DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H•••• W••••• M•••••••••
Legal name H•••• W••••• M••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Feb 4, 2025 · 4 filings
SEC status approved since Feb 28, 2025
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$147M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$147M
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$147M as of Mar 4, 2026
Feb 4, 2025$117M then
HNW client RAUM$111M as of Mar 4, 2026
Feb 4, 2025$59.2M then
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Feb 4, 20251 then
Employees (5.A)6 as of Mar 4, 2026
Feb 4, 20252 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $147MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $232,446derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M76%
- Individuals$35.2M24%
- Corporations and businesses$6,0000.0%
- Individual clients
- 129reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 631reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• C•••••• H••••Certified Financial Planner | Zionsville, In | Mar 31, 2023 | 18 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• C•••••• H•••• from W••••• A••••••• S••••••••• L••Mar 31, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• D••••• C•••••• · Managing Member And Chief Compliance Officercontrolsince 07/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 4, 2026HNW share of RAUM moved from 51.0% to 76.0% between the annual amendments of 2025-03-14 and 2026-03-04peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 544 to 631Mar 14, 2025 to Feb 26, 2026
- Advisory activities · 3 to 4Mar 14, 2025 to Feb 26, 2026
- Corporate clients · 0.0 to unsetMar 14, 2025 to Feb 26, 2026
- HNW clients · 30 to 65Mar 14, 2025 to Feb 26, 2026
- Individual clients · 163 to 129Mar 14, 2025 to Feb 26, 2026
- Employees · 2 to 6Mar 14, 2025 to Feb 26, 2026
- Discretionary RAUM · $117M to $147MMar 14, 2025 to Feb 26, 2026
- HNW RAUM · $59.2M to $111MMar 14, 2025 to Feb 26, 2026
- Individual RAUM · $57.3M to $35.2MMar 14, 2025 to Feb 26, 2026
- RAUM · $117M to $147MMar 14, 2025 to Feb 26, 2026
- Financial planning clients · 51-100 to 51-100Feb 4, 2025 to Mar 14, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-559-2940reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- hobbswealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-559-2940reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $147Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026