DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B••••• O•••• A•••• M•••••••••

Former SEC-registered adviserO••••, NebraskaCRD 324144SEC 801-127986websiteIAPD
Legal name B••• R•• L••
Latest filing Nov 27, 2024
First filing on the tape Apr 14, 2023 · 8 filings
SEC status approved since May 16, 2023
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
$127M gross assets
History
8 filings and snapshots on the tape
RAUM$127M as of Nov 27, 2024
Jun 30, 2023$109M then
HNW client RAUM$0 as of Nov 27, 2024
Apr 19, 2023$0 then
State-registered IARs (5.B.3)1 as of Nov 27, 2024
Apr 14, 20232 then
Employees (5.A)12 as of Nov 27, 2024
Apr 14, 20236 then
Private funds5 as of Nov 27, 2024
Jun 30, 20233 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 27, 2024; every figure names its basis
RAUM per advisor
$127MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
12.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$127M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$127M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$127M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      2••• S••••• F••• I•• L••Real Estate Fund$43.6M73Jun 30, 2023
      2••• S••••• F••• I• L••Real Estate Fund$33.5M47Jun 30, 2023
      F••• O••• B••••• O•••• B•••• F•• R••• L•Real Estate Fund$30.5M33Jun 30, 2023
      B••• H•••••• L••Real Estate Fund$15.9M46Sep 13, 2023
      B••• F••••• S•••••• L••Real Estate Fund$3.6M31Mar 28, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••••• A•••• K•••••• · Managercontrol
        since 01/2023 · owns less than 5%
      • P•••••••• A•••• K•••••• · Member/Managercontrol
        since 09/2017 · owns F of B••••• O•••• A•••• M••••••••• L••
      • W••••••••• J•••••• P••• · Chief Compliance Officer
        since 05/2024 · owns less than 5%
      Entity owners
      • B••• B• L•• · Managing Member
        direct · owns 75% or more
      • B••••• O•••• A•••• M••••••••• L•• · Member/Manager
        indirect · owns 75% or more of B••• B• L••
      • B••••• O•••• C••••••••• · Member/Manager
        indirect · owns 75% or more of B••••• O•••• A•••• M••••••••• L•• · public reporting company
      Related persons
      Schedule D 7.A
      • B••• F••• O••• G• L••
        pooled vehicle sponsorn
      • B••••• O•••• A•••• M••••••••• L••
        y
      • G•••••• I•••••••• G••••• L••
        real estaten
      • L•••• R••• E••••• C•••••••• L••
        investment companyn
      • T•• M••••••• G••••• L••
        investment adviserpooled vehicle sponsornRAUM $711M
      Advisers that list B••••• O•••• A•••• M••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $144M to $127M
        Mar 28, 2024 to May 30, 2024
      • Other offices · 1 to 0
        Mar 28, 2024 to May 30, 2024
      • Discretionary RAUM · $144M to $127M
        Mar 28, 2024 to May 30, 2024
      • Pooled vehicle RAUM · $144M to $127M
        Mar 28, 2024 to May 30, 2024
      • RAUM · $144M to $127M
        Mar 28, 2024 to May 30, 2024
      • Accounts · 4 to 5
        Jan 19, 2024 to Mar 28, 2024
      • Advisory employees · 7 to 9
        Jan 19, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 4 to 5
        Jan 19, 2024 to Mar 28, 2024
      • Assets in custody · $125M to $144M
        Jan 19, 2024 to Mar 28, 2024
      • Employees · 11 to 12
        Jan 19, 2024 to Mar 28, 2024
      • Insurance-licensed employees · 2 to 1
        Jan 19, 2024 to Mar 28, 2024
      • State-registered IARs · 2 to 1
        Jan 19, 2024 to Mar 28, 2024
      • Private funds · 4 to 5
        Jan 19, 2024 to Mar 28, 2024
      • Discretionary RAUM · $125M to $144M
        Jan 19, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $125M to $144M
        Jan 19, 2024 to Mar 28, 2024
      • RAUM · $125M to $144M
        Jan 19, 2024 to Mar 28, 2024
      • Accounts · 3 to 4
        Jun 30, 2023 to Sep 13, 2023
      • Pooled vehicle clients · 3 to 4
        Jun 30, 2023 to Sep 13, 2023
      • Assets in custody · $109M to $125M
        Jun 30, 2023 to Sep 13, 2023
      • Employees · 9 to 11
        Jun 30, 2023 to Sep 13, 2023
      • Private funds · 3 to 4
        Jun 30, 2023 to Sep 13, 2023
      • Discretionary RAUM · $109M to $125M
        Jun 30, 2023 to Sep 13, 2023
      • Pooled vehicle RAUM · $109M to $125M
        Jun 30, 2023 to Sep 13, 2023
      • RAUM · $109M to $125M
        Jun 30, 2023 to Sep 13, 2023
      • Accounts · unset to 3.0
        Apr 19, 2023 to Jun 30, 2023
      • Advisory employees · 4 to 7
        Apr 19, 2023 to Jun 30, 2023
      • Pooled vehicle clients · unset to 3.0
        Apr 19, 2023 to Jun 30, 2023
      • Assets in custody · unset to 109222354.0
        Apr 19, 2023 to Jun 30, 2023
      • Custody of client assets · false to true
        Apr 19, 2023 to Jun 30, 2023
      • Employees · 6 to 9
        Apr 19, 2023 to Jun 30, 2023
      • Private funds · unset to 3
        Apr 19, 2023 to Jun 30, 2023
      • Discretionary RAUM · unset to 109222354.0
        Apr 19, 2023 to Jun 30, 2023
      • Non-discretionary RAUM · unset to 0.0
        Apr 19, 2023 to Jun 30, 2023
      • Pooled vehicle RAUM · unset to 109222354.0
        Apr 19, 2023 to Jun 30, 2023
      • RAUM · unset to 109222354.0
        Apr 19, 2023 to Jun 30, 2023
      • Individual RAUM · unset to 0.0
        Apr 14, 2023 to Apr 19, 2023
      • Pension RAUM · unset to 0.0
        Apr 14, 2023 to Apr 19, 2023
      • Charity clients · unset to 0.0
        Apr 14, 2023 to Apr 19, 2023
      • Corporate clients · unset to 0.0
        Apr 14, 2023 to Apr 19, 2023
      • HNW clients · unset to 0.0
        Apr 14, 2023 to Apr 19, 2023
      Signals
      6 dated events
      • B••••• O•••• A•••• M••••••••• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $127.1M)
        Feb 3, 2025 · Left the SEC roster · derived
      • L••• J•••••• H•••• (Chief Compliance Officer) no longer on Schedule A of B••••• O•••• A•••• M••••••••• (listed 2024-03-28, absent 2024-05-30)
        May 30, 2024 · Control person left · inference
      • Joseph Brendan Keating (Manager) no longer on Schedule A of B••••• O•••• A•••• M••••••••• (listed 2024-03-28, absent 2024-05-30)
        May 30, 2024 · Control person left · inference
      • Buffett Alexander Rozek (Manager) no longer on Schedule A of B••••• O•••• A•••• M••••••••• (listed 2024-03-28, absent 2024-05-30)
        May 30, 2024 · Control person left · inference
      • A••••• M••• B•••••• (Chief Operating Officer) no longer on Schedule A of B••••• O•••• A•••• M••••••••• (listed 2024-01-19, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • B••••• O•••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
        Apr 14, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      B••••• O•••• A•••• M••••••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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