DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• W••••• M••••••••• L••
Latest filing Feb 27, 2026
First filing on the tape May 18, 2023 · 7 filings
SEC status approved since Jun 16, 2023
RAUM
$165M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$161M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$82.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$165M as of Feb 27, 2026
Mar 22, 2024$144M then
HNW client RAUM$134M as of Feb 27, 2026
Mar 22, 2024$104M then
State-registered IARs (5.B.3)2 as of Feb 27, 2026
Mar 22, 20242 then
Employees (5.A)2 as of Feb 27, 2026
Mar 22, 20242 then
Private funds: no history
RAUM +8.7% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 124derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $415,679derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M82%
- Individuals$26.3M16%
- Charitable organizations$2.5M1.5%
- Pension and profit-sharing plans$1.4M0.8%
- Corporations and businesses$150,7880.1%
- Individual clients
- 130reported
- HNW clients
- 118reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 396reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $160M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••• S•••••• | Cedar Rapids, Ia | Jun 30, 2023 | 10 y | 1 |
| D•••• J••••• S••••••• | Cedar Rapids, Ia | Jun 30, 2023 | 35 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• J••••• S••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 30, 2023 · IBD TO NEW F•••
- N••• S•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 30, 2023 · IBD TO NEW F•••
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 17, 2023 · Cedar Rapids, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• N••• · Chief Compliance Officer, Investment Managercontrolsince 06/2023 · owns less than 5%
- S•••••••• D••••• J••••• · Member, President, Senior Investment Managercontrolsince 02/2023 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••• L•• F•••• P•••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cedar Rapids, Ia · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 382 to 396Jan 15, 2025 to Feb 27, 2026
- HNW clients · 111 to 118Jan 15, 2025 to Feb 27, 2026
- Individual clients · 132 to 130Jan 15, 2025 to Feb 27, 2026
- Financial planning clients · 11-25 to 26-50Jan 15, 2025 to Feb 27, 2026
- Discretionary RAUM · $151M to $164MJan 15, 2025 to Feb 27, 2026
- HNW RAUM · $116M to $134MJan 15, 2025 to Feb 27, 2026
- Individual RAUM · $30.4M to $26.3MJan 15, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $645,934 to $1.1MJan 15, 2025 to Feb 27, 2026
- Pension RAUM · $900,375 to $1.4MJan 15, 2025 to Feb 27, 2026
- RAUM · $151M to $165MJan 15, 2025 to Feb 27, 2026
- Wrap assets (manager) · $141M to $160MJan 15, 2025 to Feb 27, 2026
- Accounts · 366 to 382Apr 15, 2024 to Jan 15, 2025
- Advisory activities · 3 to 4Apr 15, 2024 to Jan 15, 2025
- HNW clients · 108 to 111Apr 15, 2024 to Jan 15, 2025
- Individual clients · 125 to 132Apr 15, 2024 to Jan 15, 2025
- Pension plan clients · unset to 8.0Apr 15, 2024 to Jan 15, 2025
- Financial planning clients · 11-25 to 11-25Apr 15, 2024 to Jan 15, 2025
- Discretionary RAUM · $144M to $151MApr 15, 2024 to Jan 15, 2025
- HNW RAUM · $104M to $116MApr 15, 2024 to Jan 15, 2025
- Individual RAUM · $33.7M to $30.4MApr 15, 2024 to Jan 15, 2025
- Non-discretionary RAUM · $235,482 to $645,934Apr 15, 2024 to Jan 15, 2025
- Pension RAUM · $235,482 to $900,375Apr 15, 2024 to Jan 15, 2025
- RAUM · $144M to $151MApr 15, 2024 to Jan 15, 2025
- Wrap assets (manager) · $140M to $141MApr 15, 2024 to Jan 15, 2025
- Discretionary RAUM · $144M to $144MMar 22, 2024 to Apr 15, 2024
- Non-discretionary RAUM · $0 to $235,482Mar 22, 2024 to Apr 15, 2024
- Accounts · 348 to 366Oct 6, 2023 to Mar 22, 2024
- BD registered reps · 2 to 0Oct 6, 2023 to Mar 22, 2024
- Individual clients · 115 to 125Oct 6, 2023 to Mar 22, 2024
- Pension plan clients · 0.0 to unsetOct 6, 2023 to Mar 22, 2024
- Financial planning clients · 0 to 11-25Oct 6, 2023 to Mar 22, 2024
- Discretionary RAUM · $135M to $144MOct 6, 2023 to Mar 22, 2024
- HNW RAUM · $107M to $104MOct 6, 2023 to Mar 22, 2024
- Individual RAUM · $25.9M to $33.7MOct 6, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $1.4M to $0Oct 6, 2023 to Mar 22, 2024
- Pension RAUM · $0 to $235,482Oct 6, 2023 to Mar 22, 2024
- RAUM · $136M to $144MOct 6, 2023 to Mar 22, 2024
- Wrap assets (manager) · $126M to $140MOct 6, 2023 to Mar 22, 2024
- Accounts · 0 to 348Jun 29, 2023 to Oct 6, 2023
- HNW clients · unset to 108.0Jun 29, 2023 to Oct 6, 2023
Signals
2 dated events
- 2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Cedar Rapids, IA) for B•••••••• W••••• M••••••••• L•• within 3 daysJul 17, 2023 · Team lift-out · derived
- B•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@bridgewaywm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 319-393-6535reportedpublished by the firm, firm site, Sep 16, 2026
- f••• profile url
- linkedin.com/company/bridgeway-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- bridgewaywm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 319-393-6535reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- bridgewaywm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026