DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dodds Wealth, LLC
Latest filing May 26, 2026
First filing on the tape Nov 9, 2022 · 18 filings
SEC status approved since Dec 8, 2022
RAUM
$706M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$683M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$706M as of May 26, 2026
Feb 10, 2023$430M then
HNW client RAUM$102M as of May 26, 2026
Feb 10, 2023$360M then
State-registered IARs (5.B.3)7 as of May 26, 2026
Feb 10, 20236 then
Employees (5.A)11 as of May 26, 2026
Feb 10, 202311 then
Private funds: no history
RAUM +11% over the last fiscal year+18% a year over threeIARs 7 to 7
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $569,978derivedHNW RAUM over HNW clients
- Average account
- $527,785derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $1.4BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$580M82%
- High-net-worth individuals$102M14%
- Corporations and businesses$23.7M3.4%
- Individual clients
- 242reported
- HNW clients
- 179reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,338reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $706M sponsored, $706M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Deanna Lee Meyer | Greenwood Village, Co | Jan 6, 2023 | 13 y | 3 |
| John Michael DoddsCertified Financial Planner | Greenwood Village, Co | Jan 8, 2023 | 11 y | 2 |
| Brennan Paul PateCertified Financial Planner | Greenwood Village, Co | Jan 8, 2023 | 20 y | 2 |
| Dean Edward Norsworthy | Greenwood Village, Co | Jan 8, 2023 | 10 y | 2 |
| Andrew T DoddsCertified Financial Planner | Greenwood Village, Co | Jan 8, 2023 | 33 y | 3 |
| Brent Allan Lee | Greenwood Village, Co | Feb 24, 2025 | 10 y | 0 |
| Natalie Ford | Greenwood Village, Co | Jun 3, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Kayla Marie Benjamin to Kb Financial Advisors LLCMay 13, 2025 · RIA to RIA
Joined, latest
- Kayla Marie Benjamin from Gill Capital PartnersNov 28, 2023 · RIA to RIA
- Andrew T Dodds from Dodds Wealth Management GroupJan 8, 2023 · Other
- Dean Edward Norsworthy from Dodds Wealth Management GroupJan 8, 2023 · Other
- Brennan Paul Pate from Dodds Wealth Management GroupJan 8, 2023 · Other
- John Michael Dodds from Dodds Wealth Management GroupJan 8, 2023 · Other
- Deanna Lee Meyer from Dodds Wealth Management GroupJan 6, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from Dodds Wealth Management GroupMay 15, 2023 · Greenwood Village, Co · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael John Dodds · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- T Andrew Dodds · Membercontrolsince 09/2022 · owns 50% to 75% of Dodds Wealth Management Group, LLC
Entity owners
- Dodds Wealth Management Group, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Colorado Springs, CO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 2, 2026HNW share of RAUM moved from 78.0% to 14.0% between the annual amendments of 2025-02-20 and 2026-03-02peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 1,276 to 1,338Feb 20, 2025 to Mar 2, 2026
- BD registered reps · 9 to 7Feb 20, 2025 to Mar 2, 2026
- HNW clients · 155 to 179Feb 20, 2025 to Mar 2, 2026
- Individual clients · 284 to 242Feb 20, 2025 to Mar 2, 2026
- Employees · 12 to 11Feb 20, 2025 to Mar 2, 2026
- Discretionary RAUM · $635M to $702MFeb 20, 2025 to Mar 2, 2026
- HNW RAUM · $495M to $102MFeb 20, 2025 to Mar 2, 2026
- Individual RAUM · $140M to $580MFeb 20, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $2.5M to $3.9MFeb 20, 2025 to Mar 2, 2026
- RAUM · $638M to $706MFeb 20, 2025 to Mar 2, 2026
- Wrap assets (manager) · $619M to $706MFeb 20, 2025 to Mar 2, 2026
- Wrap assets (sponsor) · $619M to $706MFeb 20, 2025 to Mar 2, 2026
- Accounts · 1,129 to 1,276Oct 29, 2024 to Feb 20, 2025
- BD registered reps · 7 to 9Oct 29, 2024 to Feb 20, 2025
- Individual clients · 243 to 284Oct 29, 2024 to Feb 20, 2025
- Assets in custody · 54063687.0 to unsetOct 29, 2024 to Feb 20, 2025
- Custody of client assets · true to falseOct 29, 2024 to Feb 20, 2025
- Financial planning clients · 251-500 to 251-500Oct 29, 2024 to Feb 20, 2025
- Discretionary RAUM · $538M to $635MOct 29, 2024 to Feb 20, 2025
- HNW RAUM · $442M to $495MOct 29, 2024 to Feb 20, 2025
- Individual RAUM · $96.3M to $140MOct 29, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $2.9M to $2.5MOct 29, 2024 to Feb 20, 2025
- RAUM · $541M to $638MOct 29, 2024 to Feb 20, 2025
- Wrap assets (manager) · $538M to $619MOct 29, 2024 to Feb 20, 2025
- Wrap assets (sponsor) · $538M to $619MOct 29, 2024 to Feb 20, 2025
- Accounts · 330 to 1,129Nov 28, 2023 to Feb 26, 2024
- Advisory employees · 6 to 7Nov 28, 2023 to Feb 26, 2024
- BD registered reps · 6 to 7Nov 28, 2023 to Feb 26, 2024
- Corporate clients · 2.0 to unsetNov 28, 2023 to Feb 26, 2024
- HNW clients · 142 to 155Nov 28, 2023 to Feb 26, 2024
- Individual clients · 186 to 243Nov 28, 2023 to Feb 26, 2024
- Assets in custody · $56.7M to $54.1MNov 28, 2023 to Feb 26, 2024
- Employees · 11 to 12Nov 28, 2023 to Feb 26, 2024
- State-registered IARs · 6 to 7Nov 28, 2023 to Feb 26, 2024
- Discretionary RAUM · $430M to $538MNov 28, 2023 to Feb 26, 2024
- HNW RAUM · $360M to $442MNov 28, 2023 to Feb 26, 2024
- Individual RAUM · $65.4M to $96.3MNov 28, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $0 to $2.9MNov 28, 2023 to Feb 26, 2024
- RAUM · $430M to $541MNov 28, 2023 to Feb 26, 2024
- Wrap assets (manager) · $430M to $538MNov 28, 2023 to Feb 26, 2024
Signals
4 dated events
- Kayla Marie Benjamin left Dodds Wealth, Llc for Kb Financial Advisors Llc (registered 2026-01-22)May 13, 2025 · Advisor changed firm · fact
- Dodds Wealth, Llc reported RAUM $541.3M, up 26% from $429.6M (2023-11-28 to 2024-02-26)Feb 26, 2024 · RAUM change · derived
- Dodds Wealth Management Group's advisors moved to Dodds Wealth, LLC (Greenwood Village, CO): 5 of 5 registered, on the same dayMay 15, 2023 · Firm absorbed (people side) · derived
- Dodds Wealth, Llc filed its initial SEC registration (Form ADV)Nov 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@doddswealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-539-3900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 719-260-9200reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/dodds-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- doddswealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-539-3900reportedpublic record, Form ADV, May 26, 2026
- Contact form
- doddswealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- doddswealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026