DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 14, 2023 · 8 filings
SEC status approved since Apr 20, 2023
RAUM
$597M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$597M as of Mar 31, 2026
Mar 21, 2024$155M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 21, 20240 then
Employees (5.A)14 as of Mar 31, 2026
Mar 21, 20243 then
Private funds1 as of Mar 31, 2026
Mar 21, 20241 then
RAUM +171% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +171%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $538M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$452M76%
- Pooled investment vehicles$139M23%
- Corporations and businesses$7.0M1.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 32reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $538M for 31 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.23 institutional_share=0.76 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•••• C•••••• F•••• L• | Hedge Fund | $15.1M | 4 | Aug 18, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• Y•••••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Z••••••• M•••• L• · Principalcontrolsince 01/2023 · owns less than 5%
- Z••••••• B•••• I• · Shareholdercontrolsince 01/2023 · owns 25% to 50% of J•••• G••••• H••••••• L••
- Z••••••• B•••• I• · Shareholdercontrolsince 01/2023 · owns 50% to 75% of J•••• G••••• P••••••• L••
- Z••••••• M•••• L• · Shareholdercontrolsince 01/2023 · owns 50% to 75% of J•••• G••••• H••••••• L••
- Z••••••• M•••• L• · Shareholdercontrolsince 01/2023 · owns 50% to 75% of J•••• G••••• P••••••• L••
Entity owners
- J•••• G••••• H••••••• L•• · Shareholderdirect · owns 75% or more
- J•••• G••••• P••••••• L•• · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- J•••• G••••• L••real estaten
- J•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $220,025,000 to $597,220,000 (+171.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (63 comparable advisers, 100.0th percentile of changes)peers: institutional managers, $500M to $1B (63) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 21 to 32Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $220M to $538MMar 28, 2025 to Mar 31, 2026
- Employees · 5 to 14Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $173M to $538MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $46.8M to $59.6MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30.9M to $139MMar 28, 2025 to Mar 31, 2026
- RAUM · $220M to $597MMar 28, 2025 to Mar 31, 2026
- Accounts · 20 to 21Aug 19, 2024 to Mar 28, 2025
- Corporate clients · 1 to 3Aug 19, 2024 to Mar 28, 2025
- Assets in custody · $0 to $220MAug 19, 2024 to Mar 28, 2025
- Custody of client assets · false to trueAug 19, 2024 to Mar 28, 2025
- Employees · 3 to 5Aug 19, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $91.7M to $173MAug 19, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $63.5M to $46.8MAug 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $15.1M to $30.9MAug 19, 2024 to Mar 28, 2025
- RAUM · $155M to $220MAug 19, 2024 to Mar 28, 2025
- Related bank · false to trueAug 19, 2024 to Mar 28, 2025
- Accounts · 12 to 20Aug 18, 2023 to Mar 21, 2024
- HNW clients · 4.0 to unsetAug 18, 2023 to Mar 21, 2024
- Custody of client assets · true to falseAug 18, 2023 to Mar 21, 2024
- Discretionary RAUM · $110M to $91.7MAug 18, 2023 to Mar 21, 2024
- HNW RAUM · 4000000.0 to unsetAug 18, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $0 to $63.5MAug 18, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $0 to $15.1MAug 18, 2023 to Mar 21, 2024
- RAUM · $110M to $155MAug 18, 2023 to Mar 21, 2024
- Accounts · 0 to 12Apr 9, 2023 to Aug 18, 2023
- Advisory employees · 2 to 3Apr 9, 2023 to Aug 18, 2023
- Advisory activities · 1 to 2Apr 9, 2023 to Aug 18, 2023
- Corporate clients · unset to 1.0Apr 9, 2023 to Aug 18, 2023
- HNW clients · unset to 4.0Apr 9, 2023 to Aug 18, 2023
- Pooled vehicle clients · unset to 1.0Apr 9, 2023 to Aug 18, 2023
- Employees · 2 to 3Apr 9, 2023 to Aug 18, 2023
- Private funds · unset to 1Apr 9, 2023 to Aug 18, 2023
- Discretionary RAUM · $0 to $110MApr 9, 2023 to Aug 18, 2023
- HNW RAUM · unset to 4000000.0Apr 9, 2023 to Aug 18, 2023
- Pooled vehicle RAUM · unset to 0.0Apr 9, 2023 to Aug 18, 2023
- RAUM · $0 to $110MApr 9, 2023 to Aug 18, 2023
Signals
2 dated events
- J•••• C•••••• M••••••••• L•• reported RAUM $597.2M, up 171% from $220.0M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- j•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 216-245-1231reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026