DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• G••••• C•••••• M••••••••• L••
Latest filing May 5, 2026
First filing on the tape Jun 20, 2023 · 9 filings
SEC status approved since Aug 17, 2023
RAUM
$45.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$45.4M as of May 5, 2026
Mar 29, 2024$150M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 29, 20240 then
Employees (5.A)6 as of May 5, 2026
Mar 29, 202414 then
Private funds3 as of May 5, 2026
Mar 29, 20242 then
RAUM +205% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +205%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $45.4M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$45.4M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $45.4M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• M•••• M••••• L• | Hedge Fund | $29.8M | 3 | Dec 15, 2023 |
| G•••••••• U• R••• E••••• F••• • S••••••••• P•••••••• | Real Estate Fund | $20.3M | 4 | Dec 15, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• T••• D• A•••••• · Chief Operating Officercontrolsince 08/2023 · owns less than 5%
- C•••••••• B••••• D• A••••• · Managing Membercontrolsince 05/2023 · owns less than 5%
- L••• G••••••••• K• · Chief Compliance Officer And Partnercontrolsince 03/2024 · owns less than 5%
- M••••••• R••••••• C•••• D••• · Managing Director, Partner, And Head Of R••• E•••••controlsince 05/2023 · owns less than 5%
- V••••••••• J•••• · Chief Of Strategy And M••••Economicscontrolsince 05/2023 · owns less than 5%
- Z•••••• S•••••• C••••• · Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- F••••••• C•••••• R•••• · Indirect Owner Of G•••••••• C•••••• C•••••• P••••••••• S•controlsince 06/2019 · owns 25% to 50% of G•••••••• C•••••• C•••••• P••••••••• S•
Entity owners
- G•••••••• I••••••••• L•• · Member And Ownerdirect · owns 75% or more
- G•••••••• C•••••• C•••••• P••••••••• S• · Indirect Ownerindirect · owns 75% or more of G•••••••• I••••••••• L••
- G•••••••• C•••••• P••••••••• P••••••••• S•• · Indirect Ownerindirect · owns 25% to 50% of G•••••••• I••••••••• L••
Related persons
Schedule D 7.A
- C•••••• A••••••••• G••••• E• P••••••••• L•••• •investment adviserpooled vehicle sponsorn
- F••••••• C•••••• G••••• D• R••••••• L•••investment adviserpooled vehicle sponsorn
- G•••••••• A••••••• L••investment advisernRAUM $396M
- G•••••••• C•••••• D••••••••• D• T•••••• E• V•••••• M••••••••• S•••broker-dealern
- G•••••••• C•••••• I••••••••• E• P••••••••• L•••investment adviserpooled vehicle sponsorn
- G•••••••• I••••••••• S••••••••• L••••investment adviserpooled vehicle sponsorn
- G•••••••• M•••• G• L••pooled vehicle sponsorn
- G•••••••• W••••• M••••••••• G••••• D• I••••••••• L•••investment adviserpooled vehicle sponsorn
- G••• C•••••• C•••••••• D• S•••••• L•••real estaten
- I••••••••• C••••••••• L•••investment adviserpooled vehicle sponsorn
- T•••• P••••••••• F••••••••• L••••investment adviserpooled vehicle sponsorn
Advisers that list G•••••••• G••••• C•••••• M••••••••• L•• as a related person
- 322042 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (70 comparable advisers, 96.0th percentile of changes)peers: asset managers, under $100M (70) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 4Oct 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Oct 21, 2025 to Mar 31, 2026
- Assets in custody · $14.9M to $45.4MOct 21, 2025 to Mar 31, 2026
- Private funds · 2 to 3Oct 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $14.9M to $45.4MOct 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $14.9M to $45.4MOct 21, 2025 to Mar 31, 2026
- RAUM · $14.9M to $45.4MOct 21, 2025 to Mar 31, 2026
- Accounts · 6 to 5Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 8 to 5Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $50.3M to $14.9MMar 29, 2024 to Mar 31, 2025
- Employees · 14 to 6Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $150M to $14.9MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $150M to $14.9MMar 29, 2024 to Mar 31, 2025
- RAUM · $150M to $14.9MMar 29, 2024 to Mar 31, 2025
- Accounts · 5 to 6Dec 15, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 6Dec 15, 2023 to Mar 29, 2024
- Employees · 10 to 14Dec 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $100M to $150MDec 15, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $100M to $150MDec 15, 2023 to Mar 29, 2024
- RAUM · $100M to $150MDec 15, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueDec 15, 2023 to Mar 29, 2024
- Accounts · 0 to 5Nov 21, 2023 to Dec 15, 2023
- Advisory employees · 1 to 8Nov 21, 2023 to Dec 15, 2023
- Pooled vehicle clients · unset to 5.0Nov 21, 2023 to Dec 15, 2023
- Assets in custody · $0 to $50.3MNov 21, 2023 to Dec 15, 2023
- Custody of client assets · false to trueNov 21, 2023 to Dec 15, 2023
- Employees · 3 to 10Nov 21, 2023 to Dec 15, 2023
- Private funds · unset to 2Nov 21, 2023 to Dec 15, 2023
- Discretionary RAUM · $0 to $100MNov 21, 2023 to Dec 15, 2023
- Pooled vehicle RAUM · unset to 100250000.0Nov 21, 2023 to Dec 15, 2023
- RAUM · $0 to $100MNov 21, 2023 to Dec 15, 2023
Signals
7 dated events
- G•••••••• G••••• C•••••• M••••••••• L•• reported RAUM $14.9M, down 90% from $150.2M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Ki Guilherme Lee (Chief Compliance Officer And Partner) appeared on Schedule A of G•••••••• G••••• C•••••• M••••••••• L••Mar 29, 2024 · c•••••• person joined · fact
- Cesar Dias Rodrigo Machado (Managing Director, Partner, And Head Of Real Estate) appeared on Schedule A of G•••••••• G••••• C•••••• M••••••••• L••Mar 29, 2024 · c•••••• person joined · fact
- De A•••••• Teo B••••• (Chief Operating Officer) appeared on Schedule A of G•••••••• G••••• C•••••• M••••••••• L••Dec 15, 2023 · c•••••• person joined · fact
- Jaime Valdiviahernandez (Chief Of Strategy And Macroeconomics) appeared on Schedule A of G•••••••• G••••• C•••••• M••••••••• L••Aug 9, 2023 · c•••••• person joined · fact
- Correa Sergio Zanini (Chief Investment Officer) appeared on Schedule A of G•••••••• G••••• C•••••• M••••••••• L••Aug 9, 2023 · c•••••• person joined · fact
- G•••••••• G••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- galapagoscapital.us/real-estate.htmlreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-515-5878reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••••• G••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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