DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• A•••• M•••••••••
Legal name C••••••••• A•••• M••••••••• L••
Latest filing May 18, 2026
First filing on the tape Jun 2, 2023 · 14 filings
SEC status approved since Jul 3, 2023
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$253M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.7M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$259M as of May 18, 2026
Feb 12, 2024$146M then
HNW client RAUM$96.1M as of May 18, 2026
Feb 12, 2024$67.4M then
State-registered IARs (5.B.3)2 as of May 18, 2026
Feb 12, 20242 then
Employees (5.A)4 as of May 18, 2026
Feb 12, 20242 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $64.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 108derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $248,445derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +40%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$157M61%
- High-net-worth individuals$96.1M37%
- Corporations and businesses$5.2M2.0%
- Charitable organizations$282,4220.1%
- Individual clients
- 400reported
- HNW clients
- 32reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,042reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• R••••• K•••••• | Richmond, Va | Jul 14, 2023 | 21 y | 2 |
| R••••• K•••••• S•••• | Richmond, Va | Jul 17, 2023 | 36 y | 2 |
| E••• W••••• J••••••Certified Financial Planner, Chartered Financial Analyst | Richmond, Va | Oct 3, 2023 | 10 y | 0 |
| J•••• D••••• | Richmond, Va | Feb 18, 2025 | 24 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D••••• from G•••••••• F•••••••• A•••••••• L••Feb 18, 2025 · Other
- R••••• K•••••• S•••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Jul 17, 2023 · Other
- R•••••• R••••• K•••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Jul 14, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• R••••••• R••••• · Managing Member And Chief Compliance Officercontrolsince 03/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 3, 2026RAUM (Item 5.F) moved from $180,834,039 to $258,879,212 (+43.0%) between the annual amendments of 2025-04-14 and 2026-02-03; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 767 to 1,042Jan 15, 2026 to Feb 3, 2026
- Individual clients · 277 to 400Jan 15, 2026 to Feb 3, 2026
- Discretionary RAUM · $181M to $259MJan 15, 2026 to Feb 3, 2026
- HNW RAUM · $76.9M to $96.1MJan 15, 2026 to Feb 3, 2026
- Individual RAUM · $97.5M to $157MJan 15, 2026 to Feb 3, 2026
- RAUM · $181M to $259MJan 15, 2026 to Feb 3, 2026
- Financial planning clients · 251-500 to 251-500Feb 5, 2025 to Apr 14, 2025
- Accounts · 569 to 767Apr 2, 2024 to Feb 5, 2025
- Corporate clients · 3 to 0Apr 2, 2024 to Feb 5, 2025
- Individual clients · 225 to 277Apr 2, 2024 to Feb 5, 2025
- Employees · 2 to 4Apr 2, 2024 to Feb 5, 2025
- Discretionary RAUM · $146M to $181MApr 2, 2024 to Feb 5, 2025
- HNW RAUM · $67.4M to $76.9MApr 2, 2024 to Feb 5, 2025
- Individual RAUM · $76.1M to $97.5MApr 2, 2024 to Feb 5, 2025
- RAUM · $146M to $181MApr 2, 2024 to Feb 5, 2025
- Accounts · 493 to 569Nov 14, 2023 to Feb 12, 2024
- HNW clients · 33 to 32Nov 14, 2023 to Feb 12, 2024
- Individual clients · 205 to 225Nov 14, 2023 to Feb 12, 2024
- Financial planning clients · unset to 251-500Nov 14, 2023 to Feb 12, 2024
- Discretionary RAUM · $134M to $146MNov 14, 2023 to Feb 12, 2024
- HNW RAUM · $63.9M to $67.4MNov 14, 2023 to Feb 12, 2024
- Individual RAUM · $67.2M to $76.1MNov 14, 2023 to Feb 12, 2024
- RAUM · $134M to $146MNov 14, 2023 to Feb 12, 2024
- Accounts · 0 to 493Jun 5, 2023 to Sep 13, 2023
- Charity clients · unset to 0.0Jun 5, 2023 to Sep 13, 2023
- Corporate clients · unset to 3.0Jun 5, 2023 to Sep 13, 2023
- HNW clients · unset to 33.0Jun 5, 2023 to Sep 13, 2023
- Individual clients · unset to 205.0Jun 5, 2023 to Sep 13, 2023
- Pension plan clients · unset to 0.0Jun 5, 2023 to Sep 13, 2023
- Pooled vehicle clients · unset to 0.0Jun 5, 2023 to Sep 13, 2023
- Discretionary RAUM · $0 to $134MJun 5, 2023 to Sep 13, 2023
- HNW RAUM · unset to 63916766.0Jun 5, 2023 to Sep 13, 2023
- Individual RAUM · unset to 67204333.0Jun 5, 2023 to Sep 13, 2023
- Pension RAUM · unset to 0.0Jun 5, 2023 to Sep 13, 2023
- Pooled vehicle RAUM · unset to 0.0Jun 5, 2023 to Sep 13, 2023
- RAUM · $0 to $134MJun 5, 2023 to Sep 13, 2023
Signals
1 dated events
- C••••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jun 2, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 804-272-8269reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-272-8272reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- cobblestoneassetmanagement.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-272-8272reportedpublic record, Form ADV, May 18, 2026
- Contact form
- cobblestoneassetmanagement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cobblestoneassetmanagement.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026