DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Raymond James (USA) Ltd
Latest filing Jun 8, 2026
First filing on the tape Feb 29, 2012 · 67 filings
SEC status approved since Feb 10, 2011
RAUM
$2.0B
reported, Item 5.F
Discretionary
25%
of RAUM
Private clients
97%
$1.9B individuals and HNW
Advisors
122
registered through the firm on IAPD
RAUM per advisor
$16.3M
derived; firm RAUM over IAPD count
Employees
175
145 advisory (5.B.1)
Offices
76
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$2.0B as of Jun 8, 2026
Feb 29, 2012$0 then
HNW client RAUM$878M as of Jun 8, 2026
Dec 18, 2017$92.7M then
State-registered IARs (5.B.3)45 as of Jun 8, 2026
Dec 21, 20121 then
Employees (5.A)175 as of Jun 8, 2026
Dec 21, 201240 then
Private funds: no history
RAUM +29% over the last fiscal year+26% a year over threeIARs 35 to 45offices 65 to 76
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $16.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $408,992derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 25%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.6derived77 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Wrap fee program
- $3.5BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.1B53%
- High-net-worth individuals$878M44%
- Corporations and businesses$58.0M2.9%
- Pension and profit-sharing plans$2.2M0.1%
- Individual clients
- 4,501reported
- HNW clients
- 349reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 4,869reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $1.5B sponsored, $500M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=125.0derived
Advisors registered through the firm
122 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Ian Dalrymple | Vancouver | Mar 1, 2012 | 17 y | 1 |
| Paul Wayne Siluch | Vancouver | Apr 25, 2012 | 27 y | 1 |
| Lawrence J EibenCertified Financial Planner | Delta | Jun 18, 2012 | 26 y | 1 |
| Sean James Thompson | Vancouver, Bc | Jun 20, 2012 | 22 y | 0 |
| Ashley Griffith Chester | Vancouver, Bc | Jun 20, 2012 | 18 y | 0 |
| Leonard James SchikkerlingChartered Financial Analyst | Vancouver | Jun 21, 2012 | 21 y | 0 |
| April Mary Dorey | Victoria, Bc | Jun 21, 2012 | 20 y | 1 |
| Milene B Kudlinski | Oakville | Sep 24, 2012 | 14 y | 0 |
| Ian Michael Morrison | Vancouver | Apr 2, 2013 | 14 y | 0 |
| Vikas Saida | Vancouver | Jan 2, 2014 | 14 y | 0 |
| Manjinder Dehal | Vancouver | Nov 10, 2014 | 15 y | 0 |
| Stephen James Maser | Kelowna, Bc | Mar 23, 2015 | 18 y | 0 |
| Scott Michael Yates | Calgary, Ab | Oct 13, 2016 | 18 y | 0 |
| Sam John RichardsonChartered Financial Analyst | Vancouver | Oct 20, 2016 | 14 y | 0 |
| Nadia Barbara CraigChartered Financial Analyst | Vancouver | Nov 14, 2016 | 25 y | 0 |
| Robert Alan MckenzieChartered Financial Analyst | Montreal | Dec 1, 2016 | 31 y | 0 |
| Jason William Russell Maccallum | Montreal, Quebec | Feb 16, 2017 | 27 y | 0 |
| David Justin GoodridgeChartered Financial Analyst | Vancouver | Feb 23, 2017 | 9 y | 0 |
| Ryan James LewenzaChartered Financial Analyst | Vancouver | Feb 27, 2017 | 12 y | 0 |
| Brian Paul WeberChartered Financial Analyst | Montreal | Mar 2, 2017 | 9 y | 0 |
| Samuel Brian Maccallum | Toronto, Ontario | Mar 30, 2017 | 9 y | 0 |
| Erik Moisan | Montreal, Quebec | Jun 22, 2017 | 19 y | 1 |
| Guillaume Desjardins-TessierChartered Financial Analyst | Montreal | Jun 27, 2017 | 19 y | 0 |
| Mark William ReynoldsChartered Financial Analyst | Vancouver | Jul 10, 2017 | 9 y | 0 |
| Justin Craig JohnstonChartered Financial Analyst | Woodbridge, Ontario | Nov 3, 2017 | 11 y | 0 |
