DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Magnolia Group, LLC
Latest filing Mar 27, 2026
First filing on the tape May 27, 2014 · 25 filings
SEC status approved since Jun 19, 2014
RAUM
$711M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$711M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$711M as of Mar 27, 2026
Mar 30, 2015$140M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Mar 30, 20151 then
Employees (5.A)2 as of Mar 27, 2026
Mar 30, 20154 then
Private funds1 as of Mar 27, 2026
Mar 30, 20152 then
RAUM -12% over the last fiscal year-3.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $711MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $355MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $711M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$641M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $711M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adam Kenneth Peterson | Omaha, Ne | Jan 1, 2026 | 19 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Adam Kenneth Peterson from Magnolia Capital, LLCJun 19, 2014 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Magnolia Capital Fund, LP | Hedge Fund | $696M | 65 | May 27, 2014 |
| Magnolia Capital Opportunity Fund, LPno longer reported | Hedge Fund | $161M | 2 | Mar 29, 2019 |
| Magnolia Fixed Income Fund, LLCno longer reported | Liquidity Fund | $120M | 10 | May 27, 2014 |
| Magnolia Capital Partners, LLCno longer reported | Hedge Fund | $32.7M | 10 | Sep 16, 2014 |
| Magnolia Real Estate Fund I, LLCno longer reported | Real Estate Fund | $8.5M | 10 | May 27, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Kenneth Adam Peterson · Managing Membercontrolsince 04/2014 · owns 75% or more
- Samuels Ryan Welner · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
Related persons
Schedule D 7.A
- Boston Omaha Asset Managementinvestment adviserpooled vehicle sponsornRAUM $127M
Advisers that list The Magnolia Group, LLC as a related person
- 324144 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $812M to $711MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $812M to $711MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $733M to $641MMar 27, 2025 to Mar 27, 2026
- RAUM · $812M to $711MMar 27, 2025 to Mar 27, 2026
- Assets in custody · $784M to $812MMay 6, 2024 to Mar 27, 2025
- Financial planning clients · unset to May 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $784M to $812MMay 6, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $696M to $733MMay 6, 2024 to Mar 27, 2025
- RAUM · $784M to $812MMay 6, 2024 to Mar 27, 2025
- Succession · true to falseApr 19, 2024 to May 6, 2024
- Succession · false to trueMar 6, 2024 to Apr 19, 2024
- Assets in custody · $797M to $784MMar 24, 2023 to Mar 6, 2024
- Discretionary RAUM · $797M to $784MMar 24, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · $649M to $696MMar 24, 2023 to Mar 6, 2024
- RAUM · $797M to $784MMar 24, 2023 to Mar 6, 2024
- Related adviser · false to trueMar 24, 2023 to Mar 6, 2024
- Assets in custody · $1000M to $797MNov 18, 2022 to Mar 24, 2023
- Discretionary RAUM · $1000M to $797MNov 18, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $799M to $649MNov 18, 2022 to Mar 24, 2023
- RAUM · $1000M to $797MNov 18, 2022 to Mar 24, 2023
- Accounts · 4 to 2Feb 22, 2021 to Mar 29, 2022
- Pooled vehicle clients · 2 to 1Feb 22, 2021 to Mar 29, 2022
- Assets in custody · $1.0B to $1000MFeb 22, 2021 to Mar 29, 2022
- Private funds · 2 to 1Feb 22, 2021 to Mar 29, 2022
- Discretionary RAUM · $982M to $1000MFeb 22, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $57.3M to $0Feb 22, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $762M to $799MFeb 22, 2021 to Mar 29, 2022
- RAUM · $1.0B to $1000MFeb 22, 2021 to Mar 29, 2022
- Accounts · 5 to 4Nov 20, 2020 to Feb 22, 2021
- Pooled vehicle clients · 3 to 2Nov 20, 2020 to Feb 22, 2021
- Assets in custody · $1.0B to $1.0BNov 20, 2020 to Feb 22, 2021
- Employees · 4 to 2Nov 20, 2020 to Feb 22, 2021
- HQ city · unset to OMAHANov 20, 2020 to Feb 22, 2021
- HQ state · unset to NENov 20, 2020 to Feb 22, 2021
- Other offices · 1 to 0Nov 20, 2020 to Feb 22, 2021
- Private funds · 3 to 2Nov 20, 2020 to Feb 22, 2021
- Discretionary RAUM · $978M to $982MNov 20, 2020 to Feb 22, 2021
- Non-discretionary RAUM · $52.1M to $57.3MNov 20, 2020 to Feb 22, 2021
- Pooled vehicle RAUM · $819M to $762MNov 20, 2020 to Feb 22, 2021
- RAUM · $1.0B to $1.0BNov 20, 2020 to Feb 22, 2021
Signals
7 dated events
- The Magnolia Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 19, 2024 · Succession (Item 4) · fact
- The Magnolia Group, Llc reported RAUM $1.0B, up 42% from $726.6M (2019-03-29 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- The Magnolia Group, Llc reported RAUM $726.6M, up 40% from $519.9M (2018-08-07 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Karl Peter Lindmark (Chief Compliance Officer) no longer on Schedule A of The Magnolia Group, Llc (listed 2018-08-07, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Samuels Ryan Welner (Chief Compliance Officer) appeared on Schedule A of The Magnolia Group, LlcMar 29, 2019 · Control person joined · fact
- The Magnolia Group, Llc reported RAUM $519.9M, up 44% from $360.9M (2017-09-28 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- The Magnolia Group, Llc filed its initial SEC registration (Form ADV)May 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 402-509-8456reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $711Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
The Magnolia Group, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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