DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••• W••••• P•••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Aug 15, 2022 · 19 filings
SEC status approved since Sep 26, 2022
RAUM
$364M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
91%
$330M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$364M as of Aug 26, 2026
Jan 24, 2023$216M then
HNW client RAUM$318M as of Aug 26, 2026
Jan 24, 2023$196M then
State-registered IARs (5.B.3)2 as of Aug 26, 2026
Jan 24, 20232 then
Employees (5.A)5 as of Aug 26, 2026
Jan 24, 20233 then
Private funds: no history
RAUM +9.8% over the last fiscal year+19% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 154derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $59.4M, 51 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$318M87%
- Pension and profit-sharing plans$14.7M4.0%
- Individuals$11.9M3.3%
- Charitable organizations$7.8M2.1%
- Corporations and businesses$6.0M1.7%
- Banks and thrifts$5.5M1.5%
- Individual clients
- 74reported
- HNW clients
- 234reported
- Pension plan clients
- 9reported
- Charitable clients
- 4reported
- Accounts
- 332reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.4M for 51 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• A•••• F••••••••Certified Financial Planner | Coral Gables, Fl | Jan 3, 2023 | 32 y | 1 |
| C•••••••• H••••• | Coral Gables, Fl | Nov 26, 2024 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• H••••• from D••••••• S••••••••• L••Nov 26, 2024 · RIA to RIA
- J••••• A•••• F•••••••• from D••••••• S••••••••• L••Jan 3, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from D••••••• S••••••••• L••Nov 21, 2022 · New York, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• C••••••••• G••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- A••••••••• J••••••• M• · Managing Membercontrolsince 08/2022 · owns 75% or more of J•••• L••
- F••••••••• J•••••• A•••• · Managing Membercontrolsince 08/2022 · owns 75% or more of R••••••• I••••••••• L••
- H•••••• C•••••••• · Managing Membercontrolsince 08/2022 · owns 75% or more of C•• P••••• L••
Entity owners
- C•• P••••• L•• · Ownerdirect · owns 25% to 50%
- J•••• L•• · Ownerdirect · owns 5% to 10%
- R••••••• I••••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list I•••••• W••••• P•••••••• L•• as a related person
- 330384 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueJul 8, 2026 to Aug 26, 2026
- Accounts · 269 to 332Mar 14, 2025 to Mar 25, 2026
- Charity clients · unset to 4.0Mar 14, 2025 to Mar 25, 2026
- Corporate clients · unset to 8.0Mar 14, 2025 to Mar 25, 2026
- HNW clients · 235 to 234Mar 14, 2025 to Mar 25, 2026
- Individual clients · 19 to 74Mar 14, 2025 to Mar 25, 2026
- Assets in custody · unset to 59438856.0Mar 14, 2025 to Mar 25, 2026
- Custody of client assets · false to trueMar 14, 2025 to Mar 25, 2026
- Financial planning clients · 11-25 to 0Mar 14, 2025 to Mar 25, 2026
- Discretionary RAUM · $332M to $357MMar 14, 2025 to Mar 25, 2026
- HNW RAUM · $305M to $318MMar 14, 2025 to Mar 25, 2026
- Individual RAUM · $2.3M to $11.9MMar 14, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $0 to $7.3MMar 14, 2025 to Mar 25, 2026
- Pension RAUM · $15.3M to $14.7MMar 14, 2025 to Mar 25, 2026
- RAUM · $332M to $364MMar 14, 2025 to Mar 25, 2026
- Accounts · 262 to 269Sep 6, 2024 to Mar 14, 2025
- Corporate clients · 7.0 to unsetSep 6, 2024 to Mar 14, 2025
- HNW clients · 158 to 235Sep 6, 2024 to Mar 14, 2025
- Individual clients · 88 to 19Sep 6, 2024 to Mar 14, 2025
- Pension plan clients · 5 to 9Sep 6, 2024 to Mar 14, 2025
- Employees · 4 to 5Sep 6, 2024 to Mar 14, 2025
- Financial planning clients · 11-25 to 11-25Sep 6, 2024 to Mar 14, 2025
- Discretionary RAUM · $289M to $332MSep 6, 2024 to Mar 14, 2025
- HNW RAUM · $250M to $305MSep 6, 2024 to Mar 14, 2025
- Individual RAUM · $15.0M to $2.3MSep 6, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $387,548 to $0Sep 6, 2024 to Mar 14, 2025
- Pension RAUM · $12.2M to $15.3MSep 6, 2024 to Mar 14, 2025
- RAUM · $290M to $332MSep 6, 2024 to Mar 14, 2025
- Accounts · 170 to 262Oct 26, 2023 to Feb 22, 2024
- Charity clients · 1.0 to unsetOct 26, 2023 to Feb 22, 2024
- Corporate clients · 2 to 7Oct 26, 2023 to Feb 22, 2024
- HNW clients · 131 to 158Oct 26, 2023 to Feb 22, 2024
- Individual clients · 32 to 88Oct 26, 2023 to Feb 22, 2024
- Pension plan clients · 4 to 5Oct 26, 2023 to Feb 22, 2024
- Employees · 3 to 4Oct 26, 2023 to Feb 22, 2024
- Discretionary RAUM · $216M to $289MOct 26, 2023 to Feb 22, 2024
- HNW RAUM · $196M to $250MOct 26, 2023 to Feb 22, 2024
- Individual RAUM · $3.7M to $15.0MOct 26, 2023 to Feb 22, 2024
- Non-discretionary RAUM · $0 to $387,548Oct 26, 2023 to Feb 22, 2024
- Pension RAUM · $10.5M to $12.2MOct 26, 2023 to Feb 22, 2024
Signals
5 dated events
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of I•••••• W••••• P•••••••• L•• (listed 2023-05-17, absent 2023-08-29)Aug 29, 2023 · Control person left · inference
- George Christopher Plummer (Chief Compliance Officer) appeared on Schedule A of I•••••• W••••• P•••••••• L••Aug 29, 2023 · Control person joined · fact
- M J•••••• A••••••••• (Managing Member) appeared on Schedule A of I•••••• W••••• P•••••••• L••Jan 24, 2023 · Control person joined · fact
- 2 advisors left D••••••• S••••••••• L•• (New York, NY) for I•••••• W••••• P•••••••• L•• on the same dayNov 21, 2022 · Team lift-out · derived
- I•••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Aug 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-570-2059reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-570-2096reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/invenio-wealth-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- inveniowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 971-371-3450reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- inveniowealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- inveniowealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026