| Carmen Elizabeth Jankey | Vancouver | Dec 13, 2017 | 39 y | 0 |
| Alexandra Tiffany Woodfield | Kelowna, Bc | Jan 29, 2018 | 9 y | 0 |
| Cynthia Rose Boury | Abbotsford, Bc | Apr 2, 2018 | 17 y | 0 |
| Sharon Morraine Mitchell | Vancouver | May 29, 2018 | 13 y | 0 |
| John Lawrence Keefe | Vancouver | Aug 21, 2018 | 24 y | 0 |
| William Wilson Black | Toronto, On | Oct 25, 2018 | 23 y | 0 |
| Matthew Lee Kassian | Edmonton, Alberta | Dec 6, 2018 | 9 y | 0 |
| Eric Howard Rappaport | Vancouver | Dec 11, 2018 | 9 y | 0 |
| Stephen Blaine Bishop | Aylesford, Nova Scotia | Jan 3, 2019 | 20 y | 0 |
| George Archibald Mcconechy | Vancouver | Feb 22, 2019 | 10 y | 0 |
| Warren William Thomlinson | Fort Langley, British Columbia | Apr 23, 2019 | 11 y | 0 |
| Jeffrey Leighton Parks | Kingston, Ontario | May 7, 2019 | 15 y | 0 |
| Adam Bruce SkillenChartered Financial Analyst | Vancouver | May 24, 2019 | 11 y | 0 |
| Lynn Muriel Sullivan | Montreal | May 29, 2019 | 15 y | 0 |
| John William Woodfield | Kelowna, British Columbia | Jun 7, 2019 | 15 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Pedro Manuel Ribeiro to Marnoa Private Wealth Counsel Ltd.Oct 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Uyen Thuy Pham to Beacon Hill Wealth Management LtdMay 24, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Dixie Lee Klaibert to Beacon Hill Wealth Management LtdApr 8, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Christine Cao to Legacy Private Client ServicesFeb 1, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Shamez Mansur Kassam to Northfront Financial USA IncAug 30, 2019 · Affiliated broker-dealer or bank to independent RIA
- Natalie Victoria Van Schoyck to Raymond James & Associates, Inc.Dec 14, 2015 · Other
Joined, latest
- Lisa Joy Vaughn from Strategic Advisers LLCOct 17, 2025 · Affiliated broker-dealer or bank to another
- Uyen Thuy Pham from Beacon Hill Wealth Management LtdOct 3, 2025 · RIA to affiliated broker-dealer or bank
- Alexandru Vozian from Catamount Capital Management, LLCJun 7, 2024 · Other
- John Charles Beal from Raymond James Investment Counsel Ltd.Jan 29, 2024 · RIA to affiliated broker-dealer or bank
- Tracy Lynn Theemes from Citigroup Global Markets Inc.Jul 20, 2022 · Other
- Erik Moisan from RBC Private Counsel (USA) Inc.Jun 22, 2017 · Other
- Natalie Victoria Van Schoyck from Morgan StanleyNov 19, 2014 · Other
- April Mary Dorey from Raymond James Financial Services Advisors, IncJun 21, 2012 · Other
- Lawrence J Eiben from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 18, 2012 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Paul Wayne Siluch from Raymond James Financial Services Advisors, IncApr 25, 2012 · Other
- James Ian Dalrymple from Raymond James Financial Services Advisors, IncMar 1, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Harris Ayyub · Sr. Manager & Chief Compliance Officercontrolsince 09/2025 · owns less than 5%
- Patricia Balezentis · Directorcontrolsince 09/2024 · owns less than 5%
- Shawn Joseph Barko · Directorcontrolsince 09/2024 · owns less than 5%
- Sean Patrick Boyle · Directorcontrolsince 09/2024 · owns less than 5%
- James Robert Coulter · Directorcontrolsince 01/2024 · owns less than 5%
- Christopher John Lim · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- Barbara Majerski · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- Steven Robert Marcus · Director, President And Chief Executive Officercontrolsince 03/2019 · owns less than 5%
- Efstratios Michael Serbanos · General Counselcontrolsince 09/2024 · owns less than 5%
