DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Alternativ Licensed Turnkey Solutions

Former SEC-registered adviserIrvine, CaliforniaCRD 323115SEC 801-126814IAPD
Legal name Alternativ Licensed Turnkey Solutions, Inc.
Latest filing Apr 3, 2023
First filing on the tape Oct 2, 2022 · 6 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$0 as of Apr 3, 2023
Oct 2, 2022$0 then
HNW client RAUM$0 as of Apr 3, 2023
Oct 2, 2022$0 then
State-registered IARs (5.B.3)1 as of Apr 3, 2023
Oct 2, 20221 then
Employees (5.A)3 as of Apr 3, 2023
Oct 2, 20223 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 3, 2023; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Gwilym Benedict Christian Haigh · Ceocontrol
        since 09/2022 · owns less than 5%
      • Gabriel Krambs · Ctocontrol
        since 09/2022 · owns less than 5%
      • Gwilym Benedict Christian Haigh · Ceocontrol
        since 06/2022 · owns 50% to 75% of Alternativ, LLC
      • Gabriel Krambs · Ctocontrol
        since 06/2022 · owns 25% to 50% of Alternativ, LLC
      • Andrew Jeffrey Smith · Chief Compliance Officer
        since 03/2023 · owns less than 5%
      Entity owners
      • Alternativ, LLC · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · LAS VEGAS to IRVINE
        Oct 2, 2022 to Oct 13, 2022
      • HQ state · NV to CA
        Oct 2, 2022 to Oct 13, 2022
      Signals
      2 dated events
      • Gilbert Darren Whissen (Cco) no longer on Schedule A of Alternativ Licensed Turnkey Solutions (listed 2023-01-13, absent 2023-04-03)
        Apr 3, 2023 · Control person left · inference
      • Alternativ Licensed Turnkey Solutions filed its initial SEC registration (Form ADV)
        Oct 2, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026