DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••••• S•••••••• W••••• M••••••••• L••

Former SEC-registered adviserCRD 323492SEC 801-126769IAPD
Latest filing Feb 14, 2023
First filing on the tape Sep 20, 2022 · 6 filings
RAUM
$10.9M
reported, Item 5.F
Discretionary
32%
of RAUM
Private clients
99%
$10.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$10.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$10.9M as of Feb 14, 2023
Sep 20, 2022$0 then
HNW client RAUM$10.2M as of Feb 14, 2023
Dec 21, 2022$10.2M then
State-registered IARs (5.B.3)1 as of Feb 14, 2023
Sep 20, 20220 then
Employees (5.A)1 as of Feb 14, 2023
Sep 20, 20221 then
Private funds: no history
Practice profile
derived from the filing of Feb 14, 2023; every figure names its basis
RAUM per advisor
$10.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$784,885derivedHNW RAUM over HNW clients
Average account
$201,166derivedRAUM over accounts (5.F.2.f)
Discretionary
32%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$180,458, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$10.2M94%
  • Individuals$552,7545.1%
  • Corporations and businesses$106,6811.0%
Individual clients
14reported
HNW clients
13reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
54reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$180,458 for 3 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G•••••• A•••• T•••••Redondo Beach, CaJan 16, 202412 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • T•••••• G••••••• A•••• · Manging Member And Chief Compliance Officercontrol
      since 09/2022 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Assets in custody · unset to 180458.0
      Jan 20, 2023 to Feb 2, 2023
    • Custody of client assets · false to true
      Jan 20, 2023 to Feb 2, 2023
    • State-registered IARs · 0 to 1
      Dec 21, 2022 to Jan 20, 2023
    • Accounts · 0 to 54
      Oct 20, 2022 to Dec 21, 2022
    • HNW clients · unset to 13.0
      Oct 20, 2022 to Dec 21, 2022
    • Individual clients · unset to 14.0
      Oct 20, 2022 to Dec 21, 2022
    • Discretionary RAUM · $0 to $3.5M
      Oct 20, 2022 to Dec 21, 2022
    • HNW RAUM · unset to 10203503.0
      Oct 20, 2022 to Dec 21, 2022
    • Individual RAUM · unset to 552754.0
      Oct 20, 2022 to Dec 21, 2022
    • Non-discretionary RAUM · $0 to $7.4M
      Oct 20, 2022 to Dec 21, 2022
    • RAUM · $0 to $10.9M
      Oct 20, 2022 to Dec 21, 2022
    Signals
    1 dated events
    • T••••• S•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
      Sep 20, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    taylorstrategicwm.comreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $10.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026