DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F•••• P••••••••• G••••

Asset manager (funds and pooled vehicles)CRD 322950SEC 801-130840website IAPD

Legal name F•••• P••••••••• G•••• M••••••••• L••

Latest filing May 13, 2026

First filing on the tape Jun 30, 2024 · 6 filings

SEC status approved since Jul 31, 2024

RAUM

$1.6B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM$1.6B as of May 13, 2026

Mar 31, 2025$631M then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of May 13, 2026

Mar 31, 20251 then

Employees (5.A)2 as of May 13, 2026

Mar 31, 20252 then

Private funds23 as of May 13, 2026

Mar 31, 202516 then

RAUM +159% over the last fiscal yearIARs 1 to 1

Practice profile

derived from the filing of May 13, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $1.6BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $71.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +159%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.6B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 23reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

13 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F•• A• A•••• V• L••	Private Equity Fund	$59.3M	125	Apr 1, 2024
F•••• P••••••••• G•••• F••• I• O•••••• L••	Private Equity Fund	$47.0M	112	Dec 7, 2022
F•• A• A•••• I•• L••	Private Equity Fund	$41.8M	85	Apr 1, 2024
F•• A• C••••••• I• L•	Venture Capital Fund	$33.8M	81	Jun 30, 2024
F•• H••• T•••• L••	Venture Capital Fund	$32.5M	100	Apr 1, 2024
F•• F••• I•• L••	Private Equity Fund	$31.5M	63	Mar 29, 2023
F•••• P••••••••• G•••• F••• I• L••	Private Equity Fund	$24.4M	40	Dec 7, 2022
F•• A• A•••• V•• L••	Private Equity Fund	$21.8M	79	Jun 30, 2024
F•• B•• T•••• L••	Venture Capital Fund	$19.8M	10	Apr 1, 2024
F•• F••• B••• F•••• L••	Private Equity Fund	$11.0M	59	Mar 29, 2023
F•• A• A•••• V••• L•	Private Equity Fund	$8.6M	35	Jun 30, 2024
F•• A• C••••••• I•• L•	Venture Capital Fund	$6.2M	16	Jun 30, 2024
F•• A• N•••• I• L•	Venture Capital Fund	$2.5M	31	Apr 1, 2024

Owners and control persons

Schedule A and B, latest filing

H••••••• B••••••• · Member / Manager / Chief Compliance Officercontrol
since 12/2023 · owns 50% to 75%
M•••••• R•••••• J••• · Member / Managercontrol
since 12/2023 · owns 50% to 75%

Related persons

Schedule D 7.A

F•• F••• I• G•• L••
pooled vehicle sponsory
F•• P••••••• I• G•• L••
pooled vehicle sponsory
F••• B••• F••• G•• L••
pooled vehicle sponsory

Advisers that list F•••• P••••••••• G•••• as a related person

325539 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $630,837,673 to $1,636,018,564 (+159.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 97.0th percentile of changes)
peers: asset managers, $1B to $5B (1,368) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 16 to 23
Jul 1, 2025 to Mar 31, 2026
Pooled vehicle clients · 16 to 23
Jul 1, 2025 to Mar 31, 2026
Private funds · 16 to 23
Jul 1, 2025 to Mar 31, 2026
Discretionary RAUM · $631M to $1.6B
Jul 1, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $631M to $1.6B
Jul 1, 2025 to Mar 31, 2026
RAUM · $631M to $1.6B
Jul 1, 2025 to Mar 31, 2026
Financial planning clients · unset to
May 15, 2025 to Jul 1, 2025
Accounts · 13 to 16
Jun 30, 2024 to Mar 31, 2025
Pooled vehicle clients · 13 to 16
Jun 30, 2024 to Mar 31, 2025
HQ city · unset to
Jun 30, 2024 to Mar 31, 2025
HQ state · unset to
Jun 30, 2024 to Mar 31, 2025
Private funds · 26 to 16
Jun 30, 2024 to Mar 31, 2025
Discretionary RAUM · $340M to $631M
Jun 30, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $340M to $631M
Jun 30, 2024 to Mar 31, 2025
RAUM · $340M to $631M
Jun 30, 2024 to Mar 31, 2025
Related adviser · false to true
Jun 30, 2024 to Mar 31, 2025

Signals

3 dated events

F•••• P••••••••• G•••• reported RAUM $1.6B, up 159% from $630.8M (2025-07-01 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
F•••• P••••••••• G•••• reported RAUM $630.8M, up 85% from $340.2M (2024-06-30 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
F•••• P••••••••• G•••• filed its initial SEC registration (Form ADV)
Jun 30, 2024 · ria f•••• adv filing · fact

Across DFX

shared identifiers only, never a name match

F•••• P••••••••• G•••• · Private Equity
shared crd · organization
F•••• P••••••••• G•••• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/91419194reportedpublic record, Form ADV, Sep 18, 2026
Website: FirstPrinciples.Groupreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 847-668-7950reportedpublic record, Form ADV, May 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026