DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Corrales & Co.
Legal name Corrales & Company, LLC
Latest filing Apr 27, 2026
First filing on the tape Jun 28, 2024 · 12 filings
SEC status approved since Aug 12, 2024
RAUM
$174M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
93%
$163M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$24.9M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$174M as of Apr 27, 2026
Apr 1, 2025$167M then
HNW client RAUM$124M as of Apr 27, 2026
Apr 1, 2025$124M then
State-registered IARs (5.B.3)5 as of Apr 27, 2026
Apr 1, 20253 then
Employees (5.A)10 as of Apr 27, 2026
Apr 1, 20253 then
Private funds: no history
RAUM +4.0% over the last fiscal yearIARs 3 to 5
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $24.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $236,030derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M71%
- Individuals$38.8M22%
- Pension and profit-sharing plans$9.8M5.6%
- Corporations and businesses$1.3M0.7%
- Charitable organizations$504,3830.3%
- Individual clients
- 223reported
- HNW clients
- 57reported
- Pension plan clients
- 9reported
- Charitable clients
- 3reported
- Accounts
- 738reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Hsuan Wang | Miami, Fl | Jan 6, 2025 | 19 y | 5 |
| Joseph Martin Landesman | Miami, Fl | Jan 21, 2025 | 14 y | 5 |
| Luis Alonso Corrales | Miami, Fl | Jan 23, 2025 | 16 y | 4 |
| Stephen Olaleye AdekeyeCertified Financial Planner, Chartered Financial Analyst | Miami, Fl | Apr 7, 2025 | 11 y | 4 |
| Karla FitzgeraldChartered Financial Consultant | Miami, Fl | Nov 6, 2025 | 10 y | 1 |
| Bryant Alexander Ruano | Miami, Fl | Nov 21, 2025 | 10 y | 2 |
| Roman Ortega | Miami, Fl | Jul 20, 2026 | 27 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jose Carlos Justo Delgado to Bbva Global Wealth Advisors, Inc.Sep 5, 2025 · RIA to RIA
Joined, latest
- Roman Ortega from First Command Advisory ServicesJul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bryant Alexander Ruano from Mariner IndependentNov 21, 2025 · RIA to RIA
- Karla Fitzgerald from Cope ConnellyNov 6, 2025 · RIA to RIA
- Jose Carlos Justo Delgado from Imperial Fund Asset Management LLCMay 14, 2025 · Other
- Stephen Olaleye Adekeye from Sem Wealth ManagementApr 7, 2025 · RIA to RIA
- Luis Alonso Corrales from Cope ConnellyJan 23, 2025 · RIA to RIA
- Joseph Martin Landesman from Cope ConnellyJan 21, 2025 · RIA to RIA
- Hsuan Wang from Cope ConnellyJan 6, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alonso Luis Corrales · Managing Member And Chief Compliance Officercontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
- C4m Global Advisors LLCinvestment advisernRAUM $16.3M
- Corrales & Company Insurance, LLCreal estaten
- Luis Alonso Corralespooled vehicle sponsory
- Ml Venture Group LLCinvestment advisern
- Cope Connellyinvestment advisernRAUM $151M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 7 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 574 to 738Feb 24, 2026 to Mar 11, 2026
- Advisory employees · 5 to 6Feb 24, 2026 to Mar 11, 2026
- Advisory activities · 4 to 5Feb 24, 2026 to Mar 11, 2026
- BD registered reps · 1 to 2Feb 24, 2026 to Mar 11, 2026
- Charity clients · 0 to 3Feb 24, 2026 to Mar 11, 2026
- Corporate clients · 4 to 12Feb 24, 2026 to Mar 11, 2026
- HNW clients · 47 to 57Feb 24, 2026 to Mar 11, 2026
- Individual clients · 165 to 223Feb 24, 2026 to Mar 11, 2026
- Pension plan clients · 0 to 9Feb 24, 2026 to Mar 11, 2026
- Employees · 9 to 10Feb 24, 2026 to Mar 11, 2026
- Discretionary RAUM · $150M to $153MFeb 24, 2026 to Mar 11, 2026
- HNW RAUM · $124M to $124MFeb 24, 2026 to Mar 11, 2026
- Individual RAUM · $33.1M to $38.8MFeb 24, 2026 to Mar 11, 2026
- Non-discretionary RAUM · $17.8M to $21.3MFeb 24, 2026 to Mar 11, 2026
- Pension RAUM · $0 to $9.8MFeb 24, 2026 to Mar 11, 2026
- RAUM · $167M to $174MFeb 24, 2026 to Mar 11, 2026
- Related adviser · true to falseDec 15, 2025 to Feb 24, 2026
- Advisory employees · 4 to 5Sep 5, 2025 to Dec 15, 2025
- Employees · 8 to 9Sep 5, 2025 to Dec 15, 2025
- State-registered IARs · 4 to 5Sep 5, 2025 to Dec 15, 2025
- Employees · 4 to 8Jul 2, 2025 to Sep 5, 2025
- Insurance-licensed employees · 2 to 0Jul 2, 2025 to Sep 5, 2025
- Financial planning clients · 26-50 to 26-50May 26, 2025 to Jul 2, 2025
- Advisory employees · 3 to 4Apr 1, 2025 to May 26, 2025
- Employees · 3 to 4Apr 1, 2025 to May 26, 2025
- State-registered IARs · 3 to 4Apr 1, 2025 to May 26, 2025
- Accounts · 547 to 574Dec 9, 2024 to Apr 1, 2025
- Individual clients · 177 to 165Dec 9, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 26-50Dec 9, 2024 to Apr 1, 2025
- Discretionary RAUM · $119M to $150MDec 9, 2024 to Apr 1, 2025
- HNW RAUM · $92.5M to $124MDec 9, 2024 to Apr 1, 2025
- Individual RAUM · $32.4M to $33.1MDec 9, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $19.8M to $17.8MDec 9, 2024 to Apr 1, 2025
- RAUM · $139M to $167MDec 9, 2024 to Apr 1, 2025
- Accounts · 0 to 547Sep 30, 2024 to Dec 9, 2024
- Charity clients · unset to 0.0Sep 30, 2024 to Dec 9, 2024
- Corporate clients · unset to 4.0Sep 30, 2024 to Dec 9, 2024
- HNW clients · unset to 47.0Sep 30, 2024 to Dec 9, 2024
- Individual clients · unset to 177.0Sep 30, 2024 to Dec 9, 2024
- Pension plan clients · unset to 0.0Sep 30, 2024 to Dec 9, 2024
Signals
2 dated events
- Jose Carlos Justo Delgado left Corrales & Co. for Bbva Global Wealth Advisors, Inc. (registered 2026-01-02)Sep 5, 2025 · Advisor changed firm · fact
- Corrales & Co. filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/corrales-coreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (239) 421-5359reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026