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S••••• I••••••••• C•••••••••

Former SEC-registered adviserFormer SEC adviserwebsite

Former SEC-registered adviser, reporting $56.1M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$56.1M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not applicable
Private clients
100% of RAUM, $56.1M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 324507 · SEC 801-127278 · 5 filingsShow
CRD 324507SEC 801-127278Legal name S••••• I••••••••• C••••••••• L••First filing on the tape Jan 4, 2023, latest May 22, 2023IAPD
RAUM
$56.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$56.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$56.1M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$56.1M as of May 22, 2023
Jan 4, 2023$0 then
HNW client RAUM$49.4M as of May 22, 2023
Apr 17, 2023$49.4M then
State-registered IARs (5.B.3)1 as of May 22, 2023
Jan 4, 20231 then
Employees (5.A)1 as of May 22, 2023
Jan 4, 20231 then
Private funds: no history
Practice profile
derived from the filing of May 22, 2023; every figure names its basis
RAUM per advisor
$56.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
26derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$644,945derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$49.4M88%
  • Individuals$6.7M12%
Individual clients
15reported
HNW clients
11reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
87reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• A••••• S•••••Ft. Worth, TxMay 24, 202343 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • S•••••• R••••••• A••••• · Owner, Cco, Iarcontrol
      since 01/2023 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 87
      Jan 9, 2023 to Apr 17, 2023
    • BD registered reps · 1 to 0
      Jan 9, 2023 to Apr 17, 2023
    • HNW clients · unset to 11.0
      Jan 9, 2023 to Apr 17, 2023
    • Individual clients · unset to 15.0
      Jan 9, 2023 to Apr 17, 2023
    • Discretionary RAUM · $0 to $56.1M
      Jan 9, 2023 to Apr 17, 2023
    • HNW RAUM · unset to 49391801.0
      Jan 9, 2023 to Apr 17, 2023
    • Individual RAUM · unset to 6718443.0
      Jan 9, 2023 to Apr 17, 2023
    • RAUM · $0 to $56.1M
      Jan 9, 2023 to Apr 17, 2023
    • Organization form · Limited Liability Partnership to Limited Liability Company
      Jan 4, 2023 to Jan 9, 2023
    Signals
    1 dated events
    • ••• Locked
      Jan 4, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ••• Lockedreportedpublic record, Form ADV, Mar 3, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $56.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026