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SEC-registered adviser

E••• F•••••••• A•••••••• L••

Independent wealth managerCRD 325170SEC 801-130249websiteIAPD
Latest filing Mar 3, 2026
First filing on the tape Apr 10, 2024 · 6 filings
SEC status approved since Sep 9, 2024
RAUM
$23,973
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$23,973 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$23,973
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$23,973 as of Mar 3, 2026
Feb 18, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 3, 2026
Feb 18, 20251 then
Employees (5.A)1 as of Mar 3, 2026
Feb 18, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$23,973derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$11,987derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$23,973100%
Individual clients
2reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D••••• J••••Akron, OhSep 10, 202414 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • J••••• D••••• · Chief Executive Officer & Chief Compliance Officercontrol
      since 01/2023 · owns less than 5%
    • J••••• D•••••• L•• · Membercontrol
      since 01/2023 · owns 25% to 50% of E••• F•••••••• H••••••• I•••
    Entity owners
    • E••• F•••••••• H••••••• I••• · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • compensation changedChange between filings · filing Mar 3, 2026
      subscription fees (Item 5.E.3): no on the filing of 2025-02-18, yes on the filing of 2026-03-03
      peers: independent wealth managers, under $100M (707)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 2
      Feb 18, 2025 to Mar 3, 2026
    • Individual clients · unset to 2.0
      Feb 18, 2025 to Mar 3, 2026
    • Other offices · 1 to 0
      Feb 18, 2025 to Mar 3, 2026
    • Individual RAUM · unset to 23973.0
      Feb 18, 2025 to Mar 3, 2026
    • Non-discretionary RAUM · $0 to $23,973
      Feb 18, 2025 to Mar 3, 2026
    • RAUM · $0 to $23,973
      Feb 18, 2025 to Mar 3, 2026
    • Financial planning clients · unset to
      May 23, 2024 to Feb 18, 2025
    • HQ city · unset to
      May 23, 2024 to Feb 18, 2025
    • HQ state · unset to
      May 23, 2024 to Feb 18, 2025
    Signals
    1 dated events
    • E••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
      Apr 10, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    s••••••@e•••••••••.ioreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    330-703-7644reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/echo-investments/?viewAsMember=truereportedpublic record, Form ADV, Sep 21, 2026
    Website
    e•••••••••.ioreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    330-703-7644reportedpublic record, Form ADV, Mar 3, 2026
    Contact form
    e•••••••••.ioreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $23,973derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026