DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Palm Wealth Partners

Independent wealth managerBoca Raton, FloridaCRD 323361SEC 801-131285websiteIAPD
Legal name Investment Advisory Services Group LLC
Latest filing Jul 10, 2026
First filing on the tape Sep 11, 2024 · 10 filings
SEC status approved since Oct 17, 2024
RAUM
$179M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$178M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$19.9M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$179M as of Jul 10, 2026
Mar 3, 2025$105M then
HNW client RAUM$64.4M as of Jul 10, 2026
Mar 3, 2025$20.7M then
State-registered IARs (5.B.3)9 as of Jul 10, 2026
Mar 3, 20257 then
Employees (5.A)9 as of Jul 10, 2026
Mar 3, 20257 then
Private funds: no history
RAUM +36% over the last fiscal yearIARs 9 to 9
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$19.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
76derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$145,567derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
9.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+36%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$7.7M, 31 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$113M63%
  • High-net-worth individuals$64.4M36%
  • Corporations and businesses$1.7M0.9%
Individual clients
642reported
HNW clients
44reported
Pension plan clients
8reported
Charitable clients
0reported
Accounts
1,232reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$7.7M for 31 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Leonard James TomsonCertified Financial PlannerBoca Raton, FlMar 19, 202416 y2
Adam Paul MentzerBoca Raton, FlJun 24, 202410 y2
Tyler James BocciaBoca Raton, FlJun 24, 202413 y2
Jaron Thomas OswaltBoca Raton, FlJun 24, 202412 y2
Domenick Anthony ManciniBoca Raton, FlJun 24, 202414 y3
Mario Joseph BasiloneBoca Raton, FlJul 5, 202414 y2
Franklin George RekasBoca Raton, FlOct 2, 202432 y3
Rania Christina JawdeCertified Financial PlannerBoca Raton, FlOct 2, 202412 y1
Danielle BasiloneBoca Raton, FlJan 1, 202516 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Mario Basilone · Elected Manager/Ccocontrol
      since 02/2024 · owns less than 5%
    • James Leonard Tomson · Elected Managercontrol
      since 02/2024 · owns less than 5%
    • Joseph Mario Basilone · Member And Managercontrol
      since 01/2023 · owns 75% or more of Basilone Enterprises, LLC
    • James Leonard Tomson · Ceo And Managercontrol
      since 01/2023 · owns 75% or more of Tomson Wealth LLC
    Entity owners
    • Palm Wealth Partners LLC · Managing Member
      direct · owns 75% or more
    • Basilone Enterprises, LLC · Member
      indirect · owns 25% to 50% of Palm Wealth Partners LLC
    • Tomson Wealth LLC · Member
      indirect · owns 25% to 50% of Palm Wealth Partners LLC
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boca Raton, Fl · principal900
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 25 %Change between filings · filing Feb 18, 2026
      RAUM (Item 5.F) moved from $132,073,268 to $179,338,120 (+36.0%) between the annual amendments of 2025-04-18 and 2026-02-18; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,066 to 1,232
      Jan 27, 2026 to Feb 18, 2026
    • Corporate clients · 1 to 2
      Jan 27, 2026 to Feb 18, 2026
    • HNW clients · 25 to 44
      Jan 27, 2026 to Feb 18, 2026
    • Individual clients · 589 to 642
      Jan 27, 2026 to Feb 18, 2026
    • Pension plan clients · 1 to 8
      Jan 27, 2026 to Feb 18, 2026
    • Assets in custody · $5.6M to $7.7M
      Jan 27, 2026 to Feb 18, 2026
    • Financial planning clients · 0 to 1-10
      Jan 27, 2026 to Feb 18, 2026
    • Discretionary RAUM · $132M to $179M
      Jan 27, 2026 to Feb 18, 2026
    • HNW RAUM · $37.9M to $64.4M
      Jan 27, 2026 to Feb 18, 2026
    • Individual RAUM · $94.0M to $113M
      Jan 27, 2026 to Feb 18, 2026
    • Pension RAUM · $4,343 to $0
      Jan 27, 2026 to Feb 18, 2026
    • RAUM · $132M to $179M
      Jan 27, 2026 to Feb 18, 2026
    • Financial planning clients · 0 to 0
      May 22, 2025 to Nov 5, 2025
    • Accounts · 949 to 1,066
      Mar 3, 2025 to Apr 18, 2025
    • Advisory employees · 7 to 9
      Mar 3, 2025 to Apr 18, 2025
    • Advisory activities · 4 to 5
      Mar 3, 2025 to Apr 18, 2025
    • Corporate clients · 0 to 1
      Mar 3, 2025 to Apr 18, 2025
    • HNW clients · 9 to 25
      Mar 3, 2025 to Apr 18, 2025
    • Individual clients · 532 to 589
      Mar 3, 2025 to Apr 18, 2025
    • Pension plan clients · 0 to 1
      Mar 3, 2025 to Apr 18, 2025
    • Assets in custody · $4.6M to $5.6M
      Mar 3, 2025 to Apr 18, 2025
    • Employees · 7 to 9
      Mar 3, 2025 to Apr 18, 2025
    • State-registered IARs · 7 to 9
      Mar 3, 2025 to Apr 18, 2025
    • Discretionary RAUM · $105M to $132M
      Mar 3, 2025 to Apr 18, 2025
    • HNW RAUM · $20.7M to $37.9M
      Mar 3, 2025 to Apr 18, 2025
    • Individual RAUM · $84.2M to $94.0M
      Mar 3, 2025 to Apr 18, 2025
    • Pension RAUM · $0 to $4,343
      Mar 3, 2025 to Apr 18, 2025
    • RAUM · $105M to $132M
      Mar 3, 2025 to Apr 18, 2025
    • Financial planning clients · unset to 0
      Sep 11, 2024 to Sep 17, 2024
    Signals
    4 dated events
    • 2 advisors left Equitable Advisors, LLC (Boca Raton, FL) for Palm Wealth Partners on the same day
      Oct 9, 2024 · Team lift-out · derived
    • Palm Wealth Partners filed its initial SEC registration (Form ADV)
      Sep 11, 2024 · First SEC registration · fact
    • Eaton Financial Group's advisors moved to Palm Wealth Partners (Boca Raton, FL): 5 of 9 registered, on the same day
      Jun 28, 2024 · Firm absorbed (people side) · derived
    • Alexa Symone Ashi left Palm Wealth Partners for Xypn Sapphire (registered 2026-03-23)
      Mar 19, 2024 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    954-632-2555reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/palm-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
    Website
    palmwealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (954) 632-2555reportedpublic record, Form ADV, Jul 10, 2026
    Team page
    palmwealthpartners.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $19.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026