DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Mar 9, 2010
RAUM
$584M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
67%
$392M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$48.6M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$584M as of Mar 31, 2026
Mar 29, 2012$32.2M then
HNW client RAUM$363M as of Mar 31, 2026
Mar 29, 2018$47.2M then
State-registered IARs (5.B.3)10 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)13 as of Mar 31, 2026
Mar 27, 20137 then
Private funds: no history
RAUM +28% over the last fiscal year+28% a year over threeIARs 8 to 10offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $48.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 6.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$363M62%
- Pension and profit-sharing plans$180M31%
- Individuals$29.6M5.1%
- Corporations and businesses$10.7M1.8%
- Charitable organizations$709,0410.1%
- Individual clients
- 81reported
- HNW clients
- 77reported
- Pension plan clients
- 13reported
- Charitable clients
- 1reported
- Accounts
- 484reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.67 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• A••••• U•••••••• | Atlanta, Ga | Apr 9, 2010 | 28 y | 2 |
| M•••••• C•••••• M•••••Certified Financial Planner | Atlanta, Ga | Jun 30, 2010 | 16 y | 0 |
| S•••••• L••• G•••••Chartered Financial Analyst | Atlanta, Ga | Jul 21, 2010 | 24 y | 2 |
| R•••••• R•••••• P•••••••• | Atlanta, Ga | Jan 4, 2012 | 27 y | 1 |
| W•••••• C•••• B••••Certified Financial Planner | Atlanta, Ga | Jul 22, 2013 | 15 y | 0 |
| J••• T••••• R•••••• | Atlanta, Ga | Jan 19, 2021 | 11 y | 1 |
| K••••••• C••••• B•••• | Atlanta, Ga | Oct 24, 2023 | 10 y | 0 |
| A••••• V••••••••• L••••••• | Atlanta, Ga | May 9, 2024 | 13 y | 1 |
| F••••••• P•••• | Atlanta, Ga | Sep 17, 2025 | 22 y | 0 |
| A••••• N••••• G•••• | Atlanta, Ga | Oct 1, 2025 | 13 y | 0 |
| P•••••• N•••••Chartered Financial Analyst | Atlanta, Ga | Jun 9, 2026 | 21 y | 4 |
| A••• J••••• H••••• | Atlanta, Ga | Aug 19, 2026 | 11 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• E•••• M•••• to R••••••••• A•• W••••• A• A••••••• L••Sep 4, 2012 · Other
- E••••• A••• F•••••• to M•• I•••••••• S•••••••• L••Feb 4, 2011 · Other
Joined, latest
- P•••••• N••••• from F••••••• S•••••• L••Jun 9, 2026 · RIA to RIA
- A••••• V••••••••• L••••••• from S•••••••May 9, 2024 · RIA to RIA
- J••• T••••• R•••••• from B••• I••••••••• I••••••••• A•••••••• I•••Jan 19, 2021 · Other
- R•••••• R•••••• P•••••••• from S••••••• I••••••••• S•••••••• I•••Jan 4, 2012 · Other
- S•••••• L••• G••••• from S••••••• F•••••••• S•••••••• I•••Jul 21, 2010 · Other
- M••• E•••• M•••• from S••••••• F•••••••• S•••••••• I•••Jul 7, 2010 · Other
- E••••• A••• F•••••• from S••••••• F•••••••• S•••••••• I•••Apr 9, 2010 · Other
- P•••••• A••••• U•••••••• from S••••••• F•••••••• S•••••••• I•••Apr 9, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• S••••••• L••• · President, Coo, Chief Compliance Officercontrolsince 01/2011 · owns less than 5%
- U••••••••• P••••••• A••••• · Ceo/Managing Membercontrolsince 01/2011 · owns less than 5%
- G•••••• S••••••• L••• · Shareholdercontrolsince 01/2010 · owns 75% or more of G••••• E••••••••• H•••••••• I•••
