DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
O'Donnell Wealth Management
Legal name O'Domhnaill Enterprises, Inc.
Latest filing Feb 10, 2026
First filing on the tape Sep 16, 2022 · 17 filings
SEC status approved since Jan 22, 2026
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$119M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$30.8M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$123M as of Feb 10, 2026
Jan 13, 2023$51.0M then
HNW client RAUM$90.8M as of Feb 10, 2026
Jan 13, 2023$34.4M then
State-registered IARs (5.B.3)4 as of Feb 10, 2026
Jan 13, 20232 then
Employees (5.A)6 as of Feb 10, 2026
Jan 13, 20236 then
Private funds: no history
RAUM n/a over the last fiscal year+34% a year over three
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $30.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $955,655derivedHNW RAUM over HNW clients
- Average account
- $348,172derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Wrap fee program
- $123MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.8M74%
- Individuals$28.1M23%
- Corporations and businesses$3.0M2.4%
- Charitable organizations$1.4M1.1%
- Individual clients
- 113reported
- HNW clients
- 95reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 354reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Peter Dodenhoff | Cody, Wy | Oct 17, 2022 | 10 y | 1 |
| Stephen Patrick O'Donnell | Cody, Wy | Oct 17, 2022 | 27 y | 4 |
| Ryan M Odonnell | Cody, Wy | Mar 6, 2023 | 10 y | 0 |
| Stephen P O'Donnell | Cody, Wy | Mar 31, 2023 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Peter Dodenhoff from Saxony Capital Management, LLCOct 17, 2022 · RIA to a newly registered adviser
- Stephen Patrick O'Donnell from Saxony Capital Management, LLCOct 17, 2022 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Stephen O'Donnell · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- Sue Jean O'Donnell · Managing Partnercontrolsince 09/2023 · owns less than 5%
- Brianna Stephanie Odonnell · Director, Communicationscontrolsince 09/2023 · owns less than 5%
- Patrick Stephen O'Donnell · Trusteecontrolsince 02/2022 · owns 50% to 75% of Stephen Patrick O'Donnell, Sr. And Sue Jean O'Donnell Living Trust
- Sue Jean Odonnell · Trusteecontrolsince 02/2022 · owns 50% to 75% of Stephen Patrick O'Donnell, Sr. And Sue Jean O'Donnell Living Trust
Entity owners
- Stephen Patrick O'Donnell, Sr. And Sue Jean O'Donnell Living Trust · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cody, Wy · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 335 to 354Jan 21, 2026 to Feb 10, 2026
- Corporate clients · 3 to 1Jan 21, 2026 to Feb 10, 2026
- HNW clients · 85 to 95Jan 21, 2026 to Feb 10, 2026
- Individual clients · 111 to 113Jan 21, 2026 to Feb 10, 2026
- Employees · 7 to 6Jan 21, 2026 to Feb 10, 2026
- Discretionary RAUM · $106M to $123MJan 21, 2026 to Feb 10, 2026
- HNW RAUM · $76.3M to $90.8MJan 21, 2026 to Feb 10, 2026
- Individual RAUM · $26.1M to $28.1MJan 21, 2026 to Feb 10, 2026
- RAUM · $106M to $123MJan 21, 2026 to Feb 10, 2026
- Accounts · 317 to 335Nov 2, 2023 to Jan 21, 2026
- Advisory activities · 2 to 3Nov 2, 2023 to Jan 21, 2026
- Charity clients · unset to 2.0Nov 2, 2023 to Jan 21, 2026
- Corporate clients · unset to 3.0Nov 2, 2023 to Jan 21, 2026
- HNW clients · 28 to 85Nov 2, 2023 to Jan 21, 2026
- Individual clients · 70 to 111Nov 2, 2023 to Jan 21, 2026
- Assets in custody · 21963.0 to unsetNov 2, 2023 to Jan 21, 2026
- Custody of client assets · true to falseNov 2, 2023 to Jan 21, 2026
- Employees · 6 to 7Nov 2, 2023 to Jan 21, 2026
- Financial planning clients · 0 to 0Nov 2, 2023 to Jan 21, 2026
- Discretionary RAUM · $55.2M to $106MNov 2, 2023 to Jan 21, 2026
- HNW RAUM · $36.4M to $76.3MNov 2, 2023 to Jan 21, 2026
- Individual RAUM · $18.8M to $26.1MNov 2, 2023 to Jan 21, 2026
- RAUM · $55.2M to $106MNov 2, 2023 to Jan 21, 2026
- Wrap assets (manager) · $55.2M to $0Nov 2, 2023 to Jan 21, 2026
- Wrap assets (sponsor) · $55.2M to $0Nov 2, 2023 to Jan 21, 2026
- Advisory employees · 3 to 4Oct 2, 2023 to Nov 2, 2023
- BD registered reps · 3 to 4Oct 2, 2023 to Nov 2, 2023
- State-registered IARs · 3 to 4Oct 2, 2023 to Nov 2, 2023
- Advisory employees · 2 to 3Mar 9, 2023 to Mar 27, 2023
- BD registered reps · 2 to 3Mar 9, 2023 to Mar 27, 2023
- State-registered IARs · 2 to 3Mar 9, 2023 to Mar 27, 2023
- Advisory activities · 1 to 2Feb 21, 2023 to Mar 9, 2023
- HNW clients · 50 to 28Jan 13, 2023 to Jan 20, 2023
- Individual clients · 88 to 70Jan 13, 2023 to Jan 20, 2023
- Discretionary RAUM · $51.0M to $55.2MJan 13, 2023 to Jan 20, 2023
- HNW RAUM · $34.4M to $36.4MJan 13, 2023 to Jan 20, 2023
- Individual RAUM · $16.1M to $18.8MJan 13, 2023 to Jan 20, 2023
- RAUM · $51.0M to $55.2MJan 13, 2023 to Jan 20, 2023
- Accounts · unset to 317.0Nov 10, 2022 to Jan 13, 2023
- HNW clients · unset to 50.0Nov 10, 2022 to Jan 13, 2023
Signals
1 dated events
- O'Donnell Wealth Management filed its initial SEC registration (Form ADV)Sep 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- steve@odonnellwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 307-586-4279reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- odonnellwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 307-586-4279reportedpublic record, Form ADV, Feb 10, 2026
- Contact form
- odonnellwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- odonnellwm.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026