Entity owners
- Raymond James Ltd. · Owner Chief Executive Officerdirect · owns 75% or more
- Raymond James Financial, Inc. · Shareholderindirect · owns 75% or more of Raymond James Ltd · public reporting company
Related persons
Schedule D 7.A
- Carillon Fund Distributors, Inc.broker-dealern
- Raymond James Investment Managementinvestment advisernRAUM $17B
- Cebile Capital LLCbroker-dealern
- Cebile Capital Llpbroker-dealern
- Clarivest Asset Management LLCinvestment advisernRAUM $3.0B
- Cougar Global Investmentsinvestment advisernRAUM $1.5B
- Eagle Asset Management Incinvestment advisernRAUM $61B
- Eb Management I LLCinvestment advisern
- Raymond James & Associates, Inc.broker-dealerinvestment advisernRAUM $501B
- Raymond James Asset Management International S.A.broker-dealerinvestment advisern
- Raymond James Corporate Finance Gmbhbroker-dealerinvestment advisern
- Raymond James Euro Equities Sasbroker-dealern
- Raymond James Financial International, Ltdbroker-dealern
- Raymond James Financial Planningreal estaten
- Raymond James Financial Services Advisors, Incbroker-dealerinvestment advisernRAUM $390B
- Raymond James Financial Services, Inc.broker-dealern
- Raymond James Global Securities Ltdbroker-dealern
- Raymond James Investment Counsel Ltd.investment advisernRAUM $27.7M
- Raymond James Investment Services Ltd.broker-dealern
- Raymond James Ltdbroker-dealery
- Raymond James Trust (Canada)n
- Raymond James Trust Quebecn
- Raymond James Trust, Nan
- Scout Investments, Inc.investment advisernRAUM $37B
Advisers that list Raymond James (USA) Ltd as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Victoria, British Columbia | 0 | 0 | 0 | ||
| Waterloo, Ontario | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Vancouver Bc, Canada12 employees
- Calgary, Canada10 employees
- Montreal Quebec, Canada10 employees
- Toronto On, Canada9 employees
- Toronto, Canada7 employees
- Victoria, Canada6 employees
- Waterloo, Canada4 employees
- Kelowna Bc, Canada4 employees
- Ottawa, Ontario, Canada4 employees
- Edmonton, Canada3 employees
- Montreal, Canada3 employees
- Vancouver, Canada2 employees
- Vancouver, Bc, Canada2 employees
- Coquitlam, Bc, Canada2 employees
- Calgary, Canada2 employees
- Essex, Ontario, Canada1 employees
- Exeter Ontario, Canada1 employees
- Fort Langley Bc, Canada1 employees
- Kelowna, Canada1 employees
- Kingston, Canada1 employees
- Langley Bc, Canada1 employees
- London Ontario, Canada1 employees
- Markham, Canada1 employees
- Markham, Canada1 employees
- Mississauga, Canada1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Jun 8, 2026related persons on Schedule D 7.A of 24.0 against a peer median of 5.0 (32 comparable advisers, 100.0th percentile, 8.5 robust deviations)peers: affiliated wealth managers, $1B to $5B (32) · 100% percentile
- control person changedChange between filings · filing Jun 8, 2026AYYUB, HARRIS (SR. MANAGER & CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-12-05 and 2026-06-08peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jun 8, 2026MARCUS, STEVEN ROBERT (DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-12-05 and 2026-06-08peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jun 8, 2026COULTER, JAMES ROBERT (DIRECTOR) left Schedule A between the filings of 2024-12-05 and 2026-06-08peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jun 8, 2026MAJERSKI, BARBARA (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-12-05 and 2026-06-08peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jun 8, 2026LIM, CHRISTOPHER JOHN (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-12-05 and 2026-06-08peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 3,811 to 4,869Jan 14, 2025 to Dec 8, 2025
