DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• S•••• • C•• L••
Latest filing Jun 29, 2026
First filing on the tape Nov 25, 2022 · 9 filings
SEC status approved since Jan 18, 2023
RAUM
$2.2B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
49%
$1.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$2.2B as of Jun 29, 2026
Jun 28, 2023$835M then
HNW client RAUM$1.1B as of Jun 29, 2026
Jun 28, 2023$370M then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20230 then
Employees (5.A)42 as of Jun 29, 2026
Jun 28, 202329 then
Private funds: no history
RAUM +168% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $20.3MderivedHNW RAUM over HNW clients
- Average account
- $31.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B50%
- High-net-worth individuals$1.1B47%
- Individuals$42.4M1.9%
- Charitable organizations$28.6M1.3%
- Individual clients
- 12reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.49 fund_share=0.5 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• I••••••• M••••••• · Partnercontrolsince 01/2026 · owns less than 5%
- C••••••• J••••••••• D•••••••• · Partnercontrolsince 04/2014 · owns less than 5%
- P••••• T•••••• L••••• A••••• · Managing Partner & Chief Compliance Officercontrolsince 12/2014 · owns 10% to 25%
- R•••••••• C••••••••• A•••• · Managing Partnercontrolsince 11/2012 · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Jun 29, 2026RAUM per account of $31,039,957 against a peer median of $813,262 (1333 comparable advisers, 99.0th percentile, 20.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,333) · 99% percentile
- control person changedChange between filings · filing Jun 29, 2026A••••• I••••••• M••••••• (PARTNER) appeared on Schedule A between the filings of 2023-01-17 and 2026-06-29peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 76 to 72Jun 27, 2025 to Jun 29, 2026
- Advisory employees · 14 to 12Jun 27, 2025 to Jun 29, 2026
- HNW clients · 51 to 52Jun 27, 2025 to Jun 29, 2026
- Individual clients · 13 to 12Jun 27, 2025 to Jun 29, 2026
- Pooled vehicle clients · 5 to 4Jun 27, 2025 to Jun 29, 2026
- Employees · 30 to 42Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $1.7B to $1.9BJun 27, 2025 to Jun 29, 2026
- HNW RAUM · $754M to $1.1BJun 27, 2025 to Jun 29, 2026
- Individual RAUM · $185M to $42.4MJun 27, 2025 to Jun 29, 2026
- Non-discretionary RAUM · $224M to $377MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $933M to $1.1BJun 27, 2025 to Jun 29, 2026
- RAUM · $1.9B to $2.2BJun 27, 2025 to Jun 29, 2026
- Related adviser · false to trueJun 27, 2025 to Jun 29, 2026
- Accounts · 65 to 76Jul 30, 2024 to Jun 27, 2025
- Advisory employees · 10 to 14Jul 30, 2024 to Jun 27, 2025
- Charity clients · 3 to 4Jul 30, 2024 to Jun 27, 2025
- HNW clients · 11 to 51Jul 30, 2024 to Jun 27, 2025
- Individual clients · 48 to 13Jul 30, 2024 to Jun 27, 2025
- Pooled vehicle clients · 3 to 5Jul 30, 2024 to Jun 27, 2025
- Employees · 28 to 30Jul 30, 2024 to Jun 27, 2025
- Financial planning clients · unset to Jul 30, 2024 to Jun 27, 2025
- HQ state · unset to Jul 30, 2024 to Jun 27, 2025
- Discretionary RAUM · $1.2B to $1.7BJul 30, 2024 to Jun 27, 2025
- HNW RAUM · $949M to $754MJul 30, 2024 to Jun 27, 2025
- Individual RAUM · $6.4M to $185MJul 30, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $84.0M to $224MJul 30, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $301M to $933MJul 30, 2024 to Jun 27, 2025
- RAUM · $1.3B to $1.9BJul 30, 2024 to Jun 27, 2025
- Accounts · 64 to 65Jun 28, 2023 to Jun 21, 2024
- Advisory employees · 9 to 10Jun 28, 2023 to Jun 21, 2024
- Charity clients · unset to 3.0Jun 28, 2023 to Jun 21, 2024
- HNW clients · 27 to 11Jun 28, 2023 to Jun 21, 2024
- Individual clients · 31 to 48Jun 28, 2023 to Jun 21, 2024
- Employees · 29 to 28Jun 28, 2023 to Jun 21, 2024
- Discretionary RAUM · $762M to $1.2BJun 28, 2023 to Jun 21, 2024
- HNW RAUM · $370M to $949MJun 28, 2023 to Jun 21, 2024
- Individual RAUM · $236M to $6.4MJun 28, 2023 to Jun 21, 2024
- Non-discretionary RAUM · $72.9M to $84.0MJun 28, 2023 to Jun 21, 2024
- Pooled vehicle RAUM · $208M to $301MJun 28, 2023 to Jun 21, 2024
- RAUM · $835M to $1.3BJun 28, 2023 to Jun 21, 2024
Signals
8 dated events
- J• S•••• • C•• L•• reported RAUM $1.9B, up 48% from $1.3B (2024-07-30 to 2025-06-27)Jun 27, 2025 · RAUM change · derived
- M•••••• J•••••• J••••• S•••• (Managing Partner) no longer on Schedule A of J• S•••• • C•• L•• (listed 2024-06-21, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- J• S•••• • C•• L•• reported RAUM $1.3B, up 54% from $835.0M (2023-06-28 to 2024-06-21)Jun 21, 2024 · RAUM change · derived
- M•••••• J•••••• J••••• S•••• (Managing Partner) appeared on Schedule A of J• S•••• • C•• L••Jan 17, 2023 · Control person joined · fact
- Allen Christopher Rossbach (Managing Partner) appeared on Schedule A of J• S•••• • C•• L••Jan 17, 2023 · Control person joined · fact
- L••••• A••••• T••••• P•••• (Managing Partner & Chief Compliance Officer) appeared on Schedule A of J• S•••• • C•• L••Jan 17, 2023 · Control person joined · fact
- D•••••••• J•••••••• C•••••• (Partner) appeared on Schedule A of J• S•••• • C•• L••Jan 17, 2023 · Control person joined · fact
- J• S•••• • C•• L•• filed its initial SEC registration (Form ADV)Nov 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@j•••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- p•••••@j•••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-219-0200reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- j•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44(0)20 3478 1800reportedpublic record, Form ADV, Jun 29, 2026
- Contact form
- j•••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026