DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• W•••••• L••
Latest filing May 20, 2026
First filing on the tape Oct 27, 2022 · 18 filings
SEC status approved since Dec 2, 2022
RAUM
$386M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$385M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$48.3M
derived; firm RAUM over IAPD count
Employees
18
8 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$386M as of May 20, 2026
Mar 20, 2023$192M then
HNW client RAUM$270M as of May 20, 2026
Mar 20, 2023$85.7M then
State-registered IARs (5.B.3)8 as of May 20, 2026
Mar 20, 20236 then
Employees (5.A)18 as of May 20, 2026
Mar 20, 202319 then
Private funds: no history
RAUM +17% over the last fiscal year+26% a year over threeIARs 6 to 8offices 5 to 7
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $48.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $265,918derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $175M, 334 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$270M70%
- Individuals$114M30%
- Corporations and businesses$1.2M0.3%
- Individual clients
- 294reported
- HNW clients
- 122reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,452reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $175M for 334 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• T••••• W•••••Certified Financial Planner | Stevens Point, Wi | Jan 5, 2023 | 23 y | 2 |
| J•••• R••• L•••Certified Financial Planner, Chartered Financial Analyst | Stevens Point, Wi | Jan 5, 2023 | 17 y | 2 |
| B••••••• A•••• L••• | Stevens Point, Wi | Jan 5, 2023 | 22 y | 2 |
| J•••••• A•• P•••••••• H••••••••• | Oregon City, Or | Jan 9, 2023 | 14 y | 0 |
| J••••• W•••• K•••• | Stevens Point, Wi | Jan 27, 2023 | 17 y | 3 |
| J•••• D••••• B••••Certified Financial Planner | Bemidji, Mn | Feb 18, 2025 | 12 y | 0 |
| K•••• R••• E•••• | Stevens Point, Wi | May 14, 2025 | 11 y | 0 |
| J••• N••••••• R•••• | Stevens Point, Wi | Oct 17, 2025 | 17 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• N••••••• R•••• from T••••••• I••••••••• M••••••••• I•••Oct 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••••• W•••• K•••• from T••••••• A•••••• N••••••• L••Jan 27, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- B••••••• A•••• L••• from T••••••• A•••••• N••••••• L••Jan 5, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• T••••• W••••• from T••••••• A•••••• N••••••• L••Jan 5, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• R••• L••• from T••••••• A•••••• N••••••• L••Jan 5, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T••••••• A•••••• N••••••• L••Feb 3, 2023 · Minneapolis, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• B•••••• J• · Chief Operating Officercontrolsince 12/2023 · owns less than 5%
- L•••• B•••••••• A•••• · Chief Executive Officercontrolsince 10/2022 · owns 50% to 75%
- L•••• J••••• R••• · Chief Compliance Officer & Chief Investment Officercontrolsince 10/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stevens Point, Wi · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Oregon City, OR1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,379 to 1,452Nov 25, 2025 to Mar 3, 2026
- Advisory employees · 6 to 8Nov 25, 2025 to Mar 3, 2026
- Corporate clients · unset to 5.0Nov 25, 2025 to Mar 3, 2026
- HNW clients · 140 to 122Nov 25, 2025 to Mar 3, 2026
- Individual clients · 260 to 294Nov 25, 2025 to Mar 3, 2026
- Assets in custody · $128M to $175MNov 25, 2025 to Mar 3, 2026
- State-registered IARs · 6 to 8Nov 25, 2025 to Mar 3, 2026
- Other offices · 5 to 7Nov 25, 2025 to Mar 3, 2026
- Discretionary RAUM · $329M to $386MNov 25, 2025 to Mar 3, 2026
- HNW RAUM · $248M to $270MNov 25, 2025 to Mar 3, 2026
- Individual RAUM · $80.4M to $114MNov 25, 2025 to Mar 3, 2026
- RAUM · $329M to $386MNov 25, 2025 to Mar 3, 2026
- Financial planning clients · 101-250 to 101-250Apr 30, 2025 to Jul 18, 2025
- Accounts · 1,188 to 1,379Jul 2, 2024 to Feb 20, 2025
- Advisory employees · 5 to 6Jul 2, 2024 to Feb 20, 2025
- HNW clients · 117 to 140Jul 2, 2024 to Feb 20, 2025
- Individual clients · 460 to 260Jul 2, 2024 to Feb 20, 2025
- Assets in custody · $58.1M to $128MJul 2, 2024 to Feb 20, 2025
- Employees · 19 to 18Jul 2, 2024 to Feb 20, 2025
- Financial planning clients · 51-100 to 101-250Jul 2, 2024 to Feb 20, 2025
- State-registered IARs · 5 to 6Jul 2, 2024 to Feb 20, 2025
- Discretionary RAUM · $263M to $329MJul 2, 2024 to Feb 20, 2025
- HNW RAUM · $141M to $248MJul 2, 2024 to Feb 20, 2025
- Individual RAUM · $121M to $80.4MJul 2, 2024 to Feb 20, 2025
- RAUM · $263M to $329MJul 2, 2024 to Feb 20, 2025
- Accounts · 1,000 to 1,188Jan 30, 2024 to Feb 12, 2024
- Advisory employees · 6 to 5Jan 30, 2024 to Feb 12, 2024
- HNW clients · 82 to 117Jan 30, 2024 to Feb 12, 2024
- Individual clients · 461 to 460Jan 30, 2024 to Feb 12, 2024
- Assets in custody · $16.7M to $58.1MJan 30, 2024 to Feb 12, 2024
- Financial planning clients · 0 to 51-100Jan 30, 2024 to Feb 12, 2024
- State-registered IARs · 6 to 5Jan 30, 2024 to Feb 12, 2024
- Discretionary RAUM · $192M to $263MJan 30, 2024 to Feb 12, 2024
- HNW RAUM · $85.7M to $141MJan 30, 2024 to Feb 12, 2024
- Individual RAUM · $107M to $121MJan 30, 2024 to Feb 12, 2024
- RAUM · $192M to $263MJan 30, 2024 to Feb 12, 2024
- Accounts · 0 to 1,000Jan 5, 2023 to Mar 20, 2023
- HNW clients · unset to 82.0Jan 5, 2023 to Mar 20, 2023
- Individual clients · unset to 461.0Jan 5, 2023 to Mar 20, 2023
- Assets in custody · $0 to $16.7MJan 5, 2023 to Mar 20, 2023
Signals
3 dated events
- Jo Bobbie Kaiser (Chief Operating Officer) appeared on Schedule A of E••••• W•••••• L••Dec 1, 2023 · Control person joined · fact
- 2 advisors left T••••••• A•••••• N••••••• L•• (Minneapolis, MN) for E••••• W•••••• L•• on the same dayFeb 3, 2023 · Team lift-out · derived
- E••••• W•••••• L•• filed its initial SEC registration (Form ADV)Oct 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 715-344-9496reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/evexia-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- evexiawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (715) 344-9496reportedpublic record, Form ADV, May 20, 2026
- Contact form
- evexiawealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026