DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••••••• P••••••• I••••••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Seattle, WashingtonCRD 170918SEC 801-120918websiteIAPD
Latest filing Mar 24, 2026
First filing on the tape Mar 24, 2021 · 10 filings
SEC status approved since Apr 23, 2021
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.0M
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$256M as of Mar 24, 2026
Mar 24, 2021$115M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 24, 20213 then
Employees (5.A)10 as of Mar 24, 2026
Mar 24, 202110 then
Private funds10 as of Mar 24, 2026
Mar 24, 20214 then
RAUM -3.9% over the last fiscal year+9.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
RAUM per advisor
$64.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$256M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$256M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$256M for 10 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C••••• A••••• R••••••••Seattle, WaDec 18, 201415 y0
N••• D••••• S••••S•••• Monica, Ca Dec 18, 201415 y0
A•••••• G••••• J•••Seattle, WaFeb 2, 201516 y3
M•• F•••••••• T••••••Seattle, WaMar 8, 201614 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
12 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
  • R••••••••• C•••••• A••••• · Chief Compliance Officercontrol
    since 12/2010 · owns 75% or more
  • R••••••••• C•••••• A••••• · Membercontrol
    since 12/2010 · owns 75% or more of C•• I••••••••• L••
  • S••••• N•••• D••••• · Membercontrol
    since 12/2012 · owns 75% or more of S•••• D••••••••• L••
Entity owners
  • F••••••• P••••••• L•• · Sole Member
    direct · owns 75% or more
  • C•• I••••••••• L•• · Member
    indirect · owns 50% to 75% of F••••••• P••••••• L••
  • S•••• D••••••••• L•• · Member
    indirect · owns 50% to 75% of F••••••• P••••••• L••
Related persons
Schedule D 7.A
  • C••••• A••••• R••••••••
    pooled vehicle sponsory
  • F••••••• P••••••• L••
    pooled vehicle sponsorn
  • N••• D••••• S••••
    pooled vehicle sponsory
  • S••••••• A•••••••• L••
    pooled vehicle sponsory
Advisers that list F••••••• P••••••• I••••••••• M••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Seattle, Wa · principal400
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 11 to 10
    Mar 28, 2025 to Mar 24, 2026
  • Pooled vehicle clients · 11 to 10
    Mar 28, 2025 to Mar 24, 2026
  • Assets in custody · $135M to $256M
    Mar 28, 2025 to Mar 24, 2026
  • Private funds · 11 to 10
    Mar 28, 2025 to Mar 24, 2026
  • Discretionary RAUM · $266M to $256M
    Mar 28, 2025 to Mar 24, 2026
  • Pooled vehicle RAUM · $266M to $256M
    Mar 28, 2025 to Mar 24, 2026
  • RAUM · $266M to $256M
    Mar 28, 2025 to Mar 24, 2026
  • Accounts · 10 to 11
    Mar 27, 2024 to Mar 28, 2025
  • Pooled vehicle clients · 10 to 11
    Mar 27, 2024 to Mar 28, 2025
  • Financial planning clients · 0 to 0
    Mar 27, 2024 to Mar 28, 2025
  • Private funds · 10 to 11
    Mar 27, 2024 to Mar 28, 2025
  • Discretionary RAUM · $236M to $266M
    Mar 27, 2024 to Mar 28, 2025
  • Pooled vehicle RAUM · $236M to $266M
    Mar 27, 2024 to Mar 28, 2025
  • RAUM · $236M to $266M
    Mar 27, 2024 to Mar 28, 2025
  • Accounts · 8 to 10
    Jan 2, 2024 to Mar 19, 2024
  • Pooled vehicle clients · 8 to 10
    Jan 2, 2024 to Mar 19, 2024
  • Private funds · 8 to 10
    Jan 2, 2024 to Mar 19, 2024
  • Discretionary RAUM · $194M to $236M
    Jan 2, 2024 to Mar 19, 2024
  • Pooled vehicle RAUM · $194M to $236M
    Jan 2, 2024 to Mar 19, 2024
  • RAUM · $194M to $236M
    Jan 2, 2024 to Mar 19, 2024
  • Pooled vehicle clients · 5 to 8
    Mar 14, 2023 to Jun 5, 2023
  • Accounts · 5 to 8
    May 3, 2022 to Mar 14, 2023
  • Private funds · 4 to 8
    May 3, 2022 to Mar 14, 2023
  • Discretionary RAUM · $135M to $194M
    May 3, 2022 to Mar 14, 2023
  • Pooled vehicle RAUM · $135M to $194M
    May 3, 2022 to Mar 14, 2023
  • RAUM · $135M to $194M
    May 3, 2022 to Mar 14, 2023
  • Assets in custody · $1.1B to $135M
    Mar 24, 2021 to May 3, 2022
  • Discretionary RAUM · $115M to $135M
    Mar 24, 2021 to May 3, 2022
  • Pooled vehicle RAUM · $115M to $135M
    Mar 24, 2021 to May 3, 2022
  • RAUM · $115M to $135M
    Mar 24, 2021 to May 3, 2022
  • Accounts · 250 to 5
    Mar 24, 2021 to Mar 24, 2021
  • Advisory employees · 6 to 3
    Mar 24, 2021 to Mar 24, 2021
  • Employees · 8 to 10
    Mar 24, 2021 to Mar 24, 2021
Signals
1 dated events
  • F••••••• P••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
    Mar 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/fairview-partnersreportedpublic record, Form ADV, Sep 18, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
2063218255reportedpublic record, Form ADV, Mar 24, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$64.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

F••••••• P••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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