- Advisory employees · 125 to 145Jan 14, 2025 to Dec 8, 2025
- BD registered reps · 110 to 125Jan 14, 2025 to Dec 8, 2025
- Corporate clients · unset to 9.0Jan 14, 2025 to Dec 8, 2025
- HNW clients · 313 to 349Jan 14, 2025 to Dec 8, 2025
- Individual clients · 3,501 to 4,501Jan 14, 2025 to Dec 8, 2025
- Pension plan clients · unset to 5.0Jan 14, 2025 to Dec 8, 2025
- Employees · 165 to 175Jan 14, 2025 to Dec 8, 2025
- State-registered IARs · 35 to 45Jan 14, 2025 to Dec 8, 2025
- Other offices · 65 to 76Jan 14, 2025 to Dec 8, 2025
- Discretionary RAUM · $368M to $500MJan 14, 2025 to Dec 8, 2025
- HNW RAUM · $701M to $878MJan 14, 2025 to Dec 8, 2025
- Individual RAUM · $843M to $1.1BJan 14, 2025 to Dec 8, 2025
- Non-discretionary RAUM · $1.2B to $1.5BJan 14, 2025 to Dec 8, 2025
- Pension RAUM · unset to 2180272.0Jan 14, 2025 to Dec 8, 2025
- RAUM · $1.5B to $2.0BJan 14, 2025 to Dec 8, 2025
- Wrap assets (manager) · $368M to $500MJan 14, 2025 to Dec 8, 2025
- Wrap assets (sponsor) · $1.2B to $1.5BJan 14, 2025 to Dec 8, 2025
- Financial planning clients · 11-25 to 11-25Dec 17, 2024 to Jan 14, 2025
- HQ state · unset to Dec 17, 2024 to Jan 14, 2025
- Accounts · 3,796 to 3,811Dec 5, 2024 to Dec 5, 2024
- Advisory employees · 115 to 125Dec 5, 2024 to Dec 5, 2024
- BD registered reps · 100 to 110Dec 5, 2024 to Dec 5, 2024
- HNW clients · 233 to 313Dec 5, 2024 to Dec 5, 2024
- Individual clients · 3,485 to 3,501Dec 5, 2024 to Dec 5, 2024
- Employees · 145 to 165Dec 5, 2024 to Dec 5, 2024
- State-registered IARs · 25 to 35Dec 5, 2024 to Dec 5, 2024
- Other offices · 60 to 65Dec 5, 2024 to Dec 5, 2024
- Discretionary RAUM · $263M to $368MDec 5, 2024 to Dec 5, 2024
- HNW RAUM · $542M to $701MDec 5, 2024 to Dec 5, 2024
- Individual RAUM · $727M to $843MDec 5, 2024 to Dec 5, 2024
- Non-discretionary RAUM · $1.0B to $1.2BDec 5, 2024 to Dec 5, 2024
- RAUM · $1.3B to $1.5BDec 5, 2024 to Dec 5, 2024
- Wrap assets (manager) · $263M to $368MDec 5, 2024 to Dec 5, 2024
- Wrap assets (sponsor) · $1.0B to $1.2BDec 5, 2024 to Dec 5, 2024
- Accounts · 3,012 to 3,796Sep 20, 2023 to Dec 13, 2023
- HNW clients · 174 to 233Sep 20, 2023 to Dec 13, 2023
- Individual clients · 2,838 to 3,485Sep 20, 2023 to Dec 13, 2023
- Discretionary RAUM · $229M to $263MSep 20, 2023 to Dec 13, 2023
- HNW RAUM · $414M to $542MSep 20, 2023 to Dec 13, 2023
Signals
32 dated events
- Raymond James (Usa) Ltd reported 76 offices beyond its principal office, up from 65 (2025-01-14 to 2025-12-08)Dec 8, 2025 · Office count change · derived
- Raymond James (Usa) Ltd reported RAUM $2.0B, up 29% from $1.5B (2025-01-14 to 2025-12-08)Dec 8, 2025 · RAUM change · derived
- Raymond James (Usa) Ltd reported 45 state-registered advisory representatives, up from 35 (2025-01-14 to 2025-12-08)Dec 8, 2025 · Advisor headcount change · derived
- Efstratios Michael Serbanos (General Counsel) appeared on Schedule A of Raymond James (Usa) LtdDec 5, 2024 · Control person joined · fact
- Sean Patrick Boyle (Director) appeared on Schedule A of Raymond James (Usa) LtdDec 5, 2024 · Control person joined · fact
- Patricia Balezentis (Director) appeared on Schedule A of Raymond James (Usa) LtdDec 5, 2024 · Control person joined · fact
- Shawn Joseph Barko (Director) appeared on Schedule A of Raymond James (Usa) LtdDec 5, 2024 · Control person joined · fact
- James Robert Coulter (Director) appeared on Schedule A of Raymond James (Usa) LtdDec 5, 2024 · Control person joined · fact
