DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fairview Asset Management LLC
Latest filing Mar 24, 2026
First filing on the tape Sep 22, 2022 · 5 filings
SEC status approved since Dec 2, 2022
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$256M as of Mar 24, 2026
Mar 27, 2024$236M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 27, 20240 then
Employees (5.A)4 as of Mar 24, 2026
Mar 27, 20241 then
Private funds10 as of Mar 24, 2026
Mar 27, 202410 then
RAUM -3.9% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$256M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fairview Evergreen Fund, LP | Real Estate Fund | $11.2M | 38 | Sep 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Andrew Carson Rasmussen · Member And Ccocontrolsince 06/2022 · owns 25% to 50%
- Denson Nels Stemm · Membercontrolsince 06/2022 · owns 25% to 50%
- Ian Mccarthy · Non-Managing Membersince 06/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Fairview Partners Investment Management LLCinvestment advisernRAUM $256M
Offices
Schedule D 1.F, the 25 largest
- Seattle, WA
What changed
consecutive filings, newest first
- Accounts · 11 to 10Mar 28, 2025 to Mar 24, 2026
- Advisory employees · 1 to 4Mar 28, 2025 to Mar 24, 2026
- Pooled vehicle clients · 11 to 10Mar 28, 2025 to Mar 24, 2026
- Employees · 1 to 4Mar 28, 2025 to Mar 24, 2026
- Private funds · 11 to 10Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $266M to $256MMar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $266M to $256MMar 28, 2025 to Mar 24, 2026
- RAUM · $266M to $256MMar 28, 2025 to Mar 24, 2026
- Accounts · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Mar 27, 2024 to Mar 28, 2025
- Private funds · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $0 to $266MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $236M to $0Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $236M to $266MMar 27, 2024 to Mar 28, 2025
- RAUM · $236M to $266MMar 27, 2024 to Mar 28, 2025
- Accounts · unset to 10.0Oct 31, 2022 to Mar 27, 2024
- Pooled vehicle clients · 5 to 10Oct 31, 2022 to Mar 27, 2024
- Private funds · 7 to 10Oct 31, 2022 to Mar 27, 2024
- Discretionary RAUM · unset to 0.0Oct 31, 2022 to Mar 27, 2024
- Non-discretionary RAUM · unset to 235775000.0Oct 31, 2022 to Mar 27, 2024
- Pooled vehicle RAUM · unset to 235775000.0Oct 31, 2022 to Mar 27, 2024
- RAUM · unset to 235775000.0Oct 31, 2022 to Mar 27, 2024
- Other offices · 0 to 1Sep 22, 2022 to Oct 31, 2022
Signals
1 dated events
- Fairview Asset Management Llc filed its initial SEC registration (Form ADV)Sep 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 939-318-2556reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Fairview Asset Management LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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