DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Oct 26, 2023 · 8 filings
SEC status approved since Nov 24, 2023
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
27%
$50.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$189M as of Mar 30, 2026
Mar 29, 2024$87.5M then
HNW client RAUM$50.5M as of Mar 30, 2026
Mar 28, 2025$30.6M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20240 then
Employees (5.A)6 as of Mar 30, 2026
Mar 29, 20245 then
Private funds3 as of Mar 30, 2026
Mar 29, 20242 then
RAUM +33% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$86.8M46%
- High-net-worth individuals$50.5M27%
- Pooled investment vehicles$38.5M20%
- Other investment advisers$10.0M5.3%
- Insurance companies$3.2M1.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.27 fund_share=0.26 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• R••• E••••• S••••••••• L••• | Hedge Fund | $14.4M | 18 | Mar 14, 2023 |
| L••••••••• C•••••• I• L• | Hedge Fund | $10.0M | 9 | Mar 14, 2023 |
| L••••••••• C••••••• L• | Hedge Fund | $2.8M | 9 | Mar 14, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• J••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- C••••••• Y••••••• L•••••• · Chief Compliance Officer, Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- M••••••• G••••••• M•••••• · Chief Investment Officer, Managing Membercontrolsince 12/2022 · owns 50% to 75%
- S••••••• A•••••• J•••• · Co-Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- B•••••• D••••• J••• · Owner, Co-Chief Executive Officercontrolsince 01/2015 · owns 25% to 50% of A••••• R••• E••••• M••••••••• L•••
- S••••••• A•••••• J•••• · Owner, Co-Chief Executive Officercontrolsince 01/2015 · owns 25% to 50% of A••••• R••• E••••• M••••••••• L•••
- T•••••• B••••• E•••• · Joint Ownercontrolsince 01/1991 · owns 50% to 75% of O•••••• C•••••• G••••• L•••
- T•••••• B••••• E•••• · Ownercontrolsince 01/2015 · owns 75% or more of O•••••• C•••••• G••••• I•••
- T•••••• C•••• · Joint Ownercontrolsince 01/1991 · owns 50% to 75% of O•••••• C•••••• G••••• L•••
Entity owners
- A••••• R••• E••••• M••••••••• L••• · Memberdirect · owns 50% to 75%
- A••••• R••• E••••• M••••••••• L•• · General Partnerindirect · owns F of A••••• R••• E••••• M••••••••• L•••
- O•••••• C•••••• G••••• I••• · General Partnerindirect · owns F of O•••••• C•••••• G••••• L•••
- O•••••• C•••••• G••••• L••• · Ownerindirect · owns 25% to 50% of A••••• R••• E••••• M••••••••• L••
- O•••••• C•••••• G••••• L••• · Ownerindirect · owns 25% to 50% of A••••• R••• E••••• M••••••••• L•••
Related persons
Schedule D 7.A
- A••••• C••••••investment advisernRAUM $3.7B
- A••••••••• G•• L••pooled vehicle sponsorn
- L••••••••• A•••• M••••••••• L••investment advisern
- L••••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 48% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 16.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 99% percentile
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was 0.0% (126 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (126) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 9Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 5Mar 28, 2025 to Mar 30, 2026
- Employees · 5 to 6Mar 28, 2025 to Mar 30, 2026
- HQ city · NEW YORK to WAYNEMar 28, 2025 to Mar 30, 2026
- HQ state · NY to PAMar 28, 2025 to Mar 30, 2026
- Private funds · 2 to 3Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $142M to $189MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $30.6M to $50.5MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $32.9M to $38.5MMar 28, 2025 to Mar 30, 2026
- RAUM · $142M to $189MMar 28, 2025 to Mar 30, 2026
- Accounts · 5 to 7Sep 11, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 4Sep 11, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 11, 2024 to Mar 28, 2025
- Discretionary RAUM · $87.5M to $142MSep 11, 2024 to Mar 28, 2025
- HNW RAUM · unset to 30589011.0Sep 11, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $24.4M to $32.9MSep 11, 2024 to Mar 28, 2025
- RAUM · $87.5M to $142MSep 11, 2024 to Mar 28, 2025
- Accounts · 4 to 5Jan 17, 2024 to Mar 29, 2024
- Advisory employees · 3 to 5Jan 17, 2024 to Mar 29, 2024
- Advisory activities · 1 to 2Jan 17, 2024 to Mar 29, 2024
- Pooled vehicle clients · 4 to 3Jan 17, 2024 to Mar 29, 2024
- Employees · 4 to 5Jan 17, 2024 to Mar 29, 2024
- Private funds · 3 to 2Jan 17, 2024 to Mar 29, 2024
- Discretionary RAUM · $28.4M to $87.5MJan 17, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $28.4M to $24.4MJan 17, 2024 to Mar 29, 2024
- RAUM · $28.4M to $87.5MJan 17, 2024 to Mar 29, 2024
- Private funds · 6 to 3Oct 26, 2023 to Jan 17, 2024
Signals
3 dated events
- Lucille Yolanda Cafiero (Chief Compliance Officer, Chief Financial Officer) appeared on Schedule A of A••••••••• M••••••••• L••Sep 11, 2024 · Control person joined · fact
- Roni Laserson (Chief Compliance Officer, Head Of Business Development) no longer on Schedule A of A••••••••• M••••••••• L•• (listed 2024-03-29, absent 2024-05-31)May 31, 2024 · Control person left · inference
- A••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- g•••••••@a••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s•••••@a••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- r••••••••@a••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-536-7422reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-789-1021reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-440-3583reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/argosy-lionbridge-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 536-7422reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026