- U••••••••• P••••••• A••••• · Shareholdercontrolsince 10/2010 · owns 75% or more of P• C••••••••• I•••
Entity owners
- P•••••• G••••• L•• · Parent Companydirect · owns 75% or more
- G••••• E••••••••• H•••••••• I••• · Memberindirect · owns 25% to 50% of P•••••• G••••• L••
- P• C••••••••• I••• · Memberindirect · owns 25% to 50% of P•••••• G••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 421 to 484Jan 8, 2026 to Mar 31, 2026
- Advisory employees · 9 to 11Jan 8, 2026 to Mar 31, 2026
- Corporate clients · 2 to 5Jan 8, 2026 to Mar 31, 2026
- HNW clients · 58 to 77Jan 8, 2026 to Mar 31, 2026
- Individual clients · 85 to 81Jan 8, 2026 to Mar 31, 2026
- Pension plan clients · 11 to 13Jan 8, 2026 to Mar 31, 2026
- Employees · 11 to 13Jan 8, 2026 to Mar 31, 2026
- State-registered IARs · 8 to 10Jan 8, 2026 to Mar 31, 2026
- Other offices · 0 to 1Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $456M to $584MJan 8, 2026 to Mar 31, 2026
- HNW RAUM · $278M to $363MJan 8, 2026 to Mar 31, 2026
- Individual RAUM · $33.7M to $29.6MJan 8, 2026 to Mar 31, 2026
- Pension RAUM · $144M to $180MJan 8, 2026 to Mar 31, 2026
- RAUM · $456M to $584MJan 8, 2026 to Mar 31, 2026
- Accounts · 363 to 421Nov 13, 2024 to Mar 25, 2025
- Corporate clients · 1 to 2Nov 13, 2024 to Mar 25, 2025
- HNW clients · 48 to 58Nov 13, 2024 to Mar 25, 2025
- Individual clients · 69 to 85Nov 13, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 0Nov 13, 2024 to Mar 25, 2025
- Discretionary RAUM · $437M to $456MNov 13, 2024 to Mar 25, 2025
- HNW RAUM · $278M to $278MNov 13, 2024 to Mar 25, 2025
- Individual RAUM · $27.9M to $33.7MNov 13, 2024 to Mar 25, 2025
- Pension RAUM · $129M to $144MNov 13, 2024 to Mar 25, 2025
- RAUM · $437M to $456MNov 13, 2024 to Mar 25, 2025
- Accounts · 321 to 363Jan 8, 2024 to Mar 22, 2024
- Advisory activities · 3 to 4Jan 8, 2024 to Mar 22, 2024
- Charity clients · unset to 1.0Jan 8, 2024 to Mar 22, 2024
- Corporate clients · unset to 1.0Jan 8, 2024 to Mar 22, 2024
- HNW clients · 35 to 48Jan 8, 2024 to Mar 22, 2024
- Individual clients · 71 to 69Jan 8, 2024 to Mar 22, 2024
- Pension plan clients · 9 to 11Jan 8, 2024 to Mar 22, 2024
- Financial planning clients · 0 to 11-25Jan 8, 2024 to Mar 22, 2024
- State-registered IARs · 7 to 8Jan 8, 2024 to Mar 22, 2024
- Discretionary RAUM · $280M to $437MJan 8, 2024 to Mar 22, 2024
- HNW RAUM · $158M to $278MJan 8, 2024 to Mar 22, 2024
- Individual RAUM · $33.4M to $27.9MJan 8, 2024 to Mar 22, 2024
- Pension RAUM · $89.3M to $129MJan 8, 2024 to Mar 22, 2024
- RAUM · $280M to $437MJan 8, 2024 to Mar 22, 2024
- Accounts · 293 to 321Jan 12, 2023 to Mar 20, 2023
- Advisory employees · 7 to 9Jan 12, 2023 to Mar 20, 2023
Signals
2 dated events
- P•••••• A•••••••• L•• reported RAUM $583.6M, up 28% from $456.3M (2026-01-08 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P•••••• A•••••••• L•• reported RAUM $436.5M, up 56% from $280.4M (2024-01-08 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 678-322-3000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-322-3059reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/P•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-322-3000reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- persiumgroup.com/about/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026