DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bluestone Private Wealth, LLC
Latest filing Mar 5, 2026
First filing on the tape Jun 6, 2025 · 4 filings
SEC status approved since Jun 12, 2025
RAUM
$190M
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
98%
$186M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$190M as of Mar 5, 2026
Jun 6, 2025$148M then
HNW client RAUM$184M as of Mar 5, 2026
Jun 6, 2025$144M then
State-registered IARs (5.B.3)2 as of Mar 5, 2026
Jun 6, 20252 then
Employees (5.A)3 as of Mar 5, 2026
Jun 6, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $95.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $18.4MderivedHNW RAUM over HNW clients
- Average account
- $842,523derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $36.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M96%
- Charitable organizations$4.5M2.3%
- Individuals$2.2M1.2%
- Individual clients
- 7reported
- HNW clients
- 10reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 226reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36.1M for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Robert Barr | Cleveland, Oh | May 18, 2023 | 12 y | 1 |
| Stephanie Lynn SandleCertified Financial Planner | Cleveland, Oh | May 18, 2023 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christopher Robert Barr from Mai Capital Management, LLCMay 18, 2023 · RIA to RIA
- Stephanie Lynn Sandle from Mai Capital Management, LLCMay 18, 2023 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Mai Capital Management, LLCMay 2, 2022 · Cleveland, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Christopher Barr · Partner & Chief Compliance Officercontrolsince 02/2023 · owns 50% to 75%
- Lynn Stephanie Sandle · Partnercontrolsince 02/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cleveland, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · to CLEVELANDFeb 18, 2026 to Mar 5, 2026
- HQ state · to OHFeb 18, 2026 to Mar 5, 2026
- Accounts · 199 to 226Jul 29, 2025 to Feb 18, 2026
- Individual clients · 4 to 7Jul 29, 2025 to Feb 18, 2026
- Assets in custody · $32.5M to $36.1MJul 29, 2025 to Feb 18, 2026
- Financial planning clients · 1-10 to 11-25Jul 29, 2025 to Feb 18, 2026
- Discretionary RAUM · $86.3M to $99.9MJul 29, 2025 to Feb 18, 2026
- HNW RAUM · $157M to $184MJul 29, 2025 to Feb 18, 2026
- Individual RAUM · $1.3M to $2.2MJul 29, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $75.5M to $90.5MJul 29, 2025 to Feb 18, 2026
- RAUM · $162M to $190MJul 29, 2025 to Feb 18, 2026
- Accounts · 156 to 199Jun 6, 2025 to Jul 29, 2025
- HNW clients · 11 to 10Jun 6, 2025 to Jul 29, 2025
- Individual clients · 3 to 4Jun 6, 2025 to Jul 29, 2025
- Assets in custody · $34.9M to $32.5MJun 6, 2025 to Jul 29, 2025
- Employees · 2 to 3Jun 6, 2025 to Jul 29, 2025
- Financial planning clients · 1-10 to 1-10Jun 6, 2025 to Jul 29, 2025
- Discretionary RAUM · $86.0M to $86.3MJun 6, 2025 to Jul 29, 2025
- HNW RAUM · $144M to $157MJun 6, 2025 to Jul 29, 2025
- Individual RAUM · $307,149 to $1.3MJun 6, 2025 to Jul 29, 2025
- Non-discretionary RAUM · $61.9M to $75.5MJun 6, 2025 to Jul 29, 2025
- RAUM · $148M to $162MJun 6, 2025 to Jul 29, 2025
Signals
1 dated events
- 2 advisors left Mai Capital Management, LLC (Cleveland, OH) for Bluestone Private Wealth, LLC on the same dayMay 2, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bluestoneprivate.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 216-299-0687reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 216-299-1883reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- bluestoneprivate.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 216-299-1883reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- bluestoneprivate.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- bluestoneprivate.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026