DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oxenfree Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Lee Steer | Cadaret Grant & Co Inc BD affiliated | Oxenfree Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 27, 2024 |
| Nathan R Kallal | Affinity Financial Advisors independent RIA | Oxenfree Financial no RAUM | RIA to a newly registered adviser | Oct 6, 2023 | Jul 10, 2023 |
| John Sinchok | Affinity Financial Advisors independent RIA | Oxenfree Financial no RAUM | RIA to a newly registered adviser | Oct 6, 2023 | Jul 10, 2023 |
| Luke Jonathan Bunch | Affinity Financial Advisors independent RIA | Oxenfree Financial no RAUM | RIA to a newly registered adviser | Oct 6, 2023 | Jul 10, 2023 |
| Garth Ovead Moreau | Cetera Investment Advisers LLC BD affiliated | Oxenfree Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 28, 2023 | Jul 10, 2023 |
| James Xerxes Phillips | Cetera Investment Advisers LLC BD affiliated | Oxenfree Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 27, 2023 | Jul 6, 2023 |
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6 moves match.