DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• W•••••
Legal name M•••• W••••• L••
Latest filing Aug 3, 2026
First filing on the tape Feb 15, 2023 · 9 filings
SEC status approved since May 22, 2023
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$151M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$52.3M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$157M as of Aug 3, 2026
Mar 1, 2024$140M then
HNW client RAUM$93.3M as of Aug 3, 2026
Mar 1, 2024$73.5M then
State-registered IARs (5.B.3)3 as of Aug 3, 2026
Mar 1, 20243 then
Employees (5.A)6 as of Aug 3, 2026
Mar 1, 20246 then
Private funds: no history
RAUM +8.6% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $52.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $278,700derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Custody
- $1.2M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.3M59%
- Individuals$57.2M36%
- Corporations and businesses$6.2M3.9%
- Charitable organizations$202,3000.1%
- Individual clients
- 159reported
- HNW clients
- 45reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 563reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2M for 8 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••• A••• M••••Certified Financial Planner | Frederick, Md | Apr 3, 2023 | 14 y | 1 |
| E••• A••••• M•••• | Frederick, Md | Apr 3, 2023 | 11 y | 1 |
| S••••• G••••• M••••Certified Financial Planner | Frederick, Md | Apr 3, 2023 | 27 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••• A••• M•••• from C••••••••• F•••••••• N••••••Apr 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- E••• A••••• M•••• from C••••••••• F•••••••• N••••••Apr 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- S••••• G••••• M•••• from C••••••••• F•••••••• N••••••Apr 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••Apr 4, 2023 · Frederick, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• E•••• A••••• · Partner & Director Of Investment Strategycontrolsince 01/2023 · owns 25% to 50%
- M••••• S•••• A••• · Partner, Director Of Operations & Chief Compliance Officercontrolsince 01/2023 · owns 25% to 50%
- M••••• S•••••• G••••• · Managing Partnercontrolsince 01/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Frederick, Md · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 552 to 563Mar 11, 2025 to Feb 26, 2026
- Charity clients · 1.0 to unsetMar 11, 2025 to Feb 26, 2026
- Corporate clients · 5.0 to unsetMar 11, 2025 to Feb 26, 2026
- HNW clients · 38 to 45Mar 11, 2025 to Feb 26, 2026
- Individual clients · 168 to 159Mar 11, 2025 to Feb 26, 2026
- Assets in custody · $1.1M to $1.2MMar 11, 2025 to Feb 26, 2026
- Discretionary RAUM · $144M to $157MMar 11, 2025 to Feb 26, 2026
- HNW RAUM · $76.7M to $93.3MMar 11, 2025 to Feb 26, 2026
- Individual RAUM · $60.5M to $57.2MMar 11, 2025 to Feb 26, 2026
- RAUM · $144M to $157MMar 11, 2025 to Feb 26, 2026
- Accounts · 538 to 552Mar 1, 2024 to Mar 11, 2025
- Individual clients · 175 to 168Mar 1, 2024 to Mar 11, 2025
- Assets in custody · $2.7M to $1.1MMar 1, 2024 to Mar 11, 2025
- Financial planning clients · 101-250 to 101-250Mar 1, 2024 to Mar 11, 2025
- Other offices · 0 to 1Mar 1, 2024 to Mar 11, 2025
- Discretionary RAUM · $140M to $144MMar 1, 2024 to Mar 11, 2025
- HNW RAUM · $73.5M to $76.7MMar 1, 2024 to Mar 11, 2025
- Individual RAUM · $59.4M to $60.5MMar 1, 2024 to Mar 11, 2025
- RAUM · $140M to $144MMar 1, 2024 to Mar 11, 2025
- Accounts · 477 to 538Aug 8, 2023 to Mar 1, 2024
- Advisory employees · 4 to 5Aug 8, 2023 to Mar 1, 2024
- Advisory activities · 2 to 4Aug 8, 2023 to Mar 1, 2024
- Corporate clients · 4 to 5Aug 8, 2023 to Mar 1, 2024
- HNW clients · 36 to 38Aug 8, 2023 to Mar 1, 2024
- Individual clients · 157 to 175Aug 8, 2023 to Mar 1, 2024
- Assets in custody · $2.4M to $2.7MAug 8, 2023 to Mar 1, 2024
- Employees · 7 to 6Aug 8, 2023 to Mar 1, 2024
- Financial planning clients · 1-10 to 101-250Aug 8, 2023 to Mar 1, 2024
- State-registered IARs · 4 to 3Aug 8, 2023 to Mar 1, 2024
- Discretionary RAUM · $129M to $140MAug 8, 2023 to Mar 1, 2024
- HNW RAUM · $66.5M to $73.5MAug 8, 2023 to Mar 1, 2024
- Individual RAUM · $55.9M to $59.4MAug 8, 2023 to Mar 1, 2024
- RAUM · $129M to $140MAug 8, 2023 to Mar 1, 2024
- Accounts · unset to 477.0Mar 23, 2023 to May 19, 2023
- Charity clients · unset to 1.0Mar 23, 2023 to May 19, 2023
- Corporate clients · unset to 4.0Mar 23, 2023 to May 19, 2023
- HNW clients · unset to 36.0Mar 23, 2023 to May 19, 2023
- Individual clients · unset to 157.0Mar 23, 2023 to May 19, 2023
- Assets in custody · unset to 2389178.0Mar 23, 2023 to May 19, 2023
- Custody of client assets · false to trueMar 23, 2023 to May 19, 2023
Signals
2 dated events
- 3 advisors left C••••••••• F•••••••• N•••••• (Frederick, MD) for M•••• W••••• on the same dayApr 4, 2023 · Team lift-out · derived
- M•••• W••••• filed its initial SEC registration (Form ADV)Feb 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-631-1207reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/moore-wealth-inc.reportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (301) 631-1207reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026