mar 30, 2026
- Individual clients · 16 to 14Mar 26, 2025 to Mar 30, 2026
- Assets in custody · $13.4M to $20.0MMar 26, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 11-25Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $72.2M to $88.5MMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $66.6M to $83.5MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $3.8M to $2.8MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $1.8M to $2.2MMar 26, 2025 to Mar 30, 2026
- RAUM · $72.2M to $88.5MMar 26, 2025 to Mar 30, 2026
- Accounts · 107 to 138Mar 26, 2024 to Mar 26, 2025
- HNW clients · 21 to 36Mar 26, 2024 to Mar 26, 2025
- Individual clients · 8 to 16Mar 26, 2024 to Mar 26, 2025
- Pension plan clients · 3 to 2Mar 26, 2024 to Mar 26, 2025
- Assets in custody · unset to 13372634.0Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 1-10Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $65.5M to $72.2MMar 26, 2024 to Mar 26, 2025
- HNW RAUM · $50.0M to $66.6MMar 26, 2024 to Mar 26, 2025
- Individual RAUM · $2.5M to $3.8MMar 26, 2024 to Mar 26, 2025
- Pension RAUM · $13.0M to $1.8MMar 26, 2024 to Mar 26, 2025
- RAUM · $65.5M to $72.2MMar 26, 2024 to Mar 26, 2025
- Accounts · 82 to 107Mar 30, 2023 to Mar 26, 2024
- HNW clients · 20 to 21Mar 30, 2023 to Mar 26, 2024
- Pension plan clients · 2 to 3Mar 30, 2023 to Mar 26, 2024
- Assets in custody · 29486932.0 to unsetMar 30, 2023 to Mar 26, 2024
- Custody of client assets · true to falseMar 30, 2023 to Mar 26, 2024
- Financial planning clients · 0 to 11-25Mar 30, 2023 to Mar 26, 2024
- HQ city · unset to NEW YORKMar 30, 2023 to Mar 26, 2024
- HQ state · unset to NYMar 30, 2023 to Mar 26, 2024
- Other offices · 1 to 2Mar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $40.6M to $65.5MMar 30, 2023 to Mar 26, 2024
- HNW RAUM · $28.1M to $50.0MMar 30, 2023 to Mar 26, 2024
- Individual RAUM · $1.4M to $2.5MMar 30, 2023 to Mar 26, 2024
- Pension RAUM · $11.2M to $13.0MMar 30, 2023 to Mar 26, 2024
- RAUM · $40.6M to $65.5MMar 30, 2023 to Mar 26, 2024
- Accounts · 61 to 82Dec 19, 2022 to Mar 30, 2023
- Charity clients · unset to 0.0Dec 19, 2022 to Mar 30, 2023
- Corporate clients · unset to 0.0Dec 19, 2022 to Mar 30, 2023
- HNW clients · 19 to 20Dec 19, 2022 to Mar 30, 2023
- Individual clients · 5 to 8Dec 19, 2022 to Mar 30, 2023
Signals
3 dated events
- Rakesh Budhram (Managing Member And Chief Compliance Officer) appeared on Schedule A of P••••••• S••••••••Oct 21, 2022 · Control person joined · fact
- S Richard Birnbaum (Member And Chief Compliance Officer) no longer on Schedule A of P••••••• S•••••••• (listed 2022-07-25, absent 2022-10-21)Oct 21, 2022 · Control person left · inference
- R•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@prolificny.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-988-5216reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- prolificny.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (646) 988- 5216reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- prolificny.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026