DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• W••••• P•••••••• L••
Latest filing May 11, 2026
First filing on the tape Sep 2, 2022 · 7 filings
SEC status approved since Oct 3, 2022
RAUM
$299M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$298M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$42.6M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$299M as of May 11, 2026
Feb 14, 2023$151M then
HNW client RAUM$226M as of May 11, 2026
Feb 14, 2023$113M then
State-registered IARs (5.B.3)5 as of May 11, 2026
Feb 14, 20235 then
Employees (5.A)8 as of May 11, 2026
Feb 14, 202311 then
Private funds: no history
RAUM +45% over the last fiscal year+26% a year over threeIARs 7 to 5
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $42.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $380,784derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $51.9M, 62 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M76%
- Individuals$71.3M24%
- Corporations and businesses$574,1860.2%
- Charitable organizations$252,3300.1%
- Individual clients
- 163reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 784reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.9M for 62 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• L• K••••Chartered Financial Consultant | San Antonio, Tx | Nov 1, 2022 | 13 y | 2 |
| A••••• A••••• F••••••Certified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | Nov 1, 2022 | 17 y | 1 |
| E••• I••••• K•••Certified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | Nov 1, 2022 | 17 y | 2 |
| R•••••• G•••••• S•••••••Chartered Financial Consultant | San Antonio, Tx | Nov 1, 2022 | 23 y | 2 |
| D••••• J••• R•••••Certified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | Nov 1, 2022 | 10 y | 1 |
| J•••• D•••• B••••• | San Antonio, Tx | Jun 1, 2026 | 11 y | 0 |
| L•••••• P• T••••••Chartered Financial Consultant | San Antonio, Tx | Jul 14, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••••• P• T•••••• from N•••••• A•••••••Jul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- R•••••• G•••••• S••••••• from N•••••• A•••••••Nov 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- E••• I••••• K••• from N•••••• A•••••••Nov 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- B••••• L• K•••• from N•••••• A•••••••Nov 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• A••••• F•••••• from N•••••• A•••••••Nov 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• J••• R••••• from N•••••• A•••••••Nov 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from N•••••• A•••••••Nov 1, 2022 · New Orleans, La
- 2 joined from N•••••• A•••••••Nov 1, 2022 · San Antonio, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• A•••••• A••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 08/2022 · owns less than 5%
- K•••• E•••• I••••• · Chief Executive Officercontrolsince 08/2022 · owns less than 5%
- K•••• E•••• I••••• · Managing Membercontrolsince 12/2020 · owns 75% or more of A••• C••••••• L••
Entity owners
- A••• C••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••• R••• M••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $206,069,786 to $298,534,409 (+45.0%) between the annual amendments of 2025-01-03 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 678 to 784Jan 2, 2026 to Mar 23, 2026
- Advisory employees · 5 to 4Jan 2, 2026 to Mar 23, 2026
- Charity clients · 1.0 to unsetJan 2, 2026 to Mar 23, 2026
- HNW clients · 62 to 83Jan 2, 2026 to Mar 23, 2026
- Individual clients · 157 to 163Jan 2, 2026 to Mar 23, 2026
- Assets in custody · $206M to $51.9MJan 2, 2026 to Mar 23, 2026
- Employees · 9 to 8Jan 2, 2026 to Mar 23, 2026
- State-registered IARs · 7 to 5Jan 2, 2026 to Mar 23, 2026
- Discretionary RAUM · $206M to $298MJan 2, 2026 to Mar 23, 2026
- HNW RAUM · $150M to $226MJan 2, 2026 to Mar 23, 2026
- Individual RAUM · $55.8M to $71.3MJan 2, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $211,424 to $223,117Jan 2, 2026 to Mar 23, 2026
- RAUM · $206M to $299MJan 2, 2026 to Mar 23, 2026
- Accounts · 639 to 678Mar 5, 2024 to Jan 3, 2025
- Advisory employees · 4 to 5Mar 5, 2024 to Jan 3, 2025
- Advisory activities · 4 to 5Mar 5, 2024 to Jan 3, 2025
- HNW clients · 82 to 62Mar 5, 2024 to Jan 3, 2025
- Individual clients · 128 to 157Mar 5, 2024 to Jan 3, 2025
- Assets in custody · $164M to $206MMar 5, 2024 to Jan 3, 2025
- Financial planning clients · 11-25 to 26-50Mar 5, 2024 to Jan 3, 2025
- Discretionary RAUM · $163M to $206MMar 5, 2024 to Jan 3, 2025
- HNW RAUM · $120M to $150MMar 5, 2024 to Jan 3, 2025
- Individual RAUM · $43.3M to $55.8MMar 5, 2024 to Jan 3, 2025
- Non-discretionary RAUM · $196,101 to $211,424Mar 5, 2024 to Jan 3, 2025
- RAUM · $164M to $206MMar 5, 2024 to Jan 3, 2025
- Accounts · 622 to 639Feb 14, 2023 to Mar 5, 2024
- Advisory employees · 3 to 4Feb 14, 2023 to Mar 5, 2024
- Charity clients · unset to 1.0Feb 14, 2023 to Mar 5, 2024
- HNW clients · 79 to 82Feb 14, 2023 to Mar 5, 2024
- Individual clients · 126 to 128Feb 14, 2023 to Mar 5, 2024
- Assets in custody · $150M to $164MFeb 14, 2023 to Mar 5, 2024
- Employees · 11 to 9Feb 14, 2023 to Mar 5, 2024
- Financial planning clients · 1-10 to 11-25Feb 14, 2023 to Mar 5, 2024
- State-registered IARs · 5 to 7Feb 14, 2023 to Mar 5, 2024
- Discretionary RAUM · $150M to $163MFeb 14, 2023 to Mar 5, 2024
- HNW RAUM · $113M to $120MFeb 14, 2023 to Mar 5, 2024
- Individual RAUM · $37.6M to $43.3MFeb 14, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $179,037 to $196,101Feb 14, 2023 to Mar 5, 2024
- RAUM · $151M to $164MFeb 14, 2023 to Mar 5, 2024
- Accounts · 0 to 622Sep 2, 2022 to Feb 14, 2023
Signals
3 dated events
- 4 advisors left N•••••• A••••••• (New Orleans, LA) for A••• W••••• P•••••••• L•• on the same dayNov 1, 2022 · Team lift-out · derived
- 2 advisors left N•••••• A••••••• (San Antonio, TX) for A••• W••••• P•••••••• L•• on the same dayNov 1, 2022 · Team lift-out · derived
- A••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@avidwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 210-864-3333reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 210-864-3336reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 210-864-3327reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/avidwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- avidwp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (210) 864-3333reportedpublic record, Form ADV, May 11, 2026
- Contact form
- avidwp.com/contact-avidreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- avidwp.com/team-1reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026