DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Saaga
Legal name Saaga, LLC
Latest filing Aug 26, 2026
First filing on the tape Jun 6, 2023 · 14 filings
SEC status approved since Jul 21, 2023
RAUM
$717M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$717M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$239M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$717M as of Aug 26, 2026
Mar 29, 2024$601M then
HNW client RAUM$717M as of Aug 26, 2026
Mar 29, 2024$601M then
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 29, 20241 then
Employees (5.A)6 as of Aug 26, 2026
Mar 29, 20245 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 1 to 0
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $239MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $32.6MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$717M100%
- Individual clients
- 0reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 565reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Juan Pablo Martinez-Blat | Miami, Fl | Jan 18, 2025 | 24 y | 0 |
| Federico Colombo | Miami, Fl | Feb 12, 2026 | 10 y | 0 |
| Mateo Laresgoiti | Miami, Fl | Feb 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Juan Pablo Martinez-Blat · Ceo, Ccocontrolsince 05/2002 · owns less than 5%
- Juan Pablo Martinez-Blat · 100% Owner Of Agaas, LLCcontrolsince 11/2024 · owns 75% or more of Agaas, LLC
Entity owners
- Agaas, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 26, 2026discretionary share of RAUM of 0% against a peer median of 99% (1483 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 516 to 565Oct 8, 2025 to Mar 30, 2026
- Advisory employees · 4 to 3Oct 8, 2025 to Mar 30, 2026
- HNW clients · 21 to 22Oct 8, 2025 to Mar 30, 2026
- Employees · 7 to 6Oct 8, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 0Oct 8, 2025 to Mar 30, 2026
- HNW RAUM · $603M to $717MOct 8, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $603M to $717MOct 8, 2025 to Mar 30, 2026
- RAUM · $603M to $717MOct 8, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 30, 2025 to Oct 8, 2025
- Accounts · 23 to 516Nov 26, 2024 to Mar 30, 2025
- HNW clients · 23 to 21Nov 26, 2024 to Mar 30, 2025
- Employees · 5 to 7Nov 26, 2024 to Mar 30, 2025
- HNW RAUM · $601M to $603MNov 26, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $601M to $603MNov 26, 2024 to Mar 30, 2025
- RAUM · $601M to $603MNov 26, 2024 to Mar 30, 2025
- Organization form · Sole Proprietorship to Limited Liability CompanyMar 29, 2024 to May 22, 2024
- Accounts · 293 to 23Nov 15, 2023 to Mar 29, 2024
- HNW clients · 21 to 23Nov 15, 2023 to Mar 29, 2024
- Organization form · Limited Liability Company to Sole ProprietorshipNov 15, 2023 to Mar 29, 2024
- HNW RAUM · $578M to $601MNov 15, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $578M to $601MNov 15, 2023 to Mar 29, 2024
- RAUM · $578M to $601MNov 15, 2023 to Mar 29, 2024
- Accounts · unset to 293.0Jul 13, 2023 to Nov 15, 2023
- Advisory employees · 0 to 4Jul 13, 2023 to Nov 15, 2023
- Advisory activities · 4 to 3Jul 13, 2023 to Nov 15, 2023
- HNW clients · 0 to 21Jul 13, 2023 to Nov 15, 2023
- Employees · 4 to 5Jul 13, 2023 to Nov 15, 2023
- State-registered IARs · 0 to 1Jul 13, 2023 to Nov 15, 2023
- Discretionary RAUM · unset to 0.0Jul 13, 2023 to Nov 15, 2023
- HNW RAUM · $0 to $578MJul 13, 2023 to Nov 15, 2023
- Non-discretionary RAUM · unset to 577640675.0Jul 13, 2023 to Nov 15, 2023
- RAUM · unset to 577640675.0Jul 13, 2023 to Nov 15, 2023
Signals
1 dated events
- Saaga filed its initial SEC registration (Form ADV)Jun 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 786-362-6819reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/saaga-family-wealth/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- saagawealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 786-940-3505reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- saagawealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $239Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026