DFX Intelligence

RIA Intelligence

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SEC-registered adviser

T•• Z••••••••• A•••••••

Independent wealth managerCRD 324808SEC 801-133744websiteIAPD
Legal name T•• Z•••••••• A••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Jun 10, 2025 · 5 filings
SEC status approved since Jun 23, 2025
RAUM
$1.5M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.5M as of Jul 31, 2026
Jun 10, 2025$0 then
HNW client RAUM$0 as of Jul 31, 2026
Jun 10, 2025$0 then
State-registered IARs (5.B.3)2 as of Jul 31, 2026
Jun 10, 20253 then
Employees (5.A)3 as of Jul 31, 2026
Jun 10, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$742,437derivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$24,342derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.5M100%
Individual clients
61reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
61reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• C••••• S• · Cco / Ciocontrol
        since 07/2025 · owns less than 5%
      • J••••••• C•••••• D•••• T••••••• · Chief Technology Officercontrol
        since 07/2025 · owns less than 5%
      • R••••••• K••••• W•••••• · Ceocontrol
        since 12/2022 · owns less than 5%
      Entity owners
      • T•• Z••••••••• A••••••• I•• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Insurance-licensed employees · 1 to 0
        Apr 27, 2026 to Jun 30, 2026
      • Related adviser · true to false
        Apr 27, 2026 to Jun 30, 2026
      • Accounts · 0 to 61
        Jul 26, 2025 to Apr 27, 2026
      • Advisory employees · 4 to 3
        Jul 26, 2025 to Apr 27, 2026
      • Advisory activities · 2 to 4
        Jul 26, 2025 to Apr 27, 2026
      • Charity clients · unset to 0.0
        Jul 26, 2025 to Apr 27, 2026
      • Corporate clients · unset to 0.0
        Jul 26, 2025 to Apr 27, 2026
      • HNW clients · unset to 0.0
        Jul 26, 2025 to Apr 27, 2026
      • Individual clients · unset to 61.0
        Jul 26, 2025 to Apr 27, 2026
      • Pension plan clients · unset to 0.0
        Jul 26, 2025 to Apr 27, 2026
      • Pooled vehicle clients · unset to 0.0
        Jul 26, 2025 to Apr 27, 2026
      • Employees · 4 to 3
        Jul 26, 2025 to Apr 27, 2026
      • Financial planning clients · 1-10 to 26-50
        Jul 26, 2025 to Apr 27, 2026
      • HQ city · ALBANY to
        Jul 26, 2025 to Apr 27, 2026
      • HQ state · NY to
        Jul 26, 2025 to Apr 27, 2026
      • Discretionary RAUM · $0 to $469
        Jul 26, 2025 to Apr 27, 2026
      • Individual RAUM · $0 to $1.5M
        Jul 26, 2025 to Apr 27, 2026
      • Non-discretionary RAUM · $0 to $1.5M
        Jul 26, 2025 to Apr 27, 2026
      • RAUM · $0 to $1.5M
        Jul 26, 2025 to Apr 27, 2026
      • Related adviser · false to true
        Jul 26, 2025 to Apr 27, 2026
      • Individual clients · 5.0 to unset
        Jun 10, 2025 to Jul 26, 2025
      • Employees · 6 to 4
        Jun 10, 2025 to Jul 26, 2025
      • Financial planning clients · 1-10 to 1-10
        Jun 10, 2025 to Jul 26, 2025
      • HQ city · to ALBANY
        Jun 10, 2025 to Jul 26, 2025
      • HQ state · to NY
        Jun 10, 2025 to Jul 26, 2025
      • State-registered IARs · 3 to 2
        Jun 10, 2025 to Jul 26, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      t•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      N/Areportedpublic record, Form ADV, Jul 31, 2026
      Contact form
      t•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026