- Raymond James (Usa) Ltd reported 65 offices beyond its principal office, up from 60 (2024-12-05 to 2024-12-05)Dec 5, 2024 · Office count change · derived
- Raymond James (Usa) Ltd reported 35 state-registered advisory representatives, up from 25 (2024-12-05 to 2024-12-05)Dec 5, 2024 · Advisor headcount change · derived
- Nicole Jane Svec (Director) no longer on Schedule A of Raymond James (Usa) Ltd (listed 2024-12-05, absent 2024-12-05)Dec 5, 2024 · Control person left · inference
- Sandra Maud Richard (Chief Operating Officer) no longer on Schedule A of Raymond James (Usa) Ltd (listed 2024-12-05, absent 2024-12-05)Dec 5, 2024 · Control person left · inference
- Pedro Manuel Ribeiro left Raymond James (Usa) Ltd for Marnoa Private Wealth Counsel Ltd. (registered 2024-10-17)Oct 1, 2024 · Advisor changed firm · fact
- Uyen Thuy Pham left Raymond James (Usa) Ltd for Beacon Hill Wealth Management Ltd (registered 2024-05-23)May 24, 2024 · Advisor changed firm · fact
- Dixie Lee Klaibert left Raymond James (Usa) Ltd for Beacon Hill Wealth Management Ltd (registered 2024-04-09)Apr 8, 2024 · Advisor changed firm · fact
- Raymond James (Usa) Ltd reported RAUM $1.3B, up 28% from $993.4M (2023-09-20 to 2023-12-13)Dec 13, 2023 · RAUM change · derived
- Ashley Griffith Chester (Chief Compliance Officer) no longer on Schedule A of Raymond James (Usa) Ltd (listed 2022-11-30, absent 2023-09-20)Sep 20, 2023 · Control person left · inference
- Barbara Majerski (Chief Compliance Officer) appeared on Schedule A of Raymond James (Usa) LtdSep 20, 2023 · Control person joined · fact
- Nicole Jane Svec (Director) appeared on Schedule A of Raymond James (Usa) LtdSep 20, 2023 · Control person joined · fact
- James Robert Coulter (Director) no longer on Schedule A of Raymond James (Usa) Ltd (listed 2022-11-30, absent 2023-09-20)Sep 20, 2023 · Control person left · inference
- Christopher John Lim (Chief Financial Officer) appeared on Schedule A of Raymond James (Usa) LtdSep 20, 2023 · Control person joined · fact
- Raymond James (Usa) Ltd reported 60 offices beyond its principal office, up from 50 (2022-04-28 to 2022-11-30)Nov 30, 2022 · Office count change · derived
- Christine Cao left Raymond James (Usa) Ltd for Legacy Private Client Services (registered 2025-02-17)Feb 1, 2022 · Advisor changed firm · fact
- Raymond James (Usa) Ltd reported RAUM $902.0M, up 42% from $636.3M (2021-05-10 to 2021-12-22)Dec 22, 2021 · RAUM change · derived
- Raymond James (Usa) Ltd reported 50 offices beyond its principal office, up from 42 (2021-05-10 to 2021-12-22)Dec 22, 2021 · Office count change · derived
- Ashley Griffith Chester (Chief Compliance Officer) appeared on Schedule A of Raymond James (Usa) LtdMay 10, 2021 · Control person joined · fact
- Raymond James (Usa) Ltd reported 42 offices beyond its principal office, up from 24 (2020-11-25 to 2020-12-23)Dec 23, 2020 · Office count change · derived
- Raymond James (Usa) Ltd reported 20 state-registered advisory representatives, down from 40 (2020-11-25 to 2020-12-23)Dec 23, 2020 · Advisor headcount change · derived
- Raymond James (Usa) Ltd reported RAUM $636.3M, up 39% from $459.0M (2020-11-25 to 2020-12-23)Dec 23, 2020 · RAUM change · derived
- Raymond James (Usa) Ltd reported 24 offices beyond its principal office, down from 33 (2019-06-25 to 2019-12-19)Dec 19, 2019 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- RJLU.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-570-7558reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026