DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gilliland Jeter Wealth Management, LLC
Latest filing Jul 16, 2026
First filing on the tape Dec 16, 2022 · 11 filings
SEC status approved since Jan 17, 2023
RAUM
$569M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
91%
$517M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$190M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$569M as of Jul 16, 2026
Mar 5, 2024$455M then
HNW client RAUM$400M as of Jul 16, 2026
Mar 5, 2024$383M then
State-registered IARs (5.B.3)3 as of Jul 16, 2026
Mar 5, 20243 then
Employees (5.A)4 as of Jul 16, 2026
Mar 5, 20244 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $190MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $680,734derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $92.8M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M70%
- Individuals$117M20%
- Corporations and businesses$50.0M8.8%
- Insurance companies$2.2M0.4%
- Individual clients
- 236reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 836reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.8M for 38 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Clayton Gilliland | Little Rock, Ar | Apr 3, 2023 | 41 y | 3 |
| Matthew Scott Jeter | Little Rock, Ar | Apr 10, 2023 | 32 y | 2 |
| Christopher Cole Morgan | Little Rock, Ar | Aug 27, 2023 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Melville Davis to Sowell ManagementJun 21, 2023 · RIA to RIA
Joined, latest
- Christopher Cole Morgan from Raymond James & Associates, Inc.Aug 27, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew Scott Jeter from Raymond James & Associates, Inc.Apr 10, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Joseph Clayton Gilliland from Raymond James & Associates, Inc.Apr 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- John Melville Davis from Raymond James & Associates, Inc.Apr 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Raymond James & Associates, Inc.Apr 13, 2023 · Little Rock, Ar
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rene Patricia France · Chief Compliance Officercontrolsince 12/2022 · owns 5% to 10%
- Clayton Joseph Gilliland · Senior Portfolio Strategistcontrolsince 03/2023 · owns 25% to 50%
- Scott Matthew Jeter · Principalcontrolsince 12/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Rock, Ar · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 892 to 836Feb 26, 2025 to Feb 27, 2026
- HNW clients · 52 to 55Feb 26, 2025 to Feb 27, 2026
- Individual clients · 234 to 236Feb 26, 2025 to Feb 27, 2026
- Assets in custody · $108M to $92.8MFeb 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $470M to $515MFeb 26, 2025 to Feb 27, 2026
- HNW RAUM · $356M to $400MFeb 26, 2025 to Feb 27, 2026
- Individual RAUM · $111M to $117MFeb 26, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $35.5M to $54.4MFeb 26, 2025 to Feb 27, 2026
- Pension RAUM · $4.7M to $0Feb 26, 2025 to Feb 27, 2026
- RAUM · $505M to $569MFeb 26, 2025 to Feb 27, 2026
- Accounts · 879 to 892Apr 16, 2024 to Feb 26, 2025
- HNW clients · 125 to 52Apr 16, 2024 to Feb 26, 2025
- Individual clients · 147 to 234Apr 16, 2024 to Feb 26, 2025
- Pension plan clients · 8.0 to unsetApr 16, 2024 to Feb 26, 2025
- Assets in custody · $138M to $108MApr 16, 2024 to Feb 26, 2025
- Financial planning clients · 26-50 to 0Apr 16, 2024 to Feb 26, 2025
- Discretionary RAUM · $400M to $470MApr 16, 2024 to Feb 26, 2025
- HNW RAUM · $383M to $356MApr 16, 2024 to Feb 26, 2025
- Individual RAUM · $31.4M to $111MApr 16, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $54.0M to $35.5MApr 16, 2024 to Feb 26, 2025
- Pension RAUM · $15.2M to $4.7MApr 16, 2024 to Feb 26, 2025
- RAUM · $455M to $505MApr 16, 2024 to Feb 26, 2025
- Accounts · 821 to 879Nov 15, 2023 to Mar 5, 2024
- Advisory activities · 6 to 5Nov 15, 2023 to Mar 5, 2024
- Corporate clients · 10 to 6Nov 15, 2023 to Mar 5, 2024
- HNW clients · 258 to 125Nov 15, 2023 to Mar 5, 2024
- Individual clients · 235 to 147Nov 15, 2023 to Mar 5, 2024
- Pension plan clients · 3 to 8Nov 15, 2023 to Mar 5, 2024
- Assets in custody · unset to 138208260.0Nov 15, 2023 to Mar 5, 2024
- Custody of client assets · false to trueNov 15, 2023 to Mar 5, 2024
- Financial planning clients · 0 to 26-50Nov 15, 2023 to Mar 5, 2024
- Other offices · 0 to 1Nov 15, 2023 to Mar 5, 2024
- Discretionary RAUM · $324M to $400MNov 15, 2023 to Mar 5, 2024
- HNW RAUM · $356M to $383MNov 15, 2023 to Mar 5, 2024
- Individual RAUM · $7.0M to $31.4MNov 15, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $77.8M to $54.0MNov 15, 2023 to Mar 5, 2024
- Pension RAUM · $8.7M to $15.2MNov 15, 2023 to Mar 5, 2024
- RAUM · $402M to $455MNov 15, 2023 to Mar 5, 2024
- Accounts · 0 to 821Dec 16, 2022 to May 12, 2023
- BD registered reps · 4 to 0Dec 16, 2022 to May 12, 2023
Signals
4 dated events
- John Melville Davis left Gilliland Jeter Wealth Management, Llc for Sowell Management (registered 2023-07-10)Jun 21, 2023 · Advisor changed firm · fact
- Clayton Joseph Gilliland (Senior Portfolio Strategist) appeared on Schedule A of Gilliland Jeter Wealth Management, LlcMay 12, 2023 · Control person joined · fact
- 3 advisors left Raymond James & Associates, Inc. (Little Rock, AR) for Gilliland Jeter Wealth Management, LLC within 5 daysApr 13, 2023 · Team lift-out · derived
- Gilliland Jeter Wealth Management, Llc filed its initial SEC registration (Form ADV)Dec 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clay@gillilandjeter.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cole@gillilandjeter.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- patty@gillilandjeter.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 501-902-4952reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 501-902-4957reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 501-902-4951reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gilliland-jeter-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gillilandjeter.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 501-902-4951reportedpublic record, Form ADV, Jul 16, 2026
- Contact form
- gillilandjeter.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gillilandjeter.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $190Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026