DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••••••••• P•••••• W•••••

Independent wealth managerCRD 324954SEC 801-132141websiteIAPD
Legal name G••••••••• P•••••• W••••• L••
Latest filing Apr 29, 2026
First filing on the tape Mar 14, 2025 · 6 filings
SEC status approved since Mar 19, 2025
RAUM
$272M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$261M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$90.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$272M as of Apr 29, 2026
Mar 14, 2025$145M then
HNW client RAUM$253M as of Apr 29, 2026
Mar 14, 2025$129M then
State-registered IARs (5.B.3)3 as of Apr 29, 2026
Mar 14, 20251 then
Employees (5.A)3 as of Apr 29, 2026
Mar 14, 20251 then
Private funds: no history
RAUM +88% over the last fiscal yearIARs 1 to 3
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$90.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
13derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$12.6MderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+88%derivedbetween the last two annual amendments
Advisor growth, one year
+200%derivedItem 5.B.3 between annual amendments
Client growth, one year
+129%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$184M, 22 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$253M93%
  • Pension and profit-sharing plans$11.2M4.1%
  • Individuals$7.7M2.9%
Individual clients
19reported
HNW clients
20reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
217reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$184M for 22 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••• P•••••• B••••San Juan, PrApr 3, 202321 y3
T••••• N••••• J••••••Certified Financial PlannerAshburn, Va Jun 22, 202510 y2
F•••••••• W••••• H•••••Certified Financial PlannerWashington, Dc Oct 7, 202513 y2
Advisor movement
0 left, 1 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••• R•••• P•••••• · Managing Member And Chief Compliance Officercontrol
    since 01/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Juan, Pr310
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • business activity changedChange between filings · filing Apr 29, 2026
    selection of other advisers (Item 5.G.7): no on the filing of 2026-01-30, yes on the filing of 2026-04-29
    peers: independent wealth managers, $100M to $500M (5,676)
  • custody status changedChange between filings · filing Apr 29, 2026
    custody of client assets (Item 9.A): no on the filing of 2026-01-30, yes on the filing of 2026-04-29
    peers: independent wealth managers, $100M to $500M (5,676)
  • RAUM up 50 %Change between filings · filing Apr 29, 2026
    RAUM (Item 5.F) moved from $144,957,832 to $271,868,697 (+88.0%) between the annual amendments of 2025-03-14 and 2026-04-29; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
  • Accounts · 222 to 217
    Jan 30, 2026 to Apr 29, 2026
  • Advisory activities · 2 to 3
    Jan 30, 2026 to Apr 29, 2026
  • Charity clients · 10.0 to unset
    Jan 30, 2026 to Apr 29, 2026
  • Corporate clients · 2.0 to unset
    Jan 30, 2026 to Apr 29, 2026
  • HNW clients · 27 to 20
    Jan 30, 2026 to Apr 29, 2026
  • Individual clients · 22 to 19
    Jan 30, 2026 to Apr 29, 2026
  • Pension plan clients · 6 to 2
    Jan 30, 2026 to Apr 29, 2026
  • Assets in custody · unset to 184052029.0
    Jan 30, 2026 to Apr 29, 2026
  • Custody of client assets · false to true
    Jan 30, 2026 to Apr 29, 2026
  • Discretionary RAUM · $263M to $272M
    Jan 30, 2026 to Apr 29, 2026
  • HNW RAUM · $226M to $253M
    Jan 30, 2026 to Apr 29, 2026
  • Individual RAUM · $6.0M to $7.7M
    Jan 30, 2026 to Apr 29, 2026
  • Pension RAUM · $12.2M to $11.2M
    Jan 30, 2026 to Apr 29, 2026
  • RAUM · $263M to $272M
    Jan 30, 2026 to Apr 29, 2026
  • Accounts · 83 to 222
    Nov 7, 2025 to Jan 30, 2026
  • Advisory employees · 1 to 3
    Nov 7, 2025 to Jan 30, 2026
  • Advisory activities · 1 to 2
    Nov 7, 2025 to Jan 30, 2026
  • Charity clients · unset to 10.0
    Nov 7, 2025 to Jan 30, 2026
  • Corporate clients · unset to 2.0
    Nov 7, 2025 to Jan 30, 2026
  • HNW clients · 8 to 27
    Nov 7, 2025 to Jan 30, 2026
  • Individual clients · 9 to 22
    Nov 7, 2025 to Jan 30, 2026
  • Pension plan clients · 2 to 6
    Nov 7, 2025 to Jan 30, 2026
  • Employees · 1 to 3
    Nov 7, 2025 to Jan 30, 2026
  • Financial planning clients · 1-10 to 11-25
    Nov 7, 2025 to Jan 30, 2026
  • State-registered IARs · 1 to 3
    Nov 7, 2025 to Jan 30, 2026
  • Legal name · LAS MARIAS CONSULTING LLC to G••••••••• P•••••• W••••• LLC
    Nov 7, 2025 to Jan 30, 2026
  • Discretionary RAUM · $145M to $263M
    Nov 7, 2025 to Jan 30, 2026
  • HNW RAUM · $129M to $226M
    Nov 7, 2025 to Jan 30, 2026
  • Individual RAUM · $4.9M to $6.0M
    Nov 7, 2025 to Jan 30, 2026
  • Pension RAUM · $10.8M to $12.2M
    Nov 7, 2025 to Jan 30, 2026
  • RAUM · $145M to $263M
    Nov 7, 2025 to Jan 30, 2026
  • Financial planning clients · 1-10 to 1-10
    May 7, 2025 to Jun 20, 2025
Signals
1 dated events
  • G••••••••• P•••••• W••••• reported RAUM $263.4M, up 82% from $145.0M (2025-11-07 to 2026-01-30)
    Jan 30, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
genprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
571-244-8764reportedpublic record, Form ADV, Apr 29, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$90.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026