DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
C4m Global Advisors LLC
Latest filing Feb 24, 2026
First filing on the tape May 18, 2023 · 6 filings
SEC status approved since Jun 26, 2023
RAUM
$16.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$16.3M as of Feb 24, 2026
Jan 29, 2024$27.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 24, 2026
Jan 29, 20240 then
Employees (5.A)3 as of Feb 24, 2026
Jan 29, 20244 then
Private funds1 as of Feb 24, 2026
Jan 29, 20241 then
RAUM +52% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $16.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16.3M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.3M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C4m Spc | Hedge Fund | $9.0M | 25 | May 18, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Michael Joseph Cope · Managing Partner And Chief Compliance Officercontrolsince 08/2022 · owns 25% to 50%
- Patrick Kevin Cope · Managing Partnercontrolsince 08/2022 · owns 10% to 25%
- Alonso Luis Corrales · Managing Partnercontrolsince 08/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $10.7M to $16.3MMar 26, 2025 to Feb 24, 2026
- Discretionary RAUM · $10.7M to $16.3MMar 26, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $10.7M to $16.3MMar 26, 2025 to Feb 24, 2026
- RAUM · $10.7M to $16.3MMar 26, 2025 to Feb 24, 2026
- Advisory employees · 4 to 2Jan 29, 2024 to Mar 26, 2025
- Assets in custody · $27.3M to $10.7MJan 29, 2024 to Mar 26, 2025
- Employees · 4 to 3Jan 29, 2024 to Mar 26, 2025
- Insurance-licensed employees · 3 to 2Jan 29, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Jan 29, 2024 to Mar 26, 2025
- HQ city · WASHINGTON D.C. to ARLINGTONJan 29, 2024 to Mar 26, 2025
- HQ state · DC to VAJan 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $27.3M to $10.7MJan 29, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $27.3M to $10.7MJan 29, 2024 to Mar 26, 2025
- RAUM · $27.3M to $10.7MJan 29, 2024 to Mar 26, 2025
- Assets in custody · $9.0M to $27.3MJun 22, 2023 to Jan 29, 2024
- Financial planning clients · unset to 0Jun 22, 2023 to Jan 29, 2024
- Discretionary RAUM · $9.0M to $27.3MJun 22, 2023 to Jan 29, 2024
- Pooled vehicle RAUM · $9.0M to $27.3MJun 22, 2023 to Jan 29, 2024
- RAUM · $9.0M to $27.3MJun 22, 2023 to Jan 29, 2024
- Business name · C4M GLOBAL ADVISORS, LLC to C4M GLOBAL ADVISORS LLCMay 18, 2023 to Jun 16, 2023
- Legal name · C4M GLOBAL ADVISORS, LLC to C4M GLOBAL ADVISORS LLCMay 18, 2023 to Jun 16, 2023
Signals
1 dated events
- C4M Global Advisors, Llc filed its initial SEC registration (Form ADV)May 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- c4m.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-336-8402reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026