DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Richmond Capital
Legal name Richmond Capital Advisors LLC
Latest filing Feb 11, 2026
First filing on the tape Jun 8, 2023 · 11 filings
SEC status approved since Jul 12, 2023
RAUM
$927,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$927,000 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$927,000
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$927,000 as of Feb 11, 2026
Jan 19, 2024$0 then
HNW client RAUM$0 as of Feb 11, 2026
Jan 19, 2024$0 then
State-registered IARs (5.B.3)1 as of Feb 11, 2026
Jan 19, 20241 then
Employees (5.A)1 as of Feb 11, 2026
Jan 19, 20241 then
Private funds: no history
RAUM +388% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $927,000derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $92,700derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +388%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$927,000100%
- Individual clients
- 7reported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jorge Daniel Richmond · Managing Member And Chief Compliance Officercontrolsince 04/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 10Mar 27, 2025 to Feb 11, 2026
- HNW clients · 1.0 to unsetMar 27, 2025 to Feb 11, 2026
- Individual clients · 2 to 7Mar 27, 2025 to Feb 11, 2026
- Discretionary RAUM · $190,000 to $927,000Mar 27, 2025 to Feb 11, 2026
- Individual RAUM · $190,000 to $927,000Mar 27, 2025 to Feb 11, 2026
- RAUM · $190,000 to $927,000Mar 27, 2025 to Feb 11, 2026
- Accounts · 0 to 3Nov 11, 2024 to Mar 27, 2025
- Business name · RICHMOND CAPITAL ADVISORS LLC to RICHMOND CAPITALNov 11, 2024 to Mar 27, 2025
- HNW clients · 0 to 1Nov 11, 2024 to Mar 27, 2025
- Individual clients · 0 to 2Nov 11, 2024 to Mar 27, 2025
- Financial planning clients · unset to Nov 11, 2024 to Mar 27, 2025
- Discretionary RAUM · $0 to $190,000Nov 11, 2024 to Mar 27, 2025
- Individual RAUM · $0 to $190,000Nov 11, 2024 to Mar 27, 2025
- RAUM · $0 to $190,000Nov 11, 2024 to Mar 27, 2025
- Charity clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Corporate clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- HNW clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Individual clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Pension plan clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Pooled vehicle clients · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- HNW RAUM · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Individual RAUM · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Pension RAUM · unset to 0.0Nov 2, 2023 to Jan 19, 2024
- Pooled vehicle RAUM · unset to 0.0Nov 2, 2023 to Jan 19, 2024
Signals
1 dated events
- Richmond Capital Advisors Llc filed its initial SEC registration (Form ADV)Jun 8, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- richmondcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-510-8833reportedpublic record, Form ADV, Feb 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $927,000derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026