DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• H••• W••••• M••••••••• L••
Latest filing Sep 17, 2026
First filing on the tape Jan 2, 2024 · 7 filings
SEC status approved since Jan 26, 2024
RAUM
$149M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
100%
$149M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$29.7M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$149M as of Mar 17, 2026
Mar 18, 2025$106M then
HNW client RAUM$86.7M as of Mar 17, 2026
Mar 18, 2025$96.9M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Mar 18, 20253 then
Employees (5.A)6 as of Mar 17, 2026
Mar 18, 20255 then
Private funds: no history
RAUM +41% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $29.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $575,794derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $297MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.7M58%
- Individuals$61.8M42%
- Individual clients
- 136reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 258reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $149M sponsored, $149M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• R•••••• S••••••••• | Victoria, Bc | Jan 30, 2026 | 12 y | 1 |
| D•••• L•• K•••••••Chartered Financial Analyst | Victoria, Bc | Jan 30, 2026 | 23 y | 2 |
| X••••• Z•••• | Victoria, Bc | Jan 30, 2026 | 11 y | 1 |
| P•••••• D•••• H•••• | Victoria, Bc | Jan 30, 2026 | 21 y | 1 |
| E••• T••••• C•••• | Victoria, Bc | Mar 18, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- U••• T••• P••• to R•••••• J•••• •••• L••Jul 25, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- U••• T••• P••• from R•••••• J•••• •••• L••May 23, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• L•• K••••••• from R•••••• J•••• •••• L••Apr 9, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• P••••••• D•••• · Chief Marketing Officercontrolsince 01/2023 · owns less than 5%
- K•••••••• D••••• L•• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- S••••••••• C••••••••• R•••••• · Ceo/Partnercontrolsince 01/2023 · owns 25% to 50%
- H••••• P••••••• D•••• · Shareholdercontrolsince 12/2015 · owns 75% or more of A•••••• V••••••• I•••
- K•••••••• D••••• L•• · Shareholdercontrolsince 04/2013 · owns 75% or more of B•••••• S••••• H••••••• L••
Entity owners
- A•••••• V••••••• I••• · Partnerdirect · owns 25% to 50%
- B•••••• S••••• H••••••• L•• · Partnerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Victoria, Bc | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 17, 2026discretionary share of RAUM moved from 25.0% to 72.0% between the annual amendments of 2025-03-18 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 17, 2026HNW share of RAUM moved from 92.0% to 58.0% between the annual amendments of 2025-03-18 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Mar 17, 2026RAUM (Item 5.F) moved from $105,698,660 to $148,554,973 (+41.0%) between the annual amendments of 2025-03-18 and 2026-03-17; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 17, 2026 to Sep 17, 2026
- HQ state · to unsetMar 17, 2026 to Sep 17, 2026
- Related adviser · false to unsetMar 17, 2026 to Sep 17, 2026
- Related bank · false to unsetMar 17, 2026 to Sep 17, 2026
- Related broker-dealer · false to unsetMar 17, 2026 to Sep 17, 2026
- Related insurance company · false to unsetMar 17, 2026 to Sep 17, 2026
- Succession · false to unsetMar 17, 2026 to Sep 17, 2026
- Accounts · 233 to 258Jan 28, 2026 to Mar 17, 2026
- Advisory employees · 3 to 6Jan 28, 2026 to Mar 17, 2026
- HNW clients · 155 to 44Jan 28, 2026 to Mar 17, 2026
- Individual clients · 28 to 136Jan 28, 2026 to Mar 17, 2026
- Employees · 5 to 6Jan 28, 2026 to Mar 17, 2026
- State-registered IARs · 3 to 4Jan 28, 2026 to Mar 17, 2026
- Discretionary RAUM · $26.6M to $106MJan 28, 2026 to Mar 17, 2026
- HNW RAUM · $96.9M to $86.7MJan 28, 2026 to Mar 17, 2026
- Individual RAUM · $8.8M to $61.8MJan 28, 2026 to Mar 17, 2026
- Non-discretionary RAUM · $79.1M to $42.1MJan 28, 2026 to Mar 17, 2026
- RAUM · $106M to $149MJan 28, 2026 to Mar 17, 2026
- Wrap assets (manager) · $106M to $149MJan 28, 2026 to Mar 17, 2026
- Wrap assets (sponsor) · $106M to $149MJan 28, 2026 to Mar 17, 2026
- Accounts · 0 to 233Feb 2, 2024 to Mar 18, 2025
- Advisory activities · 1 to 2Feb 2, 2024 to Mar 18, 2025
- BD registered reps · 1 to 0Feb 2, 2024 to Mar 18, 2025
- HNW clients · unset to 155.0Feb 2, 2024 to Mar 18, 2025
- Individual clients · unset to 28.0Feb 2, 2024 to Mar 18, 2025
- Employees · 3 to 5Feb 2, 2024 to Mar 18, 2025
- Financial planning clients · unset to 0Feb 2, 2024 to Mar 18, 2025
- HQ state · unset to Feb 2, 2024 to Mar 18, 2025
- Discretionary RAUM · $0 to $26.6MFeb 2, 2024 to Mar 18, 2025
- HNW RAUM · unset to 96851869.0Feb 2, 2024 to Mar 18, 2025
- Individual RAUM · unset to 8846791.0Feb 2, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $0 to $79.1MFeb 2, 2024 to Mar 18, 2025
- RAUM · $0 to $106MFeb 2, 2024 to Mar 18, 2025
- Wrap assets (manager) · $0 to $106MFeb 2, 2024 to Mar 18, 2025
- Wrap assets (sponsor) · $0 to $106MFeb 2, 2024 to Mar 18, 2025
- Business name · B••••• H••• W••••• M••••••••• to B••••• H••• W••••• M••••••••• L••Jan 2, 2024 to Jan 10, 2024
- Legal name · B••••• H••• W••••• M••••••••• to B••••• H••• W••••• M••••••••• L••Jan 2, 2024 to Jan 10, 2024
Signals
2 dated events
- U••• T••• P••• left B••••• H••• W••••• M••••••••• L•• for R•••••• J•••• •••• L•• (registered 2025-10-03)Jul 25, 2025 · Advisor changed firm · fact
- B••••• H••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jan 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a••••@b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- q••••@b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- a•••@b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- p•••@b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 778-433-1314reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/beacon-hill-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.careportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 778-433-1314reportedpublic record, Form ADV, Sep 17, 2026
- Contact form
- b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.careportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026