DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••
Wealth manager with institutional or fund businessKingston, New JerseyCRD 325090SEC 801-129551websiteIAPD
Legal name A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 23, 2024 · 7 filings
SEC status approved since Mar 28, 2024
RAUM
$51.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
32%
$16.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$51.2M as of Mar 31, 2026
Mar 25, 2025$25.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 25, 20252 then
Employees (5.A)4 as of Mar 31, 2026
Mar 25, 20253 then
Private funds: no history
RAUM +101% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $25.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $112,100derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +101%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$35.0M68%
- Individuals$16.2M32%
- Individual clients
- 436reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 457reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.32 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• C•••• A•• · Cfo & Principalcontrolsince 01/2024 · owns less than 5%
- M•••••• R•••••• F•••••• · Ciocontrolsince 01/2024 · owns less than 5%
- M•••••• S••••• A•• · Ceocontrolsince 01/2024 · owns less than 5%
- O•••••• J••••• P•••••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- M•••••• R•••••• B•••• · Shareholdercontrolsince 01/2023 · owns F of G••• E•••• I••••••••• I•••
- M•••••• S••••• A•• · Shareholdercontrolsince 05/1988 · owns 75% or more of G••• E•••• I••••••••• I•••
- F••••••••• C•••• A•• · Shareholdersince 01/2023 · owns F of G••• E•••• I••••••••• I•••
Entity owners
- G••• E•••• I••••••••• I••• · Direct Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- G••• E•••• A•••••••• L••investment advisernRAUM $1.0B
- G••• E•••• A•••••••• L••broker-dealerreal estatenRAUM $128M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 417 to 457Mar 25, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Mar 25, 2025 to Mar 31, 2026
- Corporate clients · 13 to 21Mar 25, 2025 to Mar 31, 2026
- Individual clients · 404 to 436Mar 25, 2025 to Mar 31, 2026
- Employees · 3 to 4Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $25.5M to $51.2MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $10.6M to $16.2MMar 25, 2025 to Mar 31, 2026
- RAUM · $25.5M to $51.2MMar 25, 2025 to Mar 31, 2026
- Accounts · 538 to 417Jul 18, 2024 to Mar 25, 2025
- Individual clients · 525 to 404Jul 18, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 11-25Jul 18, 2024 to Mar 25, 2025
- Discretionary RAUM · $17.1M to $25.5MJul 18, 2024 to Mar 25, 2025
- Individual RAUM · $17.1M to $10.6MJul 18, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $10.3M to $0Jul 18, 2024 to Mar 25, 2025
- RAUM · $27.4M to $25.5MJul 18, 2024 to Mar 25, 2025
- Accounts · 0 to 538Feb 26, 2024 to Jul 18, 2024
- Advisory employees · 3 to 2Feb 26, 2024 to Jul 18, 2024
- Advisory activities · 3 to 4Feb 26, 2024 to Jul 18, 2024
- BD registered reps · 4 to 3Feb 26, 2024 to Jul 18, 2024
- Corporate clients · unset to 13.0Feb 26, 2024 to Jul 18, 2024
- Individual clients · unset to 525.0Feb 26, 2024 to Jul 18, 2024
- Employees · 7 to 3Feb 26, 2024 to Jul 18, 2024
- Insurance-licensed employees · 3 to 2Feb 26, 2024 to Jul 18, 2024
- Financial planning clients · 0 to 11-25Feb 26, 2024 to Jul 18, 2024
- State-registered IARs · 3 to 2Feb 26, 2024 to Jul 18, 2024
- Discretionary RAUM · $0 to $17.1MFeb 26, 2024 to Jul 18, 2024
- Individual RAUM · unset to 17097908.0Feb 26, 2024 to Jul 18, 2024
- Non-discretionary RAUM · $0 to $10.3MFeb 26, 2024 to Jul 18, 2024
- RAUM · $0 to $27.4MFeb 26, 2024 to Jul 18, 2024
Signals
2 dated events
- Patrick James Oboyle (Chief Compliance Officer) appeared on Schedule A of AlooolaJul 18, 2024 · Control person joined · fact
- Alooola filed its initial SEC registration (Form ADV)Jan 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-275-5525reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/alooolareportedpublic record, Form ADV, Sep 18, 2026
- Website
- a••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 484.275.5525reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- a••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026