DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••••• W••••• M••••••••• L••

Independent wealth managerSanta Rosa, CaliforniaCRD 325723SEC 801-128678websiteIAPD
Latest filing Feb 18, 2026
First filing on the tape Aug 2, 2023 · 10 filings
SEC status approved since Sep 5, 2023
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$111M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.6M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$119M as of Feb 18, 2026
Feb 29, 2024$95.9M then
HNW client RAUM$101M as of Feb 18, 2026
Feb 29, 2024$81.7M then
State-registered IARs (5.B.3)2 as of Feb 18, 2026
Feb 29, 20242 then
Employees (5.A)3 as of Feb 18, 2026
Feb 29, 20242 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$59.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
26derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.5MderivedHNW RAUM over HNW clients
Average account
$917,662derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.1%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$63.0M, 32 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$101M85%
  • Individuals$9.1M7.6%
  • Corporations and businesses$6.3M5.2%
  • Pension and profit-sharing plans$2.5M2.1%
Individual clients
23reported
HNW clients
29reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
130reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$63.0M for 32 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• G•••••••• L••••••Santa Rosa, CaSep 5, 202325 y2
K•••• M•••••• W••••••Certified Financial PlannerSan Francisco, Ca Oct 3, 202315 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • L••••••• M•••• G•••••••• · Cco, Principal, Trustee Of The 2••• L•••••• F••••• R•••••••• L••••• T•••• U• O•• 1•• 2••• M••• G• O• R•••••• L•••••• T••control
      since 03/2023 · owns less than 5%
    • L••••••• R••••••• M•••• · Trustee Of The 2••• L•••••• F••••• R•••••••• L••••• T•••• U• O•• 1•• 2••• M••• G• O• R•••••• L•••••• T••control
      since 03/2023 · owns less than 5%
    Entity owners
    • 2••• L•••••• F••••• R•••••••• L••••• T•••• U• O•• 1•• 2••• M••• G• O• R•••••• L•••••• T•• · Managing Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list E•••••• W••••• M••••••••• L•• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Santa Rosa, Ca · principal200
    Offices
    Schedule D 1.F, the 25 largest
    • Santa Rosa, CA2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 123 to 130
      Jan 2, 2026 to Feb 18, 2026
    • HNW clients · 27 to 29
      Jan 2, 2026 to Feb 18, 2026
    • Individual clients · 22 to 23
      Jan 2, 2026 to Feb 18, 2026
    • Assets in custody · $81.0M to $63.0M
      Jan 2, 2026 to Feb 18, 2026
    • Financial planning clients · 11-25 to 26-50
      Jan 2, 2026 to Feb 18, 2026
    • HQ city · SAN RAFAEL to SANTA ROSA
      Jan 2, 2026 to Feb 18, 2026
    • Other offices · 2 to 1
      Jan 2, 2026 to Feb 18, 2026
    • Discretionary RAUM · $105M to $119M
      Jan 2, 2026 to Feb 18, 2026
    • HNW RAUM · $88.1M to $101M
      Jan 2, 2026 to Feb 18, 2026
    • Individual RAUM · $8.5M to $9.1M
      Jan 2, 2026 to Feb 18, 2026
    • Pension RAUM · $1.8M to $2.5M
      Jan 2, 2026 to Feb 18, 2026
    • RAUM · $105M to $119M
      Jan 2, 2026 to Feb 18, 2026
    • Related adviser · true to false
      Jan 2, 2026 to Feb 18, 2026
    • Other offices · 1 to 2
      Sep 8, 2025 to Jan 2, 2026
    • HQ city · LARKSPUR to SAN RAFAEL
      Jun 9, 2025 to Sep 8, 2025
    • Financial planning clients · 11-25 to 11-25
      Mar 12, 2025 to Jun 9, 2025
    • Accounts · 105 to 123
      Feb 29, 2024 to Mar 12, 2025
    • HNW clients · 23 to 27
      Feb 29, 2024 to Mar 12, 2025
    • Individual clients · 20 to 22
      Feb 29, 2024 to Mar 12, 2025
    • Assets in custody · $74.5M to $81.0M
      Feb 29, 2024 to Mar 12, 2025
    • Employees · 2 to 3
      Feb 29, 2024 to Mar 12, 2025
    • Discretionary RAUM · $95.9M to $105M
      Feb 29, 2024 to Mar 12, 2025
    • HNW RAUM · $81.7M to $88.1M
      Feb 29, 2024 to Mar 12, 2025
    • Individual RAUM · $7.6M to $8.5M
      Feb 29, 2024 to Mar 12, 2025
    • Pension RAUM · $1.5M to $1.8M
      Feb 29, 2024 to Mar 12, 2025
    • RAUM · $95.9M to $105M
      Feb 29, 2024 to Mar 12, 2025
    • Accounts · 0 to 105
      Oct 26, 2023 to Feb 29, 2024
    • HNW clients · unset to 23.0
      Oct 26, 2023 to Feb 29, 2024
    • Individual clients · unset to 20.0
      Oct 26, 2023 to Feb 29, 2024
    • Assets in custody · unset to 74458093.0
      Oct 26, 2023 to Feb 29, 2024
    • Custody of client assets · false to true
      Oct 26, 2023 to Feb 29, 2024
    • Insurance-licensed employees · 2 to 0
      Oct 26, 2023 to Feb 29, 2024
    • Financial planning clients · 0 to 11-25
      Oct 26, 2023 to Feb 29, 2024
    • Discretionary RAUM · $0 to $95.9M
      Oct 26, 2023 to Feb 29, 2024
    • HNW RAUM · unset to 81746832.0
      Oct 26, 2023 to Feb 29, 2024
    • Individual RAUM · unset to 7611617.0
      Oct 26, 2023 to Feb 29, 2024
    • Pension RAUM · unset to 1529718.0
      Oct 26, 2023 to Feb 29, 2024
    • RAUM · $0 to $95.9M
      Oct 26, 2023 to Feb 29, 2024
    Signals
    1 dated events
    • E•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
      Aug 2, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    707-525-1099reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/enspire-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
    Website
    e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (707) 525-1099reportedpublic record, Form ADV, Feb 18, 2026
    Team page
    e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $59.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026