DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• • A••••••••• W••••• M•••••••••
Legal name R•••••• • A••••••••• W••••• M••••••••• I•••
Latest filing Jan 29, 2026
First filing on the tape Oct 31, 2022 · 12 filings
SEC status approved since Nov 30, 2022
RAUM
$167M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
99%
$166M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$55.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$167M as of Jan 29, 2026
Mar 20, 2023$111M then
HNW client RAUM$110M as of Jan 29, 2026
Mar 20, 2023$53.8M then
State-registered IARs (5.B.3)2 as of Jan 29, 2026
Mar 20, 20233 then
Employees (5.A)3 as of Jan 29, 2026
Mar 20, 20233 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $55.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $305,200derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $167MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$110M66%
- Individuals$55.7M33%
- Corporations and businesses$1.4M0.8%
- Pension and profit-sharing plans$347,4090.2%
- Individual clients
- 119reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 548reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V•••••• S•• M••••• | Butler, Pa | Feb 3, 2023 | 22 y | 2 |
| C••••• K•••••• R••••••Certified Financial Planner, Chartered Financial Analyst | Butler, Pa | Feb 3, 2023 | 15 y | 1 |
| D•••••• J••••• S••••• | Butler, Pa | Feb 24, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V•••••• S•• M••••• from W•••• F•••• A•••••••Feb 3, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••••• K•••••• R•••••• from W•••• F•••• A•••••••Feb 3, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Feb 14, 2023 · Butler, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••• H••••• · Presidentcontrolsince 10/2022 · owns 50% to 75%
- R••••••• C•••••• K•••••• · Chief Compliance Officer, Secretary And Treasurercontrolsince 10/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Butler, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Warrendale, PA2 employees
What changed
consecutive filings, newest first
- Accounts · 568 to 548Oct 17, 2025 to Jan 29, 2026
- HNW clients · 41 to 47Oct 17, 2025 to Jan 29, 2026
- Individual clients · 127 to 119Oct 17, 2025 to Jan 29, 2026
- Employees · 4 to 3Oct 17, 2025 to Jan 29, 2026
- Discretionary RAUM · $128M to $151MOct 17, 2025 to Jan 29, 2026
- HNW RAUM · $89.4M to $110MOct 17, 2025 to Jan 29, 2026
- Individual RAUM · $54.1M to $55.7MOct 17, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $16.6M to $15.9MOct 17, 2025 to Jan 29, 2026
- Pension RAUM · $119,615 to $347,409Oct 17, 2025 to Jan 29, 2026
- RAUM · $145M to $167MOct 17, 2025 to Jan 29, 2026
- Financial planning clients · 0 to 0Aug 11, 2025 to Oct 17, 2025
- Business name · B•••••• A••••••••• W••••• M••••••••• to R•••••• • A••••••••• W••••• M•••••••••Jun 26, 2025 to Aug 11, 2025
- Legal name · B•••••• A••••••••• W••••• M••••••••• to R•••••• • A••••••••• W••••• M••••••••• I•••Jun 26, 2025 to Aug 11, 2025
- Accounts · 549 to 568Oct 22, 2024 to Apr 11, 2025
- Advisory activities · 2 to 3Oct 22, 2024 to Apr 11, 2025
- Corporate clients · 1.0 to unsetOct 22, 2024 to Apr 11, 2025
- HNW clients · 33 to 41Oct 22, 2024 to Apr 11, 2025
- Individual clients · 132 to 127Oct 22, 2024 to Apr 11, 2025
- Pension plan clients · 0.0 to unsetOct 22, 2024 to Apr 11, 2025
- Employees · 3 to 4Oct 22, 2024 to Apr 11, 2025
- State-registered IARs · 3 to 2Oct 22, 2024 to Apr 11, 2025
- Discretionary RAUM · $109M to $128MOct 22, 2024 to Apr 11, 2025
- HNW RAUM · $68.9M to $89.4MOct 22, 2024 to Apr 11, 2025
- Individual RAUM · $53.6M to $54.1MOct 22, 2024 to Apr 11, 2025
- Non-discretionary RAUM · $14.6M to $16.6MOct 22, 2024 to Apr 11, 2025
- Pension RAUM · $0 to $119,615Oct 22, 2024 to Apr 11, 2025
- RAUM · $124M to $145MOct 22, 2024 to Apr 11, 2025
- Accounts · 541 to 549Oct 17, 2023 to Feb 7, 2024
- HNW clients · 28 to 33Oct 17, 2023 to Feb 7, 2024
- Individual clients · 136 to 132Oct 17, 2023 to Feb 7, 2024
- Discretionary RAUM · $96.1M to $109MOct 17, 2023 to Feb 7, 2024
- HNW RAUM · $53.8M to $68.9MOct 17, 2023 to Feb 7, 2024
- Individual RAUM · $55.7M to $53.6MOct 17, 2023 to Feb 7, 2024
- Non-discretionary RAUM · $14.4M to $14.6MOct 17, 2023 to Feb 7, 2024
- RAUM · $111M to $124MOct 17, 2023 to Feb 7, 2024
- Other offices · 0 to 1Jun 21, 2023 to Oct 17, 2023
- Accounts · unset to 541.0Nov 2, 2022 to Mar 20, 2023
- Corporate clients · 0 to 1Nov 2, 2022 to Mar 20, 2023
- HNW clients · 0 to 28Nov 2, 2022 to Mar 20, 2023
- Individual clients · 0 to 136Nov 2, 2022 to Mar 20, 2023
Signals
2 dated events
- 2 advisors left W•••• F•••• A••••••• (Butler, PA) for R•••••• • A••••••••• W••••• M••••••••• on the same dayFeb 14, 2023 · Team lift-out · derived
- B•••••• A••••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Oct 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 724-602-0075reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 724-256-5604reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/randall-associates-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 724-602-0075reportedpublic record, Form ADV, Jan 29, 2026
- Contact form
- r•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